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Keel Infrastructure Corp. (KEEL) director details share and option stakes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Keel Infrastructure Corp. director Brian Howlett filed an initial statement of beneficial ownership, reporting direct holdings of common shares and stock options. He holds 144,946 common shares directly. He also holds stock options over 393,750 common shares at an exercise price of $1.36 per share expiring on June 30, 2028, 100,000 common-share options at $2.75 per share expiring on December 22, 2028, and 60,000 options at $1.87 per share expiring on December 18, 2029. Footnotes state the 393,750 and 100,000 option grants are fully vested, while the 60,000-option grant vests in equal installments between December 18, 2024 and June 18, 2026.

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Insider Howlett Brian
Role Director
Type Security Shares Price Value
holding Stock Options (Right to Buy) -- -- --
holding Stock Options (Right to Buy) -- -- --
holding Stock Options (Right to Buy) -- -- --
holding Common Shares -- -- --
Holdings After Transaction: Stock Options (Right to Buy) — 393,750 shares (Direct); Common Shares — 144,946 shares (Direct)
Footnotes (1)
  1. On June 30, 2023, the reporting person was granted 393,750 stock options which have fully vested. The price was converted into its U.S. Dollar equivalent using the Bank of Canada daily exchange rate on March 30, 2026 (at CAD 1.00 = USD 0.718). On December 12, 2023, the reporting person was granted 100,000 stock options which have fully vested. On December 18, 2024, the reporting person was granted 60,000 stock options which vest in equal installments on December 18, 2024, June 18, 2025, December 18, 2025, and June 18, 2026.
Direct common shares 144,946 shares Common Shares held directly following Form 3 reporting
Options at $1.36 393,750 underlying shares at $1.36 Stock options expiring June 30, 2028
Options at $2.75 100,000 underlying shares at $2.75 Stock options expiring December 22, 2028
Options at $1.87 60,000 underlying shares at $1.87 Stock options expiring December 18, 2029
Exchange rate used CAD 1.00 = USD 0.718 Bank of Canada daily rate on March 30, 2026
Vesting schedule 60,000 options 4 equal installments Vesting dates: Dec 18, 2024; Jun 18, 2025; Dec 18, 2025; Jun 18, 2026
Stock Options (Right to Buy) financial
"security_title: Stock Options (Right to Buy)"
Common Shares financial
"underlying_security_title: Common Shares"
Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.
exercise price financial
"conversion_or_exercise_price: 1.3600"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date: 2028-06-30T00:00:00.000Z"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
vest financial
"stock options which vest in equal installments on December 18, 2024"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Howlett Brian

(Last)(First)(Middle)
120 BROADWAY
SUITE 1075

(Street)
NEW YORK NEW YORK 10004

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026
3. Issuer Name and Ticker or Trading Symbol
Keel Infrastructure Corp. [ KEEL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares144,946D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (Right to Buy) (1)06/30/2028Common Shares393,750$1.36(2)D
Stock Options (Right to Buy) (3)12/22/2028Common Shares100,000$2.75(2)D
Stock Options (Right to Buy) (4)12/18/2029Common Shares60,000$1.87(2)D
Explanation of Responses:
1. On June 30, 2023, the reporting person was granted 393,750 stock options which have fully vested.
2. The price was converted into its U.S. Dollar equivalent using the Bank of Canada daily exchange rate on March 30, 2026 (at CAD 1.00 = USD 0.718).
3. On December 12, 2023, the reporting person was granted 100,000 stock options which have fully vested.
4. On December 18, 2024, the reporting person was granted 60,000 stock options which vest in equal installments on December 18, 2024, June 18, 2025, December 18, 2025, and June 18, 2026.
Remarks:
Exhibit List - Exhibit 24.1 Power of Attorney
/s/ Rachel Silverstein, as attorney-in-fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What did Brian Howlett report in his Form 3 for KEEL?

Brian Howlett reported his initial ownership of Keel Infrastructure Corp. securities. He disclosed direct holdings of common shares plus several tranches of stock options with different exercise prices and expiration dates, showing his existing equity-based alignment with the company at the time of the filing.

How many Keel Infrastructure (KEEL) common shares does Brian Howlett hold?

Brian Howlett holds 144,946 Keel Infrastructure common shares directly. This figure reflects his reported beneficial ownership of the underlying equity as of the Form 3 date, separate from any additional exposure he has through vested or unvested stock options granted by the company.

What stock options does Brian Howlett hold in Keel Infrastructure (KEEL)?

He holds options over 393,750 common shares at $1.36, 100,000 at $2.75, and 60,000 at $1.87. These options give him the right to buy KEEL common shares at those exercise prices before their respective expiration dates if he chooses to exercise.

When do Brian Howlett’s KEEL stock options expire?

His stock options over 393,750 shares expire on June 30, 2028, 100,000 options expire on December 22, 2028, and 60,000 options expire on December 18, 2029. These dates mark the last days he can exercise each grant for Keel Infrastructure shares.

Are Brian Howlett’s Keel Infrastructure (KEEL) options vested?

The 393,750 and 100,000 KEEL stock options are fully vested. The 60,000-option grant vests in four equal installments on December 18, 2024, June 18, 2025, December 18, 2025, and June 18, 2026, gradually increasing his exercisable option position over time.

What currency detail is disclosed for Brian Howlett’s KEEL option prices?

The filing notes that the option prices were converted into U.S. dollars. It specifies a Bank of Canada exchange rate on March 30, 2026 of CAD 1.00 to USD 0.718, indicating the original grant prices were denominated in Canadian dollars before conversion.