BNY Mellon exec uses shares for tax withholding

Bank of New York Mellon Corp executive Shannon Marie Hobbs reported a tax-related share disposition.

Accepted by SEC EDGAR 02/18/2026 - 04:40 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Bank of New York Mellon Corp executive Shannon Marie Hobbs reported a tax-related share disposition. On February 15, 2026, 1,241 shares of common stock were withheld at $117.74 per share to cover tax liabilities from vesting restricted stock units. After this, she directly held 15,503 common shares. A separate line shows an additional 70.9051 common shares held indirectly through a 401(k) plan as of February 6, 2026, reflecting retirement-plan holdings rather than a new transaction.

Insider Trade Summary

Exercise Price or Tax Liability: 1,241 shares

Exercise Price or Tax Liability 1 txn

Insider Hobbs Shannon Marie

Role Senior Executive VP

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	1,241	$117.74	$146K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 15,503 shares (Direct); Common Stock — 70.9051 shares (Indirect, By 401(k))

Holdings Before and After: Common Stock, 16,744 to 15,503 shares (Direct)

Footnotes (2)

1. F1. Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.
2. F2. Holdings as of 2/6/2026

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BK executive Shannon Hobbs report?

Shannon Hobbs reported a tax-withholding disposition of 1,241 Bank of New York Mellon common shares. The shares were withheld to pay taxes due upon vesting of previously disclosed restricted stock units, rather than sold in an open-market transaction.

At what price were the 1,241 BK shares withheld for taxes?

The 1,241 Bank of New York Mellon common shares were valued at $117.74 per share for the tax-withholding transaction. This reflects the price used to satisfy the tax liability tied to vesting restricted stock unit awards.

How many BK shares does Shannon Hobbs hold after the Form 4 transaction?

Following the tax-withholding disposition, Shannon Hobbs directly holds 15,503 Bank of New York Mellon common shares. The Form 4 also lists 70.9051 additional shares held indirectly through a 401(k) plan as part of her retirement-related holdings.

Was the BK insider transaction an open-market sale of shares?

No, the transaction was not an open-market sale. The 1,241 Bank of New York Mellon shares were withheld by the company to cover tax liabilities triggered by the vesting of previously disclosed restricted stock unit awards.

What indirect BK share holdings does Shannon Hobbs report on Form 4?

The filing reports 70.9051 Bank of New York Mellon common shares held indirectly through a 401(k) plan. A footnote states these 401(k) holdings are reported as of February 6, 2026, indicating retirement-plan ownership rather than a new purchase or sale.

What does transaction code F mean in the BK Form 4 filing?

Transaction code F indicates shares were used to pay a tax liability or exercise cost. In this case, Bank of New York Mellon withheld 1,241 common shares from Shannon Hobbs to satisfy taxes owed on vesting restricted stock unit awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hobbs Shannon Marie

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Executive VP

3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/15/2026		F		1,241(1)	D	$117.74	15,503	D
Common Stock								70.9051(2)	I	By 401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

2. Holdings as of 2/6/2026

	/s/ Jean Weng, Attorney-in-Fact	02/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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