Smartbird director Kasun receives 57,306 stock units

The director's RSUs vest in three equal annual installments, subject to Continuous Service through each applicable vesting date.

Rhea-AI Filing Summary

Smartbird, Inc. (BIRD) director Daniel Martin Kasun received an award of 57,306 restricted stock units (RSUs) tied to Class A common stock on October 1, 2026. Each RSU represents a contingent right to receive one share upon settlement. The RSUs vest in three equal annual installments on each anniversary of the grant date, subject to Kasun’s Continuous Service through the applicable vesting date. The transaction row lists a per-share amount of $3.49; the reported direct post-transaction position was 57,406 shares.

Insider Trade Summary

Grant/Award: 57,306 shares

Grant/Award 1 txn

Insider Kasun Daniel Martin

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock F1	57,306	$3.49	$200K

Holdings After Transaction: Class A Common Stock — 57,406 shares (Direct)

Footnotes (1)

1. F1. Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs shall vest in three equal annual installments on each anniversary of the Grant Date, subject to the Reporting Person's Continuous Service (as defined in the 2021 Equity Incentive Plan) through the applicable vesting date.

Key Figures

RSUs awarded: 57,306 RSUs Underlying shares per RSU: 1 share per RSU Reported per-share amount: $3.49 per share +2 more

5 metrics

RSUs awarded 57,306 RSUs October 1, 2026

Underlying shares per RSU 1 share per RSU Contingent right upon settlement

Reported per-share amount $3.49 per share Award transaction row

Direct position following transaction 57,406 shares Reported post-transaction position

Vesting installments 3 equal annual installments On each anniversary of the grant date, subject to Continuous Service

Key Terms

restricted stock unit, settlement, Continuous Service, 2021 Equity Incentive Plan

4 terms

restricted stock unit technical

"Each share is represented by a restricted stock unit ("RSU")"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

settlement technical

"upon settlement"

Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.

Continuous Service technical

"subject to the Reporting Person's Continuous Service"

2021 Equity Incentive Plan technical

"as defined in the 2021 Equity Incentive Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did BIRD director Daniel Martin Kasun receive?

Daniel Martin Kasun received an award of 57,306 RSUs on October 1, 2026. Each RSU represents a contingent right to receive one share of Class A common stock upon settlement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 08:31 PM Accepted by SEC EDGAR 10/05/2026 - 08:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kasun Daniel Martin

(Last) (First) (Middle)

C/O SMARTBIRD, INC.

1875 MISSION STREET, SUITE 130

(Street)

SAN FRANCISCO CALIFORNIA 94103

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Smartbird, Inc. [ BIRD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	10/01/2026		A		57,306(1)	A	$3.49	57,406	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs shall vest in three equal annual installments on each anniversary of the Grant Date, subject to the Reporting Person's Continuous Service (as defined in the 2021 Equity Incentive Plan) through the applicable vesting date.

	/s/ Daniel Kasun, by Ann Mitchell, Attorney-in-Fact	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)