STOCK TITAN

BAR HARBOR BANKSHARES (BHB) director adds shares through dividend reinvestment plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BAR HARBOR BANKSHARES director Brian D. Shaw increased his holdings through a routine dividend reinvestment. On June 18, 2026, he acquired 39.248 shares of common stock at $36.25 per share via the company’s Dividend Reinvestment and Direct Stock Purchase and Sale Plan.

After this exempt grant under Rule 16b-3(d), Shaw directly holds 18,960.329 shares of BAR HARBOR BANKSHARES common stock. This filing reflects a small, automatic acquisition tied to dividend reinvestment rather than an open-market trade.

Positive

  • None.

Negative

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Insider Shaw Brian D
Role null
Type Security Shares Price Value
Grant/Award Common Stock 39.248 $36.25 $1K
Holdings After Transaction: Common Stock — 18,960.329 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares acquired 39.248 shares Common Stock grant on June 18, 2026
Acquisition price $36.25 per share Price for Common Stock acquired via plan
Total holdings after transaction 18,960.329 shares Director’s direct Common Stock position after acquisition
Transaction code A (Grant, award, or other acquisition) Non-derivative Common Stock transaction classification
Exemptive rule Rule 16b-3(d) Exempt transaction under Exchange Act for plan participation
Dividend Reinvestment and Direct Stock Purchase and Sale Plan financial
"These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan"
Rule 16b-3(d) regulatory
"in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934"
Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shaw Brian D

(Last)(First)(Middle)
PO BOX 400
82 MAIN STREET

(Street)
BAR HARBOR MAINE 04609

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BAR HARBOR BANKSHARES [ BHB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/18/2026A(1)V39.248A$36.2518,960.329D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan, in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended.
/s/ Olivia Erickson, Attorney-in-Fact06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did BAR HARBOR BANKSHARES (BHB) report for Brian D. Shaw?

BAR HARBOR BANKSHARES reported that director Brian D. Shaw acquired 39.248 common shares. The shares were obtained through the company’s Dividend Reinvestment and Direct Stock Purchase and Sale Plan as an exempt grant under Rule 16b-3(d), not an open-market purchase.

How many BAR HARBOR BANKSHARES (BHB) shares does Brian D. Shaw now hold?

After the latest dividend reinvestment transaction, director Brian D. Shaw directly holds 18,960.329 shares of BAR HARBOR BANKSHARES common stock. This reflects a modest increase from the 39.248 shares acquired through the company’s dividend reinvestment and stock purchase plan.

At what price were Brian D. Shaw’s new BAR HARBOR BANKSHARES (BHB) shares acquired?

The 39.248 BAR HARBOR BANKSHARES common shares acquired by director Brian D. Shaw were priced at $36.25 per share. This price applies to the shares obtained through the Dividend Reinvestment and Direct Stock Purchase and Sale Plan described in the Form 4.

Was Brian D. Shaw’s BAR HARBOR BANKSHARES (BHB) transaction an open-market buy or a grant?

The transaction was a grant or award acquisition, not an open-market buy. Brian D. Shaw received 39.248 common shares through the company’s Dividend Reinvestment and Direct Stock Purchase and Sale Plan in a transaction exempt under Rule 16b-3(d).

What does Rule 16b-3(d) exemption mean for the BAR HARBOR BANKSHARES (BHB) Form 4?

Rule 16b-3(d) exemption means the share acquisition is treated as a compensatory or plan-related transaction, not a typical market trade. Brian D. Shaw’s 39.248-share increase arose from BAR HARBOR BANKSHARES’ dividend reinvestment and stock purchase plan under this exemption.