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Bar Harbor Bankshares (BHB) SVP DiPaola files Form 3 holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Bar Harbor Bankshares Senior Vice President Alison Noelle DiPaola filed an initial Form 3 reporting her ownership in the company’s common stock. She holds 6,312 shares directly and an additional 517 shares indirectly through a 401(k) plan as of the event date.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
DiPaola Alison Noelle

(Last) (First) (Middle)
PO BOX 400
82 MAIN STREET

(Street)
BAR HARBOR ME 04609

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/20/2026
3. Issuer Name and Ticker or Trading Symbol
BAR HARBOR BANKSHARES [ BHB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 6,312 D
Common Stock 517 I by 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Olivia Erickson, Attorney-in-Fact 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider reporting holdings in Bar Harbor Bankshares (BHB)?

The insider is Alison Noelle DiPaola, a Senior Vice President at Bar Harbor Bankshares. She filed a Form 3 to report her initial beneficial ownership of the company’s common stock as required for officers under U.S. securities regulations.

What does the Form 3 filing for Bar Harbor Bankshares (BHB) disclose?

The Form 3 discloses Alison Noelle DiPaola’s initial beneficial ownership in Bar Harbor Bankshares common stock. It lists both directly held shares and shares held indirectly through a 401(k) plan as of the stated event date.

How many Bar Harbor Bankshares (BHB) shares does Alison DiPaola own directly?

Alison Noelle DiPaola directly owns 6,312 shares of Bar Harbor Bankshares common stock. This direct ownership reflects shares registered in her name as reported in the Form 3 initial statement of beneficial ownership.

What indirect Bar Harbor Bankshares (BHB) holdings are reported for Alison DiPaola?

The filing reports that Alison Noelle DiPaola indirectly owns 517 shares of Bar Harbor Bankshares common stock through a 401(k) plan. This indirect position is separate from her directly held shares disclosed in the same Form 3.

Does the Bar Harbor Bankshares (BHB) Form 3 show any recent transactions?

The Form 3 is an initial ownership report and shows holdings rather than new transactions. It lists the total common stock DiPaola beneficially owns directly and through a 401(k) plan as of the event date of January 20, 2026.

Why did Alison DiPaola file a Form 3 for Bar Harbor Bankshares (BHB)?

She filed Form 3 because, as a Senior Vice President, she is an officer required to report beneficial ownership. The filing establishes her starting levels of directly and indirectly held Bar Harbor Bankshares common stock under Section 16 rules.
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