What indirect BK share holdings does Shannon Hobbs report on Form 4?

The filing reports 70.9051 Bank of New York Mellon common shares held indirectly through a 401(k) plan. A footnote states these 401(k) holdings are reported as of February 6, 2026, indicating retirement-plan ownership rather than a new purchase or sale.

BNY Mellon (NYSE: BK) exec withholds 1,241 shares to cover taxes

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Bank of New York Mellon Corp executive Shannon Marie Hobbs reported a tax-related share disposition. On February 15, 2026, 1,241 shares of common stock were withheld at $117.74 per share to cover tax liabilities from vesting restricted stock units. After this, she directly held 15,503 common shares. A separate line shows an additional 70.9051 common shares held indirectly through a 401(k) plan as of February 6, 2026, reflecting retirement-plan holdings rather than a new transaction.

Insider Trade Summary

Net Seller: 1,241 shares

Net Sell 2 txns

Insider Hobbs Shannon Marie

Role Senior Executive VP

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	1,241	$117.74	$146K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 15,503 shares (Direct); Common Stock — 70.9051 shares (Indirect, By 401(k))

Footnotes (2)

F1. Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.
F2. Holdings as of 2/6/2026

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/18/2026 - 04:40 PM

FAQ

What insider transaction did BK executive Shannon Hobbs report?

Shannon Hobbs reported a tax-withholding disposition of 1,241 Bank of New York Mellon common shares. The shares were withheld to pay taxes due upon vesting of previously disclosed restricted stock units, rather than sold in an open-market transaction.

At what price were the 1,241 BK shares withheld for taxes?

The 1,241 Bank of New York Mellon common shares were valued at $117.74 per share for the tax-withholding transaction. This reflects the price used to satisfy the tax liability tied to vesting restricted stock unit awards.

How many BK shares does Shannon Hobbs hold after the Form 4 transaction?

Following the tax-withholding disposition, Shannon Hobbs directly holds 15,503 Bank of New York Mellon common shares. The Form 4 also lists 70.9051 additional shares held indirectly through a 401(k) plan as part of her retirement-related holdings.

Was the BK insider transaction an open-market sale of shares?

No, the transaction was not an open-market sale. The 1,241 Bank of New York Mellon shares were withheld by the company to cover tax liabilities triggered by the vesting of previously disclosed restricted stock unit awards.

What does transaction code F mean in the BK Form 4 filing?

Transaction code F indicates shares were used to pay a tax liability or exercise cost. In this case, Bank of New York Mellon withheld 1,241 common shares from Shannon Hobbs to satisfy taxes owed on vesting restricted stock unit awards.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hobbs Shannon Marie

(Last)

(First)

(Middle)

240 GREENWICH STREET

(Street)

NEW YORK

10286

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Senior Executive VP

3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/15/2026		F		1,241⁽¹⁾	D	$117.74	15,503	D
Common Stock								70.9051⁽²⁾	I	By 401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

2. Holdings as of 2/6/2026

	/s/ Jean Weng, Attorney-in-Fact	02/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR