Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation (BNY, NYSE: BK) files a wide range of SEC documents that shed light on its financial condition, capital structure and corporate actions. As a global financial services company and bank holding company, BNY uses current reports on Form 8-K to announce quarterly earnings releases, financial supplements and quarterly update presentations, as well as material events involving preferred stock, depositary shares and governance matters.
On this BK SEC filings page, investors can review 8-K filings that describe the release of results for specific quarters, including exhibits containing the earnings release and financial supplement, and references to conference calls and webcasts where management discusses results and outlook. Other 8-Ks cover actions such as the launch or redemption of noncumulative perpetual preferred stock series, amendments to the certificate of incorporation, the establishment of new preferred stock designations, and changes affecting the rights of security holders.
BNY’s filings also detail capital and funding activities, including public offerings of depositary shares representing interests in preferred stock, related underwriting agreements, deposit agreements, and legal opinions on the issuance and sale of these securities. Additional 8-K disclosures address topics such as the redemption and elimination of specific preferred stock series and the company’s intentions regarding future redemptions, subject to market conditions and regulatory considerations.
Stock Titan’s filings page surfaces these SEC documents in real time from EDGAR and pairs them with AI-powered summaries that explain the key points of each filing in accessible language. Users can quickly identify items related to quarterly results, preferred stock offerings and redemptions, amendments to governing documents, and other material corporate events affecting BNY’s common stock (BK), preferred securities and depositary shares. This helps investors navigate complex regulatory filings and understand how BNY’s disclosures relate to its capital structure, earnings communications and governance.
The Bank of New York Mellon Corporation files its annual report describing its global platforms-based financial services franchise. The company reports $59.3 trillion in assets under custody and/or administration and $2.2 trillion in assets under management as of Dec. 31, 2025, underscoring its scale in securities services and investment management.
BNY Mellon operates through three main segments—Securities Services, Market and Wealth Services, and Investment and Wealth Management—with extensive U.S. and international banking subsidiaries. It employs about 48,100 full-time staff, roughly 60% outside the U.S., reflecting a large EMEA and Asia-Pacific presence.
Management concludes that disclosure controls and internal control over financial reporting are effective, with no material changes in the fourth quarter of 2025. The filing also notes adoption of a 2026 Executive Incentive Compensation Plan, amendments to the executive severance plan, and the appointment of Alejandro Perez as Chief Operating Officer.
Bank of New York Mellon Corp Chairman & CEO Robin A. Vince reported tax-related share dispositions tied to equity compensation. On February 15, 2026, a total of three transactions coded “F” withheld blocks of common stock at $117.74 per share to satisfy tax liabilities upon vesting of previously disclosed restricted stock units. Following these non-market, tax-withholding dispositions, Vince directly owned approximately 568,487.26 shares of Bank of New York Mellon common stock.
Bank of New York Mellon Corp senior executive Jayee Koffey reported three Form 4 transactions showing shares withheld for taxes tied to vested restricted stock units. On February 15, 2026, the company withheld 3,395, 3,069 and 1,982 shares of common stock at $117.74 per share to satisfy tax liabilities. Following these tax-withholding dispositions, Koffey directly held 53,932 common shares.
Bank of New York Mellon Corp senior executive Rajashree Datta reported a tax-related share disposition. On the reported date, 4,606 shares of common stock were withheld at $117.74 per share to cover tax liabilities from vesting restricted stock units. After this tax-withholding disposition, Datta directly held 76,808 common shares.
Bank of New York Mellon Corp Senior Executive VP Jose Minaya reported a Form 4 transaction involving company common stock. On the reported date, 6,681 shares were disposed of at $117.74 per share to cover tax liabilities tied to vesting restricted stock units, leaving 229,448 shares held directly.
Bank of New York Mellon Corp executive Shannon Marie Hobbs reported a tax-related share disposition. On February 15, 2026, 1,241 shares of common stock were withheld at $117.74 per share to cover tax liabilities from vesting restricted stock units. After this, she directly held 15,503 common shares. A separate line shows an additional 70.9051 common shares held indirectly through a 401(k) plan as of February 6, 2026, reflecting retirement-plan holdings rather than a new transaction.
Bank of New York Mellon Corp executive J. Kevin McCarthy reported tax-related share dispositions. On February 15, 2026, he had three Form 4 code “F” transactions in Common Stock, where a total of 14,145 shares were withheld at $117.74 per share to cover tax liabilities tied to vesting restricted stock units.
After these tax-withholding dispositions, McCarthy directly owned 56,770.607 shares of Bank of New York Mellon common stock. The filing indicates these were not open-market sales but shares withheld by the issuer to satisfy tax obligations on previously disclosed equity awards.
Bank of New York Mellon Corp corporate controller Kurtis R. Kurimsky reported tax-related share dispositions. On February 15, 2026, he surrendered a total of 6,120 shares of common stock at $117.74 per share to cover tax liabilities tied to vesting restricted stock units, rather than selling shares in the open market.
Bank of New York Mellon Corp Chief Financial Officer Dermot McDonogh reported tax-related stock transactions in common shares. On February 15, 2026, he disposed of shares in three Form F transactions as payment of tax liabilities tied to vesting Restricted Stock Units. After these withholdings, he directly owned 287,923 common shares.