Every Form 4 that BGC Group, Inc. (BGC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow BGC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BGC filings page.
BGC Group, Inc. (BGC) disclosed that Co-Chief Executive Officer Jean-Pierre Aubin disposed of shares through a company repurchase of 373,191 shares of Class A Common Stock on August 28, 2026, at $12.12 per share. The shares were repurchased by the company under its existing stock buyback authorization at the Nasdaq Global Select Market closing price for that date, in a transaction approved by the Audit Committee and Compensation Committee and exempt under Rule 16b-3.
Following this transaction, Aubin is reported as beneficially owning 1,082,071 shares of Class A Common Stock, including 207,999 shares held directly and 874,072 restricted stock units (RSUs). These RSUs vest over multiple future dates through 2033, in some cases contingent on continued service and on the company and its affiliates generating at least $5 million in revenue in the relevant quarter, and some vesting over four years following termination of employment.
BGC Group, Inc. reported that COO and Co-CEO Sean A. Windeatt received a grant of 268,498 restricted stock units (RSUs) on April 1, 2026 under the company’s Long Term Incentive Plan. Each RSU represents one share of Class A common stock and is scheduled to vest on April 1, 2029, contingent on continued service and the company generating at least $5 million in gross revenues for the quarter in which vesting occurs.
On the same date, 12,019 previously granted RSUs vested, leading to issuance of 6,370 shares of Class A common stock to Windeatt after 5,649 shares were withheld to cover taxes at $9.84 per share. Following these transactions, he holds 725,113 shares directly, along with additional unvested RSUs scheduled to vest between 2027 and 2033 subject to similar service and revenue conditions.
BGC Group, Inc. reported that Chairman of the Board & General Counsel Stephen M. Merkel received an equity compensation grant and had shares withheld for taxes. On April 1, 2026, he was granted 77,882 restricted stock units (RSUs) under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a right to receive one share of Class A common stock, vesting in equal installments on each of the first through fifth anniversaries of April 1, 2026, contingent on continued service and the Company generating at least $5 million in revenue for the quarter in which vesting occurs. On the same date, 29,973 RSUs previously granted vested; to cover taxes, the Company withheld 16,576 shares, and 13,397 shares of Class A common stock were issued to him. After these transactions, he holds shares directly and indirectly through family trusts and a 401(k) plan, reflecting routine compensation and tax withholding rather than open-market trading.
BGC Group, Inc. Chief Financial Officer Jason W. Hauf reported equity compensation activity and related tax withholding. On April 1, 2026, he received a grant of 42,835 restricted stock units under the BGC Group, Inc. Long Term Incentive Plan. These RSUs vest in five equal annual installments, contingent on continued service and the Company and its affiliates generating at least $5 million in gross revenues in the quarter of each vesting. On the same date, 15,680 previously granted RSUs vested, with 6,320 shares of Class A common stock withheld by the Company to cover taxes at a reference price of $9.84 per share, and 9,360 shares issued to him. After these transactions, he directly holds 113,711 shares and RSUs in total.
AUBIN JEAN-PIERRE reported acquisition or exercise transactions in this Form 4 filing.
BGC Group, Inc. granted Co-Chief Executive Officer Jean-Pierre Aubin 269,557 restricted stock units (RSUs), each representing one share of Class A common stock. The RSUs vest in equal installments over the first through fifth anniversaries of April 1, 2026.
Vesting requires that Aubin continue substantially providing services to BGC or its affiliates and that the company and its affiliates generate at least $5 million in revenue in the quarter in which each vesting occurs. After this award, he holds 1,455,262 shares directly, alongside a significant portfolio of previously granted RSUs with long-dated and post-termination vesting schedules.
ABULARRAGE JOHN J. reported acquisition or exercise transactions in this Form 4 filing.
BGC Group, Inc. reported that Co-Chief Executive Officer John J. Abularrage received a grant of 350,727 restricted stock units (RSUs) under the company’s Long Term Incentive Plan. Each RSU represents the right to receive one share of Class A common stock if conditions are met.
The RSUs vest in equal installments on each of the first through fifth anniversaries of April 1, 2026, if he continues substantially providing services and if the company and its affiliates generate at least $5 million in revenue in the quarter of vesting. After this grant, he beneficially owns 832,072 Class A shares and RSUs in total.
BGC Group, Inc. reported insider equity compensation activity for Co-Chief Executive Officer John J. Abularrage. He was granted 164,890 restricted stock units (RSUs) effective April 1, 2025, each representing one share of Class A common stock under the company’s long-term incentive plan.
On March 15, 2026, 75,071 RSUs vested. To cover tax obligations, the company withheld 41,516 shares at $9.57 per share, and 33,555 shares were issued to him. After this vesting and withholding, he holds 147,702 shares of Class A common stock and 333,643 RSUs scheduled to vest between 2027 and 2030, subject to continued service and a quarterly gross revenue condition of at least $5 million.
BGC Group, Inc. Co-Chief Executive Officer Jean-Pierre Aubin reported routine equity compensation activity and related tax withholding. On April 1, 2025, he received a grant of 78,456 restricted stock units (RSUs) under the company’s long-term incentive plan.
Of these RSUs, 15,692 vested on March 15, 2026, while the remainder is scheduled to vest annually on March 15 of 2027, 2028, 2029 and 2030, subject to continued service and the company generating at least $5 million in gross revenues in the applicable quarter. Separately, on March 15, 2026, 29,368 RSUs vested, with 14,392 shares withheld to cover taxes and 14,976 shares issued to Aubin.
After these transactions, he also holds 604,515 additional RSUs scheduled to vest over multiple future dates, including tranches in 2027–2030 and a larger block vesting on July 1, 2033, plus a portion that vests over four years following any employment termination.
BGC Group, Inc. Co-Chief Executive Officer Jean-Pierre Aubin reported an open-market sale of 10,000 shares of Class A common stock on March 5, 2026. The weighted average sale price was $9.55 per share, based on trades between $9.52 and $9.58.
The filing notes the sale was made primarily to fund a personal real estate transaction. After this sale, Aubin directly and indirectly holds a total of 1,121,641 shares and RSUs, including 566,214 shares and 555,427 restricted stock units that vest over multiple dates through 2033 and after his employment ends.
BGC Group, Inc. disclosed that its COO and Co-CEO, Sean A. Windeatt, sold 246,360 shares of Class A common stock to the company on January 22, 2026. The repurchase was made at $9.17 per share, equal to the closing price on the Nasdaq Global Select Market that day, and was carried out under BGC Group’s existing stock repurchase authorization after approval by the Audit and Compensation Committees, relying on an exemption under Rule 16b-3.
Following this transaction, Windeatt beneficially owns 462,264 shares, all in the form of restricted stock units. These include 210,037 RSUs scheduled to vest on July 1, 2033, 48,076 RSUs vesting in four annual installments starting April 1, 2026, 131,053 RSU-LLPs vesting on April 1, 2027, and 73,098 RSUs vesting on April 1, 2028. All future vesting is contingent on his continued service and BGC Group generating at least $5 million in revenue or gross revenues in the quarter of vesting, as specified for each grant.
BGC Group (BGC) reported a director equity grant. On 11/12/2025, the reporting person acquired 5,447 shares of Class A Common Stock via restricted stock units (RSUs) at $0. Following the transaction, beneficial ownership was 32,652 shares, held directly.
The 5,447 RSUs vest in two tranches: 2,723 on November 12, 2026 and 2,724 on November 12, 2027, contingent on continued Board service. As context, holdings include 20,745 shares held directly and 6,460 previously granted RSUs scheduled to vest 3,937 on November 14, 2025 and 2,523 on September 16, 2026.
BGC Group (BGC) director reports equity grant. On 11/12/2025, the reporting person acquired 5,447 shares of Class A Common Stock at $0, represented by 5,447 RSUs granted under the company’s Long Term Incentive Plan. Following the grant, beneficial ownership is 41,044 shares, held directly.
The 5,447 RSUs vest in two tranches: 2,723 on November 12, 2026 and 2,724 on November 12, 2027, contingent on continued Board service. Holdings include 29,137 shares held directly and 6,460 previously granted RSUs, of which 3,937 vest on November 14, 2025 and 2,523 vest on September 16, 2026.
BGC Group (BGC) director Arthur U. Mbanefo reported acquiring 5,447 RSUs on 11/12/2025 at $0 under the company’s Long Term Incentive Plan. Each RSU represents the right to receive one share of Class A common stock.
These RSUs vest in two tranches: 2,723 on November 12, 2026 and 2,724 on November 12, 2027, contingent on continued Board service. Following the award, the filing lists 24,756 Class A shares beneficially owned directly.
The ownership detail includes 12,849 shares held directly and 6,460 previously granted RSUs, of which 3,937 vest on November 14, 2025 and 2,523 vest on September 16, 2026, each subject to continued Board service.
BGC Group (BGC) director reported an equity award. On 11/12/2025, the reporting person acquired 5,447 shares of Class A common stock via restricted stock units (RSUs) at a price of $0 under the company’s Long Term Incentive Plan.
Each RSU converts into one share upon vesting. Of the 5,447 RSUs, 2,723 vest on November 12, 2026, and 2,724 vest on November 12, 2027, contingent on continued Board service. Following the transaction, the reporting person beneficially owned 24,999 shares directly.
The filing notes this total includes 13,092 shares held directly and 6,460 previously granted RSUs, of which 3,937 vest on November 14, 2025, and 2,523 vest on September 16, 2026, subject to continued service.