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Bar Harbor Bankshares (BHB) SVP adds shares through dividend reinvestment plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bar Harbor Bankshares Senior Vice President John Mogan Williams reported routine share acquisitions of common stock through a company dividend reinvestment and stock purchase plan. On June 18, 2026, he acquired 3.0263 shares at $36.28 and 78.1130 shares at $36.25 in transactions coded as grants or awards exempt under Rule 16b-3(d). Following these transactions, his directly held common stock totaled 17,803.8313 shares, and he also reported 4,340.6100 shares held indirectly through a 401(k) account. These plan-based transactions reflect ongoing participation in the company’s shareholder programs rather than open-market trading.

Positive

  • None.

Negative

  • None.

Insights

Routine plan-based acquisitions with limited signaling impact.

Senior Vice President John Mogan Williams acquired small amounts of Bar Harbor Bankshares common stock through the company’s Dividend Reinvestment and Direct Stock Purchase and Sale Plan. The Form 4 classifies these as grant/award-type acquisitions under transaction code A.

The filing notes the transactions are exempt under Rule 16b-3(d), underscoring their compensation or plan-based nature rather than discretionary open-market buying. The reported share amounts are modest relative to typical insider positions, and there are no sales or derivative exercises.

Because these are routine reinvestment and purchase-plan transactions with no accompanying dispositions or large changes in holdings, the informational content for investors is limited. Subsequent company filings may provide broader context on overall insider ownership trends.

Insider Williams John Mogan
Role Senior Vice President
Type Security Shares Price Value
Grant/Award Common Stock 78.113 $36.25 $3K
Grant/Award Common Stock 3.026 $36.28 $109.79
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 17,800.805 shares (Direct); Common Stock — 4,340.61 shares (Indirect, by 401(k))
Footnotes (1)
  1. [object Object]
Plan acquisition 1 3.0263 shares at $36.28 Common Stock grant/award acquisition on June 18, 2026
Plan acquisition 2 78.1130 shares at $36.25 Common Stock grant/award acquisition on June 18, 2026
Direct holdings after transactions 17,803.8313 shares Common Stock directly owned after June 18, 2026 acquisitions
Indirect 401(k) holdings 4,340.6100 shares Common Stock held indirectly by 401(k) as of June 18, 2026
Transaction count 2 acquisitions, 0 sales Non-derivative common stock transactions in this Form 4
Dividend Reinvestment and Direct Stock Purchase and Sale Plan financial
"These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan"
Rule 16b-3(d) regulatory
"in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934"
Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.
401(k) financial
"total_shares_following_transaction": "4340.6100" ... "nature_of_ownership": "by 401(k)""
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
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FAQ

What did Bar Harbor Bankshares (BHB) insider John Mogan Williams report on this Form 4?

He reported acquiring small amounts of Bar Harbor Bankshares common stock on June 18, 2026. The shares came through the company’s Dividend Reinvestment and Direct Stock Purchase and Sale Plan, rather than open-market purchases, and were coded as grant or award-type acquisitions.

How many Bar Harbor Bankshares shares did the SVP acquire in the latest filing?

He acquired 3.0263 shares at $36.28 and 78.1130 shares at $36.25. Both transactions were treated as grant, award, or similar acquisitions, reflecting ongoing participation in Bar Harbor Bankshares’ dividend reinvestment and direct stock purchase plan.

What are John Mogan Williams’ Bar Harbor Bankshares holdings after these transactions?

After the reported plan-based acquisitions, his directly held Bar Harbor Bankshares common stock totaled 17,803.8313 shares. He also reported 4,340.6100 additional shares held indirectly through a 401(k) account, giving a fuller picture of his overall economic exposure.

Were the Bar Harbor Bankshares insider transactions open-market buys or sales?

No open-market buys or sales were reported. The Form 4 shows acquisitions coded as grants or awards, with the footnote stating the shares were obtained through Bar Harbor Bankshares’ Dividend Reinvestment and Direct Stock Purchase and Sale Plan under Rule 16b-3(d).

Does the Bar Harbor Bankshares Form 4 show any stock option exercises or derivative trades?

The filing does not report any derivative security transactions or stock option exercises. All reported activity involves non-derivative common stock acquired through dividend reinvestment and direct stock purchase plan participation, plus one holding entry for shares in a 401(k) account.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams John Mogan

(Last)(First)(Middle)
PO BOX 400
82 MAIN STREET

(Street)
BAR HARBOR MAINE 04609

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BAR HARBOR BANKSHARES [ BHB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/18/2026A(1)V78.113A$36.2517,800.805D
Common Stock06/18/2026A(1)V3.0263A$36.2817,803.8313D
Common Stock4,340.61Iby 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan, in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended.
/s/ Olivia Erickson, Attorney-in-Fact06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)