Smartbird CEO files initial insider ownership report

Smartbird, Inc. director and Chief Executive Officer Nadia Catherine Carlsten submitted an initial insider ownership report.

Rhea-AI Filing Summary

Smartbird, Inc. director and Chief Executive Officer Nadia Catherine Carlsten submitted an initial insider ownership report. This Form 3 filing establishes her status as an officer and director of Smartbird, Inc., but does not list any specific stock transactions or holdings in the provided data.

Key Terms

Form 3, Chief Executive Officer, director, insider ownership

4 terms

Form 3 regulatory

"This Form 3 filing establishes her status as an officer and director"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Chief Executive Officer financial

"lists Nadia Catherine Carlsten as both a director and Chief Executive Officer"

A chief executive officer (CEO) is the top leader of a company, responsible for making major decisions, setting goals, and guiding the organization’s overall direction. Think of the CEO as the captain of a ship, steering it toward success. Investors pay close attention to the CEO because their leadership and strategy can significantly influence the company's performance and future growth.

director financial

"identifies Nadia Catherine Carlsten as a director and Chief Executive Officer"

insider ownership financial

"It functions as her initial insider ownership report"

The percentage of a company’s stock held by people with access to inside information or control, typically officers, directors and large shareholders who work at or help run the business. It matters to investors because it shows how much “skin in the game” insiders have and can signal alignment of interests, potential for concentrated control, and effects on share liquidity—like neighbors owning most of a street, which changes how decisions are made and how easy it is for others to move in or out.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Smartbird (BIRD) Form 3 filing for Nadia Catherine Carlsten show?

The Form 3 filing identifies Nadia Catherine Carlsten as a director and Chief Executive Officer of Smartbird, Inc. It functions as her initial insider ownership report but, in the provided data, does not show any specific stock transactions or share holdings.

Is Nadia Catherine Carlsten considered an insider at Smartbird (BIRD)?

Yes. The filing lists Nadia Catherine Carlsten as both a director and Chief Executive Officer of Smartbird, Inc. This confirms her status as a company insider, which requires public reporting of her equity ownership and future stock-related activity in SEC filings.

Does the Smartbird (BIRD) Form 3 include any stock purchases or sales?

No specific purchases or sales appear in the provided Form 3 data. The transaction section is empty, and the summarized counts for buys, sells, exercises, gifts, tax withholding, and restructuring all show zero, indicating no reportable transactions in this filing.

What transaction activity is summarized in the Smartbird (BIRD) Form 3 for the CEO?

The transaction summary shows zero counts across all tracked categories, including buys, sells, exercises, gifts, and tax-withholding events. Net buy-sell direction is labeled neutral, indicating no reported trading activity for Nadia Catherine Carlsten in this particular Form 3 submission.

Are there any derivative securities reported for the Smartbird (BIRD) CEO on this Form 3?

No derivative positions are listed in the provided data. The derivative summary is empty, and the derivative transaction count is zero, suggesting no reported options, warrants, or other derivative securities for Nadia Catherine Carlsten in this initial filing excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/23/2026 - 04:35 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Carlsten Nadia Catherine

(Last) (First) (Middle)

C/O SMARTBIRD, INC 530 WASHINGTON STREET

(Street)

SAN FRANCISCO CALIFORNIA 94111

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/18/2026

3. Issuer Name and Ticker or Trading Symbol
Smartbird, Inc. [ BIRD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Nadia Carlsten, by Ann Mitchell, Attorney-in-Fact	06/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)