Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation filings document the regulatory record for a global financial services company with common stock, preferred-related securities and depositary shares listed on the New York Stock Exchange. Its 8-K reports include quarterly earnings releases, financial supplements, investor presentations and Regulation FD materials tied to reported operating results.
The company's filings also record capital-structure activity, including senior medium-term note issuances, preferred stock terms, depositary share offerings and related registration-statement exhibits. Proxy and amended current reports disclose board composition, committee assignments, shareholder voting matters and governance procedures for the BNY public-company structure.
Bank of New York Mellon Corp corporate controller Kurtis R. Kurimsky sold 5,290 shares of Common Stock in an open-market transaction. The shares were sold at a weighted average price of $136.0157 per share on April 17, 2026, with individual sale prices ranging from $136.00 to $136.08. After this sale, Kurimsky directly holds 17,259 shares of Bank of New York Mellon common stock.
Bank of New York Mellon Corp executive J. Kevin McCarthy sold 30,000 shares of Common Stock in an open-market transaction. The shares were sold on April 17, 2026 at a weighted average price of $136.4973, with individual trade prices ranging from $135.98 to $136.7989.
After these sales, McCarthy directly held 50,237.607 shares of Bank of New York Mellon Corp Common Stock. The footnote explains that detailed price breakdowns within the stated range are available upon request from the company, the SEC staff, or any security holder.
Senior Executive VP Shannon Marie Hobbs of Bank of New York Mellon Corp reported an open-market sale of common stock. On April 17, 2026, she sold 297 shares at a weighted average price of $137.0531 per share, with individual sale prices ranging from $137.04 to $137.08. After this sale, she held 15,206 shares of common stock directly and 70.9054 shares indirectly through a 401(k) plan.
COOK LINDA Z reported acquisition or exercise transactions in this Form 4 filing.
Bank of New York Mellon Corp director Linda Z. Cook received a grant of 1,592 Deferred Stock Units tied to common stock. Each unit is convertible into one share of common stock, bringing her total reported deferred stock unit holdings to 37,892.107 units.
The deferred stock units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date. Once vested, they are settled in shares of common stock after her service as a director ends, either in a lump sum or in annual installments. The units also earn dividend equivalents, which are reinvested into additional deferred stock units.
Echevarria Joseph reported acquisition or exercise transactions in this Form 4 filing.
Bank of New York Mellon Corp director Joseph Echevarria received 1,592 Deferred Stock Units as a grant. These units were awarded at a price of $0.00 per unit and are convertible on a 1-for-1 basis into shares of common stock.
The deferred stock units vest on the earlier of the company’s 2027 annual shareholder meeting or one year from the grant date. After his service as a director ends, the vested units are paid out in common stock either in a lump sum or in annual installments. The units also earn dividend equivalents that are reinvested in additional deferred stock units. Following this award, Echevarria directly holds 45,948.005 deferred stock units.
Bank of New York Mellon Corp director Marguerite Amy Gilliland received a grant of deferred stock units. On the grant date, she acquired 1,592 deferred stock units tied 1-for-1 to shares of Common Stock at a price of $0.00 per unit, bringing her total to 21,726.015 deferred stock units.
The deferred stock units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date. After they vest and once her service as a director ends, the units are settled in shares of Common Stock, either in a lump sum or annual installments starting 30 days after termination. These units also pay dividend equivalents that are reinvested into additional deferred stock units.
Gowrappan Kumara Guru reported acquisition or exercise transactions in this Form 4 filing.
Bank of New York Mellon Corp director Kumara Guru Gowrappan received a grant of 1,592 deferred stock units tied 1-for-1 to common stock. These units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from grant and pay dividend equivalents that are reinvested. Vested units are settled in common shares after the director’s service ends, increasing deferred holdings to 21,726.015 units held directly.
Bank of New York Mellon Corp director Jeffrey A. Goldstein received a grant of 1,592 Deferred Stock Units. These units convert 1-for-1 into common stock and increase his deferred stock holdings to 51,090.988 units.
The deferred units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date. Once vested, they are settled in common shares after his service as a director ends, either in a lump sum or annual installments. The units also earn dividend equivalents that are reinvested into additional deferred stock units.
Lowrey Charles F reported acquisition or exercise transactions in this Form 4 filing.
Bank of New York Mellon Corp director Charles F. Lowrey received a grant of 1,592 deferred stock units tied to common shares. These units were awarded at a price of $0.00 as part of director compensation and are convertible into an equal number of common shares on a 1-for-1 basis.
The deferred stock units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date, and are paid in common stock after Lowrey’s service as a director ends, either in a lump sum or elected annual installments. The units also accrue dividend equivalents that are reinvested into additional deferred stock units.
O'CONNOR SANDRA reported acquisition or exercise transactions in this Form 4 filing.
Bank of New York Mellon Corp director Sandra O’Connor received a grant of 1,592 Deferred Stock Units tied to common stock as compensation. These units are convertible into an equal number of common shares and bring her total deferred stock unit holdings to 17,195.12 units.
The units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date, and are paid in common stock after she leaves the board. The award also earns dividend equivalents that are reinvested into additional deferred stock units, increasing her long-term equity-based exposure to the company.