BNY Mellon (NYSE: BK) grants 35,668 restricted stock units to executive

Rhea-AI Filing Summary

Bank of New York Mellon Corp reported an equity award to senior executive vice president Jose Minaya. On 02/02/2026, he received 35,668 shares of common stock at a price of $0, reflecting a grant of restricted stock units under the company’s 2023 Long-Term Incentive Plan.

The units are scheduled to vest in three equal annual installments beginning on February 15, 2027, and will be settled in common stock as they vest. Following this grant, Minaya beneficially owns 236,077 shares of Bank of New York Mellon common stock, held directly.

Insider Trade Summary

Net Buyer: 35,668 shares

Net Buy 1 txn

Insider Minaya Jose

Role Senior Executive VP

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	35,668	$0.00	$0.00

Holdings After Transaction: Common Stock — 236,077 shares (Direct)

Footnotes (1)

1. F1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/04/2026 - 04:45 PM Learn about SEC filing dates

FAQ

What did Bank of New York Mellon (BK) disclose about Jose Minaya in this Form 4?

Bank of New York Mellon disclosed that Senior Executive VP Jose Minaya received 35,668 shares of common stock on February 2, 2026 as an equity award. The grant stems from restricted stock units under the 2023 Long-Term Incentive Plan and was reported as directly owned.

How many Bank of New York Mellon (BK) shares did Jose Minaya receive and at what price?

Jose Minaya received 35,668 shares of Bank of New York Mellon common stock at a price of $0 per share. The transaction reflects a stock-based compensation award, rather than an open-market purchase, and increased his directly held beneficial ownership reported in the filing.

What is the vesting schedule for Jose Minaya’s Bank of New York Mellon restricted stock units?

The restricted stock units granted to Jose Minaya vest in three equal annual installments starting February 15, 2027. Each year, one-third of the award is scheduled to vest, and the vested units will then be settled in Bank of New York Mellon common stock.

How many Bank of New York Mellon (BK) shares does Jose Minaya beneficially own after this transaction?

After the reported equity award, Jose Minaya beneficially owns 236,077 shares of Bank of New York Mellon common stock. The filing lists this amount as directly held following the February 2, 2026 transaction that added 35,668 shares from restricted stock units.

Under which plan were Jose Minaya’s Bank of New York Mellon restricted stock units granted?

Jose Minaya’s restricted stock units were granted under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. The plan provides equity-based compensation, and these particular units will vest over three years and be settled in shares of common stock upon vesting.

Does this Bank of New York Mellon Form 4 indicate an open-market purchase by Jose Minaya?

No, the Form 4 indicates an award of 35,668 shares at $0 per share coded as an acquisition. The explanatory footnote clarifies this represents restricted stock units granted under the 2023 Long-Term Incentive Plan, not an open-market purchase transaction on a stock exchange.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Minaya Jose

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Executive VP

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		A		35,668(1)	A	$0	236,077	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.