BNY Mellon (BK) SEVP & General Counsel receives 16,652 RSUs in equity grant

Rhea-AI Filing Summary

The Bank of New York Mellon Corporation executive J. Kevin McCarthy received an equity award in the form of restricted stock units. On February 2, 2026, he was granted 16,652 shares of common stock at a price of $0, reflecting an equity-based compensation grant.

The units were awarded under the company’s 2023 Long-Term Incentive Plan and are scheduled to vest in three equal annual installments beginning on February 15, 2027. After this grant and an administrative correction to previously reported holdings, McCarthy beneficially owns 70,915.607 shares of BK common stock directly.

Insider Trade Summary

Net Buyer: 16,652 shares

Net Buy 1 txn

Insider McCarthy J Kevin

Role SEVP & General Counsel

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	16,652	$0.00	$0.00

Holdings After Transaction: Common Stock — 70,915.607 shares (Direct)

Footnotes (2)

1. F1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.
2. F2. Due to an administrative error, the total shares beneficially owned in Mr. McCarthy's Form 4 filed February 5, 2025 was calculated incorrectly. Previous transaction was correct as reported. The total in column 5 reflects the updated amount.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/04/2026 - 04:43 PM Learn about SEC filing dates

FAQ

What insider transaction did BK executive J. Kevin McCarthy report on this Form 4?

J. Kevin McCarthy reported receiving 16,652 shares of BK common stock as an equity award. The grant, priced at $0 per share, reflects restricted stock units issued under the 2023 Long-Term Incentive Plan rather than an open-market purchase or sale.

How many Bank of New York Mellon (BK) shares does J. Kevin McCarthy now beneficially own?

Following the reported award, J. Kevin McCarthy beneficially owns 70,915.607 shares of BK common stock directly. This total also incorporates a correction of an earlier administrative error in his prior Form 4 share balance reported in February 2025.

What are the vesting terms of the restricted stock units awarded to BK’s J. Kevin McCarthy?

The restricted stock units vest in three equal annual installments beginning on February 15, 2027. Each vested unit will be settled in BK common stock, meaning McCarthy will receive actual shares as the awards vest over time under the long-term incentive plan.

Was the 16,652-share transaction for J. Kevin McCarthy a market purchase or sale of BK stock?

No, the 16,652-share transaction was not a market trade. It represents an award of restricted stock units granted at $0 per share under BK’s 2023 Long-Term Incentive Plan, reflecting equity compensation rather than buying or selling shares in the open market.

Why was J. Kevin McCarthy’s previously reported BK share ownership adjusted in this filing?

The filing notes an administrative error in the total shares beneficially owned disclosed on McCarthy’s Form 4 filed February 5, 2025. The earlier transaction itself was correct, but the running total was miscalculated, and column 5 now shows the updated 70,915.607-share balance.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McCarthy J Kevin

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEVP & General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		A		16,652(1)	A	$0	70,915.607(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.

2. Due to an administrative error, the total shares beneficially owned in Mr. McCarthy's Form 4 filed February 5, 2025 was calculated incorrectly. Previous transaction was correct as reported. The total in column 5 reflects the updated amount.

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.