Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Access regulatory filings submitted by The Bank of New York Mellon Corporation to the Securities and Exchange Commission. As a publicly traded financial holding company, BNY files periodic reports that provide detailed information about its financial condition, business operations, risk factors, governance structure, and material developments. These filings offer transparency into one of the world's largest custody banks and investment services providers.
Quarterly reports on Form 10-Q and annual reports on Form 10-K contain financial statements, management discussion and analysis, and disclosures about the company's business segments including Investment Services and Investment Management. The financial statements break down revenue by service line such as asset servicing fees, clearing fees, investment management fees, treasury services fees, and securities lending revenue. These disclosures allow investors to track how different parts of BNY's business are performing and how market conditions affect fee-based revenue streams.
The Management's Discussion and Analysis sections explain trends in assets under custody and administration, assets under management, client activity levels, fee rate dynamics, and operational metrics. Given BNY's role as a service provider to institutional investors, these discussions often include observations about market volatility, client asset allocation decisions, cross-border investment flows, and demand for various custody and administration services. The company also discloses information about technology investments, digital asset initiatives, and operational improvements that affect its capacity to serve clients efficiently.
Risk factor disclosures in annual reports identify potential challenges facing the business, including operational risks from processing high transaction volumes, cybersecurity threats, regulatory compliance requirements, competition from other custody banks and service providers, reliance on financial market activity levels, interest rate sensitivity, and the impact of market volatility on asset-based fees. These sections provide context for understanding the factors that could affect BNY's financial performance and the broader environment in which custody banks operate.
Current reports on Form 8-K disclose material events such as leadership changes, strategic transactions, amendments to credit agreements, earnings releases, dividend declarations, and other developments requiring prompt public disclosure. Proxy statements filed on Schedule 14A provide information about board composition, executive compensation, corporate governance practices, and matters submitted to shareholder votes. Beneficial ownership reports on Forms 3, 4, and 5 track insider transactions, showing when directors and officers buy or sell company stock.
Investors analyzing BNY's filings can evaluate the company's financial stability, capital position, revenue diversification, expense management, and strategic priorities. The filings also offer insights into industry dynamics affecting custody banks, including margin compression from fee competition, client demand for integrated technology platforms, regulatory capital requirements for systemically important institutions, and the evolution of new services around digital assets and data analytics. This comprehensive filing history serves as an authoritative resource for understanding BNY's business model, financial health, and position within the financial services industry.
Bank of New York Mellon Corp director Sandra O'Connor reported an acquisition on 10/01/2025 of 257.418 shares (phantom stock paid in shares) under the company's deferred compensation plan at a reported price of $106.83 per share. After the transaction she beneficially owns 6,386.415 shares, held in a direct form. The Form 4 filing notes the shares were phantom stock earned under the Deferred Compensation Plan for Directors and payable in common stock at a specified future date. The form is signed by an attorney-in-fact on behalf of the reporting person on 10/03/2025.
Ralph Izzo, a director of The Bank of New York Mellon Corporation (BK), reported acquiring 374.427 shares of common stock on 10/01/2025 at a reported price of $106.83 per share. The filing states these shares represent phantom stock from a prior election under the company’s deferred compensation plan for directors, which is payable in shares at a specified future date. Following the reported transaction, Mr. Izzo beneficially owned 15,365.964 shares. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
Jeffrey A. Goldstein, a director of Bank of New York Mellon Corporation (BK), reported an acquisition of 386.127 shares of the issuer's common stock on 10/01/2025. The reported transaction price was $106.83 per share and reflects phantom stock payable in shares under the company’s Deferred Compensation Plan for Directors. After the transaction, Mr. Goldstein beneficially owned 41,244.6487 shares. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
Bank of New York Mellon (BK) reported an insider transaction on a Form 4. A director acquired 783.956 shares of common stock on 10/01/2025 at a price of $106.83 per share, reflecting a transaction coded “A.” Following this, the director beneficially owned 63,773.8086 shares, held directly.
The filing notes the acquisition relates to phantom stock credited under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, payable at a specified date in shares of BK common stock.
Bank of New York Mellon Corporation filed a Form 8-K reporting a material corporate action: a Certificate of Elimination related to its Series G Preferred Stock, dated
Schedule 13G (Amendment No. 7) filed by Dodge & Cox reports beneficial ownership of 37,619,374 shares of The Bank of New York Mellon Corporation (CUSIP 064058100), representing 5.3% of the common stock. The filing shows sole voting power for 35,982,049 shares and sole dispositive power for 37,619,374 shares, and identifies the reporting person as an investment adviser (IA).
The statement certifies these securities are held in the ordinary course of business and were not acquired to change or influence control. Item 6 notes that Dodge & Cox clients have the right to receive dividends and sale proceeds for these shares. No shared voting or dispositive powers, group relationships, or subsidiary acquisitions are reported.
Form: 13F-HR 13F Combination Report filed by Bank of New York Mellon Corp for the period ended 06-30-2025.
- Form 13F entries: 32,016
- Total reported value: $529,301,175,621 (rounded)
- Number of other included managers: 18
- Report signed: /s/ Andrew Weiser on 08-05-2025
The filing is a combination report, indicating this manager reports a portion of holdings while other affiliated managers report remaining positions.
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