Welcome to our dedicated page for Smartbird SEC filings (Ticker: BIRD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Allbirds, Inc. filings document the public-company record for a Delaware public benefit corporation whose Class A common stock trades on Nasdaq under BIRD. Recent disclosures include 8-K material-event reports, operating and financial results, business highlights, and announcements tied to the company’s retail footprint and channel strategy.
The filing record also covers material agreements, shareholder voting matters, governance disclosures and capital-structure actions. These include at-the-market Class A common stock sales under a shelf registration statement, senior secured convertible-note financing, related proxy solicitation materials, Nasdaq share-issuance matters and amendments to material-event reports.
Smartbird, Inc. reported that board member Ravi Thanawala has notified the Board of his intention to resign as a director. He is leaving to assume the position of CFO at American Eagle Outfitters, Inc. His resignation will be effective July 14, 2026 to allow an orderly transition.
The company states that his decision to resign is not due to any disagreement with Smartbird on operations, policies, or practices. The filing focuses solely on this governance change and does not include financial or operating results.
Smartbird, Inc. Chief Executive Officer Nadia Catherine Carlsten reported an open-market sale of 117,459 shares of Class A Common Stock. The shares were sold at an average price of $4.2111 per share.
According to the footnote, these sales were made solely to cover tax withholding obligations arising from the vesting and settlement of restricted stock units under a “sell to cover” arrangement and are described as non-discretionary. Following the transaction, Carlsten directly holds 1,414,920 shares of Class A Common Stock.
Smartbird, Inc.’s Chief Financial Officer Ann Mitchell reported a grant of 766,190 shares of Class A common stock in the form of restricted stock units (RSUs). The RSUs have no cash exercise price and each unit represents the right to receive one share upon settlement.
According to the award terms, 1/12 of the RSUs vest on the three-month anniversary of the Vesting Commencement Date, with an additional 1/12 vesting quarterly thereafter, all subject to her Continuous Service under the company’s 2021 Plan. Following this grant, she directly holds 842,378 shares.
Hughes Lily Yan reported acquisition or exercise transactions in this Form 4 filing.
Smartbird, Inc. director Lily Yan Hughes received a grant of 125,000 restricted stock units (RSUs) tied to the company’s Class A Common Stock. The RSUs were awarded at no cash cost and each RSU represents a right to one share upon settlement.
According to the vesting schedule, 1/12 of the RSUs vests on the three‑month anniversary of the Vesting Commencement Date, with an additional 1/12 vesting quarterly thereafter, as long as she maintains Continuous Service under the 2021 Plan. Following this grant, she directly holds 147,222 shares of Class A Common Stock.
Smartbird, Inc. reported that Chief Executive Officer Nadia Catherine Carlsten received a grant of 1,532,379 shares of Class A Common Stock, represented by restricted stock units (RSUs). The grant carries no purchase price. Each RSU converts into one share upon settlement.
According to the terms, 255,397 RSUs vested on June 18, 2026, and 1/16 of the remaining RSUs will vest quarterly, subject to her continued service under the 2021 Equity Incentive Plan. Following this award, she holds 1,532,379 shares/RSUs directly.
Smartbird, Inc. director and Chief Executive Officer Nadia Catherine Carlsten submitted an initial insider ownership report. This Form 3 filing establishes her status as an officer and director of Smartbird, Inc., but does not list any specific stock transactions or holdings in the provided data.
Smartbird, Inc. submitted a Form 144 notice concerning 29,453 shares of Common stock dated 06/23/2026. The filing describes the shares in connection with a Restricted Stock Lapse. The excerpt also lists prior sales of 3,359 shares on 06/02/2026.
Smartbird, Inc., formerly Allbirds, Inc., announced a major strategic reset combining leadership changes, new financing and a completed business pivot into AI infrastructure. The company has sold the Allbirds brand and footwear assets and now operates as an AI infrastructure provider while keeping the Nasdaq ticker “BIRD.”
The company amended its securities purchase agreement to add $50.0 million of senior secured convertible notes, bringing the aggregate original principal amount to up to $100.0 million, with the increased portion convertible at $4.00 per share. This expanded capital base is intended to support its AI infrastructure strategy.
The board appointed Nadia Carlsten as president, chief executive officer, secretary and director effective June 18, 2026, granting her an inducement RSU award of 1,532,379 RSUs, including 255,397 shares vesting immediately and the rest in 16 quarterly installments. Joe Vernachio will resign on June 19, 2026. The board also named independent director Lily Yan Hughes as chairperson with a 125,000 RSU grant, and increased compensation and granted 766,190 RSUs to chief financial officer Ann (Annie) Mitchell. The company filed a certificate of amendment to change its name to Smartbird, Inc. and remove public benefit corporation references, and adopted amended and restated bylaws.
Allbirds, Inc. has completed the sale of its footwear-related assets to Allbirds IP LLC, an affiliate of American Exchange Group. At closing, the company received $40.7 million in cash, including the release of $2.0 million previously held as a deposit.
Of the purchase price, $3.0 million was placed into an escrow fund to cover any negative purchase price adjustments and certain surviving representation claims for 60 days after closing. Allbirds plans a special cash dividend from a portion of the sale proceeds, with a record date of June 25, 2026 and payment to stockholders within 60 days of that date.