BK Form 144: Proposed sale of 30,000 Common shares

Rhea-AI Filing Summary

BK submitted a Form 144 notice proposing the sale of 30,000 shares of Common Stock through UBS Financial Services, Inc. The filing lists multiple vested employee stock awards as the securities to be sold, including awards of 23,467, 4,204, and 2,329 shares dated February 2026. The filing date shown is 04/17/2026 and the listing exchange is NYSE.

Insights

Equity Securities Analyst

Routine Form 144 notice of proposed insider sale; procedural disclosure, not evidence of executed trades.

The Form 144 lists a proposed disposition of 30,000 shares via UBS Financial Services and identifies specific vested employee awards dated in February 2026. A Form 144 is a pre-sale notice and does not confirm execution.

Cash‑flow treatment and whether the sales occurred are not shown; subsequent market activity or a Form 4 would confirm completion.

Key Figures

Proposed shares to be sold: 30,000 shares Vested award example: 23,467 shares Vested award example: 4,204 shares +4 more

7 metrics

Proposed shares to be sold 30,000 shares listed on Form 144

Vested award example 23,467 shares Vested Employee Stock Award dated 02/23/2026

Vested award example 4,204 shares Vested Employee Stock Award dated 02/15/2026

Vested award example 2,329 shares Vested Employee Stock Award dated 02/15/2026

Filing date 04/17/2026 Form 144 filing date shown

Listed exchange identifier NYSE Exchange shown on Form 144

Numeric entry 4,045,200 numeric field present on filing

Key Terms

Form 144, Vested Employee Stock Award, UBS Financial Services, Inc.

3 terms

Form 144 regulatory

"144: Securities To Be Sold Common Stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Vested Employee Stock Award financial

"Vested Employee Stock Award The Bank of New York Mellon Corporation"

UBS Financial Services, Inc. other

"Common Stock | UBS Financial Services, Inc. 1285 Avenue of the Americas"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does BK's Form 144 filing mean?

It signals a proposed sale of securities, not a completed transaction. The filing proposes sale of 30,000 shares via UBS Financial Services, listing specific vested awards dated February 2026 as the securities involved.

Does BK's Form 144 confirm the shares have been sold?

No. Form 144 is a notice of intent to sell and does not confirm execution. Completion would typically be shown by subsequent trade reports or an insider Form 4 if required under Section 16.

Which securities are identified in BK's filing?

The filing lists Common Stock tied to vested employee stock awards, including awards of 23,467, 4,204, and 2,329 shares dated in February 2026, identified as the securities proposed for sale.

Who is the broker listed on the Form 144 for BK?

The broker-dealer shown is UBS Financial Services, Inc. at 1285 Avenue of the Americas, New York. The filing indicates UBS as the intermediary for the proposed sale of the Common Stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/17/2026 - 12:55 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001386987
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Bank of New York Mellon Corporation
SEC File Number	001-35651
Address of Issuer	240 Greenwich St. New York NEW YORK 10286
Phone	212-495-1784
Name of Person for Whose Account the Securities are To Be Sold	McCarthy J. Kevin
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	UBS Financial Services, Inc. 1285 Avenue of the Americas New York NY 10019	30000	4045200	686907398	04/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/23/2026	Vested Employee Stock Award	The Bank of New York Mellon Corporation			23467	02/23/2026	Vested Employee Stock Awards
Common Stock	02/15/2026	Vested Employee Stock Award	The Bank of New York Mellon Corporation			4204	02/15/2026	Vested Employee Stock Awards
Common Stock	02/15/2026	Vested Employee Stock Award	The Bank of New York Mellon Corporation			2329	02/15/2026	Vested Employee Stock Awards

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	All of the shares of Common Stock proposed to be sold by this person were acquired pursuant to employee compensation awards.
Date of Notice	04/17/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jean Weng, Attorney-in-Fact
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)