BK director Ralph Izzo awarded 328 phantom shares

Bank of New York Mellon Corporation director Ralph Izzo reported a routine equity-based compensation transaction.

Accepted by SEC EDGAR 02/04/2026 - 04:33 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Bank of New York Mellon Corporation director Ralph Izzo reported a routine equity-based compensation transaction. On 02/02/2026, he acquired 328.771 shares of common stock at $121.61 per share through phantom stock credited under the company’s Deferred Compensation Plan for Directors. Following this award, he beneficially owned 15,769.784 shares of Bank of New York Mellon common stock in direct form.

Insider Trade Summary

Grant/Award: 328.771 shares

Grant/Award 1 txn

Insider IZZO RALPH

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	328.771	$121.61	$40K

Holdings After Transaction: Common Stock — 15,769.784 shares (Direct)

Holdings Before and After: Common Stock, 15,441.013 to 15,769.784 shares (Direct)

Footnotes (1)

1. F1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BK director Ralph Izzo report?

Ralph Izzo reported acquiring 328.771 Bank of New York Mellon common shares. The award was credited as phantom stock under the Deferred Compensation Plan for Directors and is payable later in company shares, increasing his beneficial ownership to 15,769.784 shares held directly.

On what date did Ralph Izzo’s Bank of New York Mellon (BK) transaction occur?

The reported transaction occurred on 02/02/2026. On that date, Ralph Izzo received 328.771 phantom stock units tied to Bank of New York Mellon common stock, as part of the company’s Deferred Compensation Plan for Directors, at a reference price of $121.61 per share.

What price was used for Ralph Izzo’s BK phantom stock award?

The phantom stock units were valued at $121.61 per share. This reference price applies to the 328.771 Bank of New York Mellon common stock units credited under the Deferred Compensation Plan for Directors in the reported transaction dated 02/02/2026.

How many BK shares does Ralph Izzo beneficially own after this transaction?

After the 328.771-share phantom stock award, Ralph Izzo beneficially owns 15,769.784 Bank of New York Mellon common shares. The filing classifies this ownership as direct, reflecting his total holdings following the reported director compensation-related equity credit.

What is phantom stock in the context of BK’s director compensation?

In this context, phantom stock represents deferred director compensation credited as units tracking Bank of New York Mellon common stock. According to the filing, these units are payable at a specified future date in actual BK common shares under the Deferred Compensation Plan for Directors.

Is Ralph Izzo’s BK transaction a purchase on the open market?

The transaction is reported as an acquisition coded “A” linked to phantom stock under a deferred compensation plan, not an open-market purchase. Units were credited pursuant to a prior election and are payable later in Bank of New York Mellon common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

IZZO RALPH

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		A		328.771(1)	A	$121.61	15,769.784	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.