Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation (BNY, NYSE: BK) files a wide range of SEC documents that shed light on its financial condition, capital structure and corporate actions. As a global financial services company and bank holding company, BNY uses current reports on Form 8-K to announce quarterly earnings releases, financial supplements and quarterly update presentations, as well as material events involving preferred stock, depositary shares and governance matters.
On this BK SEC filings page, investors can review 8-K filings that describe the release of results for specific quarters, including exhibits containing the earnings release and financial supplement, and references to conference calls and webcasts where management discusses results and outlook. Other 8-Ks cover actions such as the launch or redemption of noncumulative perpetual preferred stock series, amendments to the certificate of incorporation, the establishment of new preferred stock designations, and changes affecting the rights of security holders.
BNY’s filings also detail capital and funding activities, including public offerings of depositary shares representing interests in preferred stock, related underwriting agreements, deposit agreements, and legal opinions on the issuance and sale of these securities. Additional 8-K disclosures address topics such as the redemption and elimination of specific preferred stock series and the company’s intentions regarding future redemptions, subject to market conditions and regulatory considerations.
Stock Titan’s filings page surfaces these SEC documents in real time from EDGAR and pairs them with AI-powered summaries that explain the key points of each filing in accessible language. Users can quickly identify items related to quarterly results, preferred stock offerings and redemptions, amendments to governing documents, and other material corporate events affecting BNY’s common stock (BK), preferred securities and depositary shares. This helps investors navigate complex regulatory filings and understand how BNY’s disclosures relate to its capital structure, earnings communications and governance.
Goldman Sachs & Co. LLC submitted Form 144 notices disclosing proposed sales of Common Stock acquired as Restricted Stock Units. The excerpt lists proposed amounts with grant/acquisition dates: 5,000 shares (02/15/2026), 7,344 shares (02/15/2025), 30 shares (05/30/2025), 64 shares (02/28/2025), and 66 shares (01/31/2025).
The filing identifies the seller as the Issuer and indicates these RSU‑derived shares are intended to be sold on the NYSE. No aggregate proceeds, sale method, or purchasers are stated in the provided excerpt.
The Bank of New York Mellon Corporation filed an amended report to update governance details. The Board appointed Charles F. Lowrey to its Risk Committee and its Corporate Governance, Nominating and Social Responsibility Committee, effective April 14, 2026.
At the same Annual Meeting, shareholders elected 11 directors for terms expiring at the 2027 Annual Meeting. They also approved, on an advisory basis, the 2025 compensation of named executive officers with 55.56% of votes cast in favor, and ratified KPMG LLP as independent auditors with 98.11% support.
BK submitted a Form 144 notice proposing the sale of 30,000 shares of Common Stock through UBS Financial Services, Inc. The filing lists multiple vested employee stock awards as the securities to be sold, including awards of 23,467, 4,204, and 2,329 shares dated February 2026. The filing date shown is 04/17/2026 and the listing exchange is NYSE.
Bank of New York Mellon Corp executive Alejandro Perez filed an initial Form 3 reporting his beneficial ownership of company stock. As Sr. Executive Vice President, he reports direct ownership of 76,116.761 shares of common stock and indirect ownership of 1,806.0786 shares held through a 401(k) plan. This filing establishes his baseline holdings as an insider but does not report any purchase or sale transactions.
The Bank of New York Mellon Corporation reported a strong first quarter of 2026, with total revenue of $5.41 billion, up 13% year-over-year, and diluted EPS of $2.24, up 42%. Net income applicable to common shareholders rose to $1.56 billion, driven by broad-based growth in fee revenue and net interest income.
The bank generated a pre-tax operating margin of 37%, return on common equity of 16.1% and return on tangible common equity of 29.3%. Assets under custody and/or administration reached $59.4 trillion and assets under management were $2.1 trillion. BNY returned $1.4 billion to common shareholders, including $983 million of share repurchases, and its CET1 ratio stood at 11.0% with a Tier 1 leverage ratio of 6.0%.
The Bank of New York Mellon Corporation reports beneficial ownership of 3,607,556 shares of Genter Capital Taxable Quality Intermediate ETF, representing 41.8% of the class. The filing attributes voting and dispositive roles across related entities (Bank of New York Mellon Corp, BNY Mellon IHC, MBC Investments Corp, BNY Mellon Advisors).
The cover data shows sole voting power 3,576,496 and shared dispositive power 3,607,556. The filing notes these securities are held in various fiduciary capacities and that no single third party holds over 5% of the class.
The Bank of New York Mellon Corporation reports beneficial ownership of 1,632,827 shares representing 68.9% of the Genter Capital Municipal Quality Intermediate ETF. The filing (Amendment No. 7) attributes voting and dispositive powers to related BNY Mellon entities, with sole voting power 1,628,706. The schedule lists issuer contact details in Rocky Mount, North Carolina.
The Bank of New York Mellon Corporation amended a Schedule 13G to report its beneficial ownership in First Trust Horizon Managed Volatility Domestic ETF. The cover shows Bank of New York Mellon Corp holds 422,253 shares (including 419,154 sole voting power) representing 22.8% of the class. Related reporting entities BNY Mellon IHC, MBC Investments Corp, and BNY Mellon Advisors, Inc. each report 398,426 shares representing 21.5% of the class.
The filing states the holdings are held by the corporation and its subsidiaries in various fiduciary capacities and notes that another entity may be entitled to dividends or sale proceeds; no single third party is identified as holding more than 5%.