Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation (BNY, NYSE: BK) files a wide range of SEC documents that shed light on its financial condition, capital structure and corporate actions. As a global financial services company and bank holding company, BNY uses current reports on Form 8-K to announce quarterly earnings releases, financial supplements and quarterly update presentations, as well as material events involving preferred stock, depositary shares and governance matters.
On this BK SEC filings page, investors can review 8-K filings that describe the release of results for specific quarters, including exhibits containing the earnings release and financial supplement, and references to conference calls and webcasts where management discusses results and outlook. Other 8-Ks cover actions such as the launch or redemption of noncumulative perpetual preferred stock series, amendments to the certificate of incorporation, the establishment of new preferred stock designations, and changes affecting the rights of security holders.
BNY’s filings also detail capital and funding activities, including public offerings of depositary shares representing interests in preferred stock, related underwriting agreements, deposit agreements, and legal opinions on the issuance and sale of these securities. Additional 8-K disclosures address topics such as the redemption and elimination of specific preferred stock series and the company’s intentions regarding future redemptions, subject to market conditions and regulatory considerations.
Stock Titan’s filings page surfaces these SEC documents in real time from EDGAR and pairs them with AI-powered summaries that explain the key points of each filing in accessible language. Users can quickly identify items related to quarterly results, preferred stock offerings and redemptions, amendments to governing documents, and other material corporate events affecting BNY’s common stock (BK), preferred securities and depositary shares. This helps investors navigate complex regulatory filings and understand how BNY’s disclosures relate to its capital structure, earnings communications and governance.
The Bank of New York Mellon Corporation reported that its Chief Financial Officer, Dermot McDonogh, received an award of 37,724 shares of Common Stock on February 2, 2026, coded as an acquisition at a price of $0.
The footnote explains this reflects an award of restricted stock units under the company’s 2023 Long-Term Incentive Plan, which are scheduled to vest in three equal annual installments beginning on February 15, 2027. Once vested, these units will be settled in Common Stock.
Following this award, McDonogh beneficially owns 309,785 shares of Common Stock directly.
The Bank of New York Mellon Corporation executive J. Kevin McCarthy received an equity award in the form of restricted stock units. On February 2, 2026, he was granted 16,652 shares of common stock at a price of $0, reflecting an equity-based compensation grant.
The units were awarded under the company’s 2023 Long-Term Incentive Plan and are scheduled to vest in three equal annual installments beginning on February 15, 2027. After this grant and an administrative correction to previously reported holdings, McCarthy beneficially owns 70,915.607 shares of BK common stock directly.
The Bank of New York Mellon Corporation reported an equity award to its Corporate Controller, Kurtis R. Kurimsky. On February 2, 2026, he acquired 6,990 shares of common stock at a price of $0, reflecting a grant of restricted stock units under the 2023 Long-Term Incentive Plan.
The units are scheduled to vest in three equal annual installments beginning on February 15, 2027, with vested units settled in common stock. Following this award, Kurimsky beneficially owns 28,669 shares of BNY Mellon common stock held directly.
The Bank of New York Mellon Corporation granted Senior Executive VP Shannon Marie Hobbs 9,457 shares of common stock on February 2, 2026, at a price of $0 per share as part of an equity award. According to the footnotes, this reflects an award of restricted stock units under the company’s 2023 Long-Term Incentive Plan.
The units are scheduled to vest in three equal annual installments beginning on February 15, 2027, and will be settled in common stock upon vesting. Following this transaction, Hobbs directly beneficially owns 16,744 common shares and indirectly holds 36.948 common shares through a 401(k) plan as of December 31, 2025.
Bank of New York Mellon Corp Chairman and CEO Vince Robin A. reported an equity grant of 78,201 shares of Common Stock on February 2, 2026. The shares were acquired at a price of $0, reflecting a stock-based award rather than an open‑market purchase.
The award represents restricted stock units granted under the company’s 2023 Long-Term Incentive Plan, scheduled to vest in three equal annual installments beginning on February 15, 2027. Once vested, the units will be settled in Common Stock. Following this grant, the CEO directly beneficially owns 611,276.26 shares of Bank of New York Mellon common stock.
The Bank of New York Mellon Corporation director Elizabeth Robinson reported an automatic acquisition of phantom stock on 02/02/2026 under the company’s Deferred Compensation Plan for Directors. She was credited with 87.3298 units at an equivalent price of $121.61 per share, increasing her directly held beneficial interest in company stock to 5,209.9311 shares-equivalent payable in common stock at a specified future date.
Bank of New York Mellon Corporation director Sandra O'Connor acquired 226.0301 shares of common stock on 02/02/2026 at a price of $121.61 per share. The acquisition reflects phantom stock credited under the company’s Deferred Compensation Plan for Directors, which is payable in common shares at a specified future date.
Following this transaction, she beneficially owns 6,643.6371 shares of Bank of New York Mellon common stock in direct form.
Bank of New York Mellon Corporation director Ralph Izzo reported a routine equity-based compensation transaction. On 02/02/2026, he acquired 328.771 shares of common stock at $121.61 per share through phantom stock credited under the company’s Deferred Compensation Plan for Directors. Following this award, he beneficially owned 15,769.784 shares of Bank of New York Mellon common stock in direct form.
The Bank of New York Mellon Corporation director Jeffrey A. Goldstein reported an acquisition of common stock-linked units on February 2, 2026. He acquired 339.0451 shares of Common Stock at $121.61 per share, increasing his beneficial ownership to 41,785.1379 shares held directly.
The transaction reflects phantom stock credited under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors. These units are payable in shares of the company’s common stock at a specified future date, aligning director compensation with the company’s equity performance.
The Bank of New York Mellon Corporation director Joseph Echevarria acquired 688.3644 shares of common stock on February 2, 2026. The shares were credited at a price of $121.61 each under the company’s Deferred Compensation Plan for Directors, based on a prior election. Following this transaction, he directly beneficially owns 64,773.652 shares of BNY Mellon common stock.