Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation (BNY, NYSE: BK) files a wide range of SEC documents that shed light on its financial condition, capital structure and corporate actions. As a global financial services company and bank holding company, BNY uses current reports on Form 8-K to announce quarterly earnings releases, financial supplements and quarterly update presentations, as well as material events involving preferred stock, depositary shares and governance matters.
On this BK SEC filings page, investors can review 8-K filings that describe the release of results for specific quarters, including exhibits containing the earnings release and financial supplement, and references to conference calls and webcasts where management discusses results and outlook. Other 8-Ks cover actions such as the launch or redemption of noncumulative perpetual preferred stock series, amendments to the certificate of incorporation, the establishment of new preferred stock designations, and changes affecting the rights of security holders.
BNY’s filings also detail capital and funding activities, including public offerings of depositary shares representing interests in preferred stock, related underwriting agreements, deposit agreements, and legal opinions on the issuance and sale of these securities. Additional 8-K disclosures address topics such as the redemption and elimination of specific preferred stock series and the company’s intentions regarding future redemptions, subject to market conditions and regulatory considerations.
Stock Titan’s filings page surfaces these SEC documents in real time from EDGAR and pairs them with AI-powered summaries that explain the key points of each filing in accessible language. Users can quickly identify items related to quarterly results, preferred stock offerings and redemptions, amendments to governing documents, and other material corporate events affecting BNY’s common stock (BK), preferred securities and depositary shares. This helps investors navigate complex regulatory filings and understand how BNY’s disclosures relate to its capital structure, earnings communications and governance.
The Bank of New York Mellon Corporation is asking stockholders to elect 11 directors, approve an advisory vote on 2025 executive pay, and ratify KPMG LLP as independent auditor for 2026 at its 2026 Annual Meeting.
The proxy highlights strong 2025 results, including record net income applicable to common shareholders of $5.3 billion on record revenue of $20.1 billion, a pre-tax margin of 35% and ROTCE of 26%. BNY reports total shareholder return of +178% over three years under CEO Robin Vince versus +68% for the S&P 500 Financials Index, and returned $5.0 billion, or 94% of 2025 earnings, to common stockholders.
The filing emphasizes an 11-member board with 10 independent directors, a combined Chairman/CEO role held by Mr. Vince, a strong independent Lead Director, and extensive governance, risk oversight, sustainability and pay-for-performance compensation practices.
Bank of New York Mellon Corp executive Rajashree Datta reported two Form 4 transactions reflecting tax withholding on equity compensation, not open-market trading. On the same date, a total of 1,900 and 6,541 shares of common stock were disposed of at $119.10 per share to cover tax liabilities tied to vesting restricted stock units, as described in the footnote.
Bank of New York Mellon Corp Chief Financial Officer Dermot McDonogh reported two insider transactions involving company common stock. On the RSU vesting date, 5,109 and 27,684 shares were withheld at $119.10 per share to cover tax liabilities, rather than sold on the market. After these tax-withholding dispositions, he continued to hold about 308,211 shares directly.
Bank of New York Mellon Corp Senior Executive VP Jose Minaya reported a tax-related share disposition. On the reported date, 45,584 shares of common stock were withheld at $119.10 per share to cover tax liabilities from vesting restricted stock units. After this withholding, he directly owned 183,864 shares.
The Bank of New York Mellon Corporation is offering 500,000 depositary shares at $1,000 per depositary share, representing 5,000 shares of newly designated Series M Noncumulative Perpetual Preferred Stock, with expected net proceeds of approximately $494,700,000.
Dividends accrue on a $100,000 liquidation amount per Series M share (equivalent to $1,000 per depositary share) at 5.625% per annum to, but excluding, March 20, 2031, and thereafter at the five-year treasury rate plus 2.034% per reset period. Dividends are noncumulative, discretionary and payable quarterly beginning June 20, 2026. Redemption is at issuer option on or after the First Reset Date or upon a Regulatory Capital Treatment Event, subject to Federal Reserve approval where required. The depositary shares and underlying Series M shares will not be listed, are subordinate to indebtedness, and are not FDIC-insured.
The Bank of New York Mellon Corporation is proposing an offering of depositary shares, each representing a 1/100th interest in a share of Series M Noncumulative Perpetual Preferred Stock.
Each full share of Series M has a liquidation preference of $100,000 (equivalent to $1,000 per depositary share). Dividends are noncumulative, payable quarterly beginning on June 20, 2026. The Series M may be redeemable at the issuer’s option on or after the reset date of March 20, 2031 (and in certain circumstances after a Regulatory Capital Treatment Event), but any redemption is subject to Federal Reserve approval if required. The depositary shares will not be listed, are not bank deposits, and are not FDIC insured.
The Bank of New York Mellon Corporation launched a proposed public offering of depositary shares, each representing a 1/100th interest in a new Series M Noncumulative Perpetual Preferred Stock. Pricing has not occurred yet, and there is no assurance the offering will price or close.
The company currently plans to use net proceeds for general corporate purposes, which may include redeeming some or all of its Series H Preferred Stock on the March 2026 dividend date and its Series F Preferred Stock on the September 2026 dividend date. Any redemption decision, amount, and timing remain subject to market conditions and other considerations.
Bank of New York Mellon Corp Chairman and CEO Robin A. Vince reported two stock transactions involving the company’s common shares. On February 23, 2026, he acquired 183,758.75 shares at a price of $0.00 per share from Performance Share Units granted in February 2023 after performance goals were certified as achieved. Each unit represents the right to one share of common stock.
On the same date, 101,619 shares were disposed of at $115.54 per share, with the shares withheld to pay tax liabilities related to the equity award. After these transactions, Vince directly owned 650,627.01 shares of Bank of New York Mellon common stock.
Bank of New York Mellon Corp Chief Financial Officer Dermot McDonogh reported equity compensation-related transactions in the company’s common stock. On February 23, 2026, he acquired 56,818.25 shares at no cost through a grant/award, reflecting performance share units granted in February 2023 for which performance goals were certified as achieved.
On the same date, 31,421 shares were disposed of at $115.54 per share to cover tax liabilities through share withholding. After these transactions, McDonogh directly owned 313,320.25 shares of common stock. These movements reflect compensation and tax withholding mechanics rather than open-market buying or selling.
Bank of New York Mellon Corp executive J. Kevin McCarthy, SEVP & General Counsel, reported equity compensation activity involving the company’s common stock. He acquired 52,501 shares at $0.00 per share from vested performance share units granted in February 2023, after performance goals were certified on February 23, 2026.
To cover tax liability, 29,034 shares were disposed of at $115.54 per share through share withholding, rather than an open-market sale. After these transactions, McCarthy directly owns 80,237.607 shares of Bank of New York Mellon common stock.