Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation filings document the regulatory record for a global financial services company with common stock, preferred-related securities and depositary shares listed on the New York Stock Exchange. Its 8-K reports include quarterly earnings releases, financial supplements, investor presentations and Regulation FD materials tied to reported operating results.
The company's filings also record capital-structure activity, including senior medium-term note issuances, preferred stock terms, depositary share offerings and related registration-statement exhibits. Proxy and amended current reports disclose board composition, committee assignments, shareholder voting matters and governance procedures for the BNY public-company structure.
Bank of New York Mellon Corp director Rakefet Russak-Aminoach received a grant of 1,592 Deferred Stock Units as equity compensation. These units convert 1-for-1 into Common Stock and increased her directly held deferred units to 8,305.601.
The deferred stock units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date. After her board service ends, vested units are paid in Common Stock in a lump sum or elected annual installments, starting 30 days after service termination. The units also earn dividend equivalents that are reinvested in additional deferred stock units.
Bank of New York Mellon Corp director Alfred W. Zollar received a grant of 1,592 Deferred Stock Units tied to common stock. These units convert 1-for-1 into common shares.
The deferred stock units vest on the earlier of the company’s 2027 annual shareholder meeting or one year from the grant date. After vesting, they are paid in common stock in a lump sum or annual installments starting 30 days after Zollar’s service as a director ends. The units also earn dividend equivalents that are reinvested into additional deferred stock units. Following this grant, Zollar directly holds 31,473.32 deferred stock units.
Company priced a $750,000,000 issue of Senior Medium-Term Notes, Series J, a callable senior note due April 23, 2032. The notes carry a 4.540% fixed rate through April 23, 2031, then revert to Compounded SOFR +89.5 bps for one year.
Trade date was April 16, 2026 and the original issue date is April 23, 2026; net proceeds to the issuer are $748,875,000. The offering was allocated among several agents with initial distribution in book-entry form on a T+5 settlement.
Company issues $750,000,000 Senior Medium-Term Notes due 2037. The offering priced at 100.000% with net proceeds to the issuer of $748,875,000. The notes pay a 5.085% fixed rate from April 23, 2026 to April 23, 2036, then a Compounded SOFR floor-0% floating rate plus a 1.177% spread for the final year. Interest payments are semiannual during the fixed period and quarterly during the floating period. The notes mature on April 23, 2037 and are denominated in $2,000 increments, issued in book-entry form, and expected to settle on a T+5 basis.
Goldman Sachs & Co. LLC submitted Form 144 notices disclosing proposed sales of Common Stock acquired as Restricted Stock Units. The excerpt lists proposed amounts with grant/acquisition dates: 5,000 shares (02/15/2026), 7,344 shares (02/15/2025), 30 shares (05/30/2025), 64 shares (02/28/2025), and 66 shares (01/31/2025).
The filing identifies the seller as the Issuer and indicates these RSU‑derived shares are intended to be sold on the NYSE. No aggregate proceeds, sale method, or purchasers are stated in the provided excerpt.
The Bank of New York Mellon Corporation filed an amended report to update governance details. The Board appointed Charles F. Lowrey to its Risk Committee and its Corporate Governance, Nominating and Social Responsibility Committee, effective April 14, 2026.
At the same Annual Meeting, shareholders elected 11 directors for terms expiring at the 2027 Annual Meeting. They also approved, on an advisory basis, the 2025 compensation of named executive officers with 55.56% of votes cast in favor, and ratified KPMG LLP as independent auditors with 98.11% support.
BK submitted a Form 144 notice proposing the sale of 30,000 shares of Common Stock through UBS Financial Services, Inc. The filing lists multiple vested employee stock awards as the securities to be sold, including awards of 23,467, 4,204, and 2,329 shares dated February 2026. The filing date shown is 04/17/2026 and the listing exchange is NYSE.
Bank of New York Mellon Corp executive Alejandro Perez filed an initial Form 3 reporting his beneficial ownership of company stock. As Sr. Executive Vice President, he reports direct ownership of 76,116.761 shares of common stock and indirect ownership of 1,806.0786 shares held through a 401(k) plan. This filing establishes his baseline holdings as an insider but does not report any purchase or sale transactions.