Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation (BNY, NYSE: BK) files a wide range of SEC documents that shed light on its financial condition, capital structure and corporate actions. As a global financial services company and bank holding company, BNY uses current reports on Form 8-K to announce quarterly earnings releases, financial supplements and quarterly update presentations, as well as material events involving preferred stock, depositary shares and governance matters.
On this BK SEC filings page, investors can review 8-K filings that describe the release of results for specific quarters, including exhibits containing the earnings release and financial supplement, and references to conference calls and webcasts where management discusses results and outlook. Other 8-Ks cover actions such as the launch or redemption of noncumulative perpetual preferred stock series, amendments to the certificate of incorporation, the establishment of new preferred stock designations, and changes affecting the rights of security holders.
BNY’s filings also detail capital and funding activities, including public offerings of depositary shares representing interests in preferred stock, related underwriting agreements, deposit agreements, and legal opinions on the issuance and sale of these securities. Additional 8-K disclosures address topics such as the redemption and elimination of specific preferred stock series and the company’s intentions regarding future redemptions, subject to market conditions and regulatory considerations.
Stock Titan’s filings page surfaces these SEC documents in real time from EDGAR and pairs them with AI-powered summaries that explain the key points of each filing in accessible language. Users can quickly identify items related to quarterly results, preferred stock offerings and redemptions, amendments to governing documents, and other material corporate events affecting BNY’s common stock (BK), preferred securities and depositary shares. This helps investors navigate complex regulatory filings and understand how BNY’s disclosures relate to its capital structure, earnings communications and governance.
Bank of New York Mellon Corp Senior Executive VP Jose Minaya reported a Form 4 transaction involving company common stock. On the reported date, 6,681 shares were disposed of at
Bank of New York Mellon Corp executive Shannon Marie Hobbs reported a tax-related share disposition. On February 15, 2026, 1,241 shares of common stock were withheld at $117.74 per share to cover tax liabilities from vesting restricted stock units. After this, she directly held 15,503 common shares. A separate line shows an additional 70.9051 common shares held indirectly through a 401(k) plan as of February 6, 2026, reflecting retirement-plan holdings rather than a new transaction.
Bank of New York Mellon Corp executive J. Kevin McCarthy reported tax-related share dispositions. On February 15, 2026, he had three Form 4 code “F” transactions in Common Stock, where a total of 14,145 shares were withheld at $117.74 per share to cover tax liabilities tied to vesting restricted stock units.
After these tax-withholding dispositions, McCarthy directly owned 56,770.607 shares of Bank of New York Mellon common stock. The filing indicates these were not open-market sales but shares withheld by the issuer to satisfy tax obligations on previously disclosed equity awards.
Bank of New York Mellon Corp corporate controller Kurtis R. Kurimsky reported tax-related share dispositions. On February 15, 2026, he surrendered a total of 6,120 shares of common stock at $117.74 per share to cover tax liabilities tied to vesting restricted stock units, rather than selling shares in the open market.
Bank of New York Mellon Corp Chief Financial Officer Dermot McDonogh reported tax-related stock transactions in common shares. On February 15, 2026, he disposed of shares in three Form F transactions as payment of tax liabilities tied to vesting Restricted Stock Units. After these withholdings, he directly owned 287,923 common shares.
Dodge & Cox has filed an amended Schedule 13G reporting its ownership in The Bank of New York Mellon Corporation. The firm reports beneficial ownership of 25,811,239 shares of common stock, representing 3.7% of the outstanding class as of the stated date.
Dodge & Cox has sole voting power over 24,727,189 shares and sole dispositive power over 25,811,239 shares, with no shared voting or dispositive authority. The filing notes that the shares were acquired and are held in the ordinary course of business and are not intended to change or influence control of the company.
Bank of New York Mellon Corp filed a Form 13F institutional holdings report as a 13F combination report, meaning some holdings are reported here and some by other managers. The filing’s information table covers 33,189 reportable positions with a stated value total of 567,686,253,020 dollars.
The summary page notes 17 other included managers, alongside additional separate managers such as CenterSquare Investment Management LLC and Fayez & Co. The report is signed by Andrew Weiser, Attorney-In-Fact, on 02-10-2026 in Uniondale, New York.
The Bank of New York Mellon Corporation granted Senior Executive VP Rajashree Datta 21,278 restricted stock units under its 2023 Long-Term Incentive Plan on February 2, 2026. The units vest in three equal annual installments beginning on February 15, 2027, and vested units will be settled in common stock.
Following this grant, Datta beneficially owns 81,414 shares of BNY Mellon common stock directly.
The Bank of New York Mellon Corporation reported that Sr. Exec. Vice President Koffey Jayee received an award of 11,513 shares of Common Stock on February 2, 2026 at a price of $0, reflecting a grant of restricted stock units under the company’s 2023 Long-Term Incentive Plan. After this award, Jayee directly beneficially owns 62,378 shares of BNY Mellon common stock. The restricted stock units are scheduled to vest in three equal annual installments beginning on February 15, 2027, with vested units settled in common stock, further aligning the executive’s compensation with shareholder interests.
Bank of New York Mellon Corp reported an equity award to senior executive vice president Jose Minaya. On 02/02/2026, he received 35,668 shares of common stock at a price of $0, reflecting a grant of restricted stock units under the company’s 2023 Long-Term Incentive Plan.
The units are scheduled to vest in three equal annual installments beginning on February 15, 2027, and will be settled in common stock as they vest. Following this grant, Minaya beneficially owns 236,077 shares of Bank of New York Mellon common stock, held directly.