STOCK TITAN

Jose Minaya of Bank of New York Mellon (NYSE: BK) reports 6,681-share tax disposition

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bank of New York Mellon Corp Senior Executive VP Jose Minaya reported a Form 4 transaction involving company common stock. On the reported date, 6,681 shares were disposed of at $117.74 per share to cover tax liabilities tied to vesting restricted stock units, leaving 229,448 shares held directly.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Minaya Jose

(Last) (First) (Middle)
240 GREENWICH STREET

(Street)
NEW YORK NY 10286

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Executive VP
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/15/2026 F 6,681(1) D $117.74 229,448 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.
/s/ Jean Weng, Attorney-in-Fact 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Jose Minaya report at BK?

Jose Minaya reported a disposition of 6,681 shares of Bank of New York Mellon common stock. The shares were withheld to satisfy tax liabilities arising from the vesting of previously disclosed restricted stock unit awards, rather than an open-market sale.

What was the price per share in Jose Minaya’s BK stock disposition?

The reported disposition used a price of $117.74 per Bank of New York Mellon share. This figure is used to value the 6,681 shares withheld to cover tax liabilities from vesting restricted stock units, as disclosed in the Form 4 filing.

How many BK shares does Jose Minaya own after this Form 4 transaction?

After the reported transaction, Jose Minaya directly holds 229,448 shares of Bank of New York Mellon common stock. This total reflects his position following the 6,681-share tax-withholding disposition related to vesting restricted stock unit awards described in the filing.

Was Jose Minaya’s BK stock transaction a sale on the open market?

The transaction was not described as an open-market sale. The Form 4 indicates the 6,681 shares were withheld to pay tax liabilities triggered by the vesting of previously disclosed restricted stock unit awards, a tax-withholding disposition coded as “F.”

What does transaction code F mean in Jose Minaya’s BK Form 4?

Transaction code F indicates payment of an exercise price or tax liability by delivering securities. In this case, 6,681 Bank of New York Mellon shares were withheld to satisfy tax obligations linked to the vesting of restricted stock unit awards granted earlier.

What is Jose Minaya’s role at Bank of New York Mellon Corp?

Jose Minaya is identified as a Senior Executive Vice President at Bank of New York Mellon Corp. His officer status is disclosed in the Form 4, which reports his insider transaction involving common stock related to tax-withholding on vesting restricted stock unit awards.
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