STOCK TITAN

BNY Mellon (NYSE: BK) EVP receives 11,513 restricted units

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

The Bank of New York Mellon Corporation reported that Sr. Exec. Vice President Koffey Jayee received an award of 11,513 shares of Common Stock on February 2, 2026 at a price of $0, reflecting a grant of restricted stock units under the company’s 2023 Long-Term Incentive Plan. After this award, Jayee directly beneficially owns 62,378 shares of BNY Mellon common stock. The restricted stock units are scheduled to vest in three equal annual installments beginning on February 15, 2027, with vested units settled in common stock, further aligning the executive’s compensation with shareholder interests.

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Insider Koffey Jayee
Role Sr. Exec. Vice President
Type Security Shares Price Value
Grant/Award Common Stock 11,513 $0.00 $0.00
Holdings After Transaction: Common Stock — 62,378 shares (Direct)
Footnotes (1)
  1. F1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.

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FAQ

What insider transaction did BK report for Sr. Exec. Vice President Koffey Jayee?

BK reported that Sr. Exec. Vice President Koffey Jayee received 11,513 shares of Common Stock on February 2, 2026. The award was granted at a price of $0 as restricted stock units under BNY Mellon’s 2023 Long-Term Incentive Plan.

How many Bank of New York Mellon (BK) shares does Koffey Jayee own after this Form 4?

Following the reported award, Koffey Jayee directly beneficially owns 62,378 shares of Bank of New York Mellon common stock. This total includes the 11,513 shares granted on February 2, 2026, as part of the restricted stock unit award reported in the filing.

What type of award did BNY Mellon (BK) grant to Koffey Jayee on February 2, 2026?

BNY Mellon granted Koffey Jayee an award of restricted stock units linked to 11,513 shares of Common Stock. The award was made under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan and was reported as an acquisition at a price of $0 per share.

What is the vesting schedule for Koffey Jayee’s 2026 restricted stock units at BK?

The restricted stock units awarded to Koffey Jayee are scheduled to vest in three equal annual installments. Vesting begins on February 15, 2027, with one-third of the units vesting each year, and all vested units will be settled in Bank of New York Mellon common stock.

Under which plan were Koffey Jayee’s restricted stock units at Bank of New York Mellon granted?

The restricted stock units awarded to Koffey Jayee were granted under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. This plan is used to provide long-term equity-based compensation, with vested units settled in BNY Mellon common stock.

Was the February 2, 2026 BK insider acquisition a market purchase?

No, the February 2, 2026 acquisition was not a market purchase. It reflects a grant of 11,513 restricted stock units at a price of $0 per share under BNY Mellon’s 2023 Long-Term Incentive Plan, rather than an open-market buy.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Koffey Jayee

(Last) (First) (Middle)
240 GREENWICH STREET

(Street)
NEW YORK NY 10286

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Exec. Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/02/2026 A 11,513(1) A $0 62,378 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.
Remarks:
Ex. 24 - Power of Attorney
/s/ Jean Weng, Attorney-in-Fact 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.