BGM Group CFO files initial Form 3

BGM Group Ltd. filed an initial Form 3 for its Chief Financial Officer, ZHAI Yaxuan, identifying this officer as a reporting person for insider ownership purposes.

Rhea-AI Filing Summary

BGM Group Ltd. filed an initial Form 3 for its Chief Financial Officer, ZHAI Yaxuan, identifying this officer as a reporting person for insider ownership purposes. The filing reports no transactions, acquisitions, or dispositions of BGM Group securities and contains no derivative positions.

Key Figures

Buy transactions: 0 shares Sell transactions: 0 shares Derivative exercises: 0 shares +2 more

5 metrics

Buy transactions 0 shares BuyCount in Form 3 transaction summary

Sell transactions 0 shares SellCount in Form 3 transaction summary

Derivative exercises 0 shares exerciseShares in Form 3 transaction summary

Net buy/sell shares 0 shares netBuySellShares in Form 3 transaction summary

Holding entries 0 holdingEntries in Form 3 transaction summary

Key Terms

Form 3, reporting insider, Chief Financial Officer

3 terms

Form 3 regulatory

"BGM Group Ltd. filed an initial Form 3 for its Chief Financial Officer"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting insider regulatory

"identifying this officer as a reporting person for insider ownership purposes"

Chief Financial Officer financial

"for its Chief Financial Officer, ZHAI Yaxuan, identifying this officer"

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the BGM (BGM Group Ltd.) Form 3 filing show?

The Form 3 shows that BGM Group Ltd.’s Chief Financial Officer, ZHAI Yaxuan, is now a reporting insider. It reports no purchases, sales, or derivative positions in BGM securities at this time.

Did ZHAI Yaxuan buy or sell any BGM shares in this Form 3?

No transactions are reported for ZHAI Yaxuan in this Form 3. The transaction summary lists zero buys, zero sells, and zero derivative exercises, indicating only an initial ownership reporting status.

Does the BGM Form 3 disclose any derivative securities for the CFO?

The Form 3 derivative summary is empty for ZHAI Yaxuan. It shows zero derivative transactions and no remaining derivative positions, so no options, warrants, or similar instruments are disclosed here.

What insider role is reported for ZHAI Yaxuan at BGM Group Ltd.?

The filing identifies ZHAI Yaxuan as an officer of BGM Group Ltd., serving as Chief Financial Officer. This role triggers ongoing insider reporting obligations for ownership and future transactions in company securities.

Does the BGM Form 3 indicate large insider holdings or changes?

The Form 3’s transaction and holding entries are all zero, so it does not show large holdings or recent changes. It primarily establishes ZHAI Yaxuan as a reporting insider without detailing significant positions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/14/2026 - 09:40 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

ZHAI Yaxuan

(Last) (First) (Middle)

NO152 HONGLIANG EAST 1ST STREET

(Street)

CHENGDU SICHUAN 610000

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2026

3. Issuer Name and Ticker or Trading Symbol
BGM Group Ltd. [ BGM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Zhai Yaxuan	05/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)