BNY Mellon (NYSE: BK) awards 21,278 RSUs to Senior EVP Datta

Rhea-AI Filing Summary

The Bank of New York Mellon Corporation granted Senior Executive VP Rajashree Datta 21,278 restricted stock units under its 2023 Long-Term Incentive Plan on February 2, 2026. The units vest in three equal annual installments beginning on February 15, 2027, and vested units will be settled in common stock.

Following this grant, Datta beneficially owns 81,414 shares of BNY Mellon common stock directly.

Insider Trade Summary

Net Buyer: 21,278 shares

Net Buy 1 txn

Insider Datta Rajashree

Role Senior Executive VP

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	21,278	$0.00	$0.00

Holdings After Transaction: Common Stock — 81,414 shares (Direct)

Footnotes (1)

1. F1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/04/2026 - 04:50 PM Learn about SEC filing dates

FAQ

What did BNY Mellon (BK) report in this Form 4 for Rajashree Datta?

BNY Mellon reported an equity award to Senior Executive VP Rajashree Datta. She received 21,278 restricted stock units under the 2023 Long-Term Incentive Plan at a price of $0 per unit, increasing her directly beneficially owned common shares to 81,414 after the transaction.

How many BNY Mellon shares does Rajashree Datta own after this Form 4 transaction?

After the reported award, Rajashree Datta beneficially owns 81,414 BNY Mellon common shares. This figure reflects her direct ownership following the February 2, 2026 grant of 21,278 restricted stock units reported in the filing, which will ultimately settle in common stock as they vest.

What are the vesting terms of Rajashree Datta’s 21,278 RSUs at BNY Mellon (BK)?

The 21,278 restricted stock units vest in three equal annual installments. Vesting begins on February 15, 2027, with one-third of the units vesting each year. Once vested, each unit will be settled in BNY Mellon common stock, aligning compensation with long-term company performance.

What compensation plan was used for Rajashree Datta’s new equity award at BNY Mellon?

The award was granted under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. This plan provides restricted stock unit grants that vest over multiple years, with Datta’s 21,278 units vesting in three annual installments and settling in common stock upon vesting.

Was cash paid for the 21,278 BNY Mellon shares reported in this Form 4?

No cash was paid for the reported 21,278 common shares. The filing shows an acquisition of common stock at a price of $0 per share, reflecting a grant of restricted stock units that will convert into shares as they vest under the long-term incentive plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Datta Rajashree

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Executive VP

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		A		21,278(1)	A	$0	81,414	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.