BNY Mellon (NYSE: BK) CFO granted 37,724 restricted stock units

Rhea-AI Filing Summary

The Bank of New York Mellon Corporation reported that its Chief Financial Officer, Dermot McDonogh, received an award of 37,724 shares of Common Stock on February 2, 2026, coded as an acquisition at a price of $0.

The footnote explains this reflects an award of restricted stock units under the company’s 2023 Long-Term Incentive Plan, which are scheduled to vest in three equal annual installments beginning on February 15, 2027. Once vested, these units will be settled in Common Stock.

Following this award, McDonogh beneficially owns 309,785 shares of Common Stock directly.

Insider Trade Summary

Net Buyer: 37,724 shares

Net Buy 1 txn

Insider McDonogh Dermot

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	37,724	$0.00	$0.00

Holdings After Transaction: Common Stock — 309,785 shares (Direct)

Footnotes (1)

1. F1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/04/2026 - 04:44 PM Learn about SEC filing dates

FAQ

What insider transaction did BK report for its CFO Dermot McDonogh?

BK reported that Chief Financial Officer Dermot McDonogh acquired 37,724 shares of Common Stock on February 2, 2026. The shares reflect a restricted stock unit award under the 2023 Long-Term Incentive Plan, bringing his directly held beneficial ownership to 309,785 shares.

How many BK shares does the CFO own after the February 2026 award?

After the reported award, BK’s Chief Financial Officer Dermot McDonogh beneficially owns 309,785 shares of Common Stock directly. This figure includes the 37,724-share acquisition reported on February 2, 2026, as disclosed in the Form 4 insider trading report.

What are the vesting terms of Dermot McDonogh’s 2026 BK restricted stock unit award?

The 2026 award vests in three equal annual installments starting February 15, 2027. Each year, one-third of the restricted stock units will vest, and once vested, those units will be settled in shares of The Bank of New York Mellon Corporation’s Common Stock.

Under which plan were the BK restricted stock units granted to the CFO?

The restricted stock units were granted under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. The units vest in annual increments of one-third beginning February 15, 2027, and vested units will be settled in the company’s Common Stock according to the filing.

What transaction code was used for the BK CFO’s February 2, 2026 stock award?

The filing used transaction code “A” for the CFO’s February 2, 2026 award, indicating an acquisition. It covered 37,724 shares of Common Stock at a reported price of $0, reflecting a restricted stock unit grant under the 2023 Long-Term Incentive Plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McDonogh Dermot

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		A		37,724(1)	A	$0	309,785	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.