Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation (BNY, NYSE: BK) files a wide range of SEC documents that shed light on its financial condition, capital structure and corporate actions. As a global financial services company and bank holding company, BNY uses current reports on Form 8-K to announce quarterly earnings releases, financial supplements and quarterly update presentations, as well as material events involving preferred stock, depositary shares and governance matters.
On this BK SEC filings page, investors can review 8-K filings that describe the release of results for specific quarters, including exhibits containing the earnings release and financial supplement, and references to conference calls and webcasts where management discusses results and outlook. Other 8-Ks cover actions such as the launch or redemption of noncumulative perpetual preferred stock series, amendments to the certificate of incorporation, the establishment of new preferred stock designations, and changes affecting the rights of security holders.
BNY’s filings also detail capital and funding activities, including public offerings of depositary shares representing interests in preferred stock, related underwriting agreements, deposit agreements, and legal opinions on the issuance and sale of these securities. Additional 8-K disclosures address topics such as the redemption and elimination of specific preferred stock series and the company’s intentions regarding future redemptions, subject to market conditions and regulatory considerations.
Stock Titan’s filings page surfaces these SEC documents in real time from EDGAR and pairs them with AI-powered summaries that explain the key points of each filing in accessible language. Users can quickly identify items related to quarterly results, preferred stock offerings and redemptions, amendments to governing documents, and other material corporate events affecting BNY’s common stock (BK), preferred securities and depositary shares. This helps investors navigate complex regulatory filings and understand how BNY’s disclosures relate to its capital structure, earnings communications and governance.
The Bank of New York Mellon Corporation reports beneficial ownership of 1,133,817 shares, or 28.0%, of the Invesco Fundamental Investment Grade Corporate Bond ETF as of 12/31/2025.
The shares are held through BNY Mellon and its subsidiaries in various fiduciary capacities, meaning other underlying entities are entitled to dividends and sale proceeds, with no single other person holding more than 5% of the class. BNY Mellon states the holdings are in the ordinary course of business and not for changing or influencing control of the issuer.
The Bank of New York Mellon Corporation issued new senior debt securities on January 22, 2026. The company sold $1,250,000,000 of 4.026% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2030 and $300,000,000 of Floating Rate Callable Senior Medium-Term Notes Series J due 2030.
The notes are senior medium-term obligations and are callable, meaning the company can redeem them before their 2030 maturity under specified conditions. They were registered under the Securities Act of 1933 pursuant to an effective shelf registration statement on Form S-3 (File No. 333-282710), allowing BNY Mellon to access the public debt markets for this issuance.
The Company is issuing $1,250,000,000 of 4.026% Fixed Rate/Floating Rate Callable Senior Notes due January 22, 2030. The notes pay a fixed interest rate of 4.026% per year from January 22, 2026 to January 22, 2029, with interest paid semi-annually each January 22 and July 22. From January 22, 2029 to maturity, the rate switches to a floating rate based on Compounded SOFR plus a spread of 63.4 basis points, with a minimum rate of 0% and quarterly interest payments.
The notes are callable at the Company’s option starting July 22, 2026 on specified terms, including redemption at 100% of principal on January 22, 2029 and on or after December 21, 2029. The offering price is 100% of principal, generating net proceeds to the issuer of $1,248,125,000 before expenses, after a 0.150% selling commission. The notes are offered in $2,000 minimum denominations and are subject to selling and tax restrictions in certain jurisdictions, including Singapore.
The issuer is offering $300,000,000 of floating rate callable senior notes due January 22, 2030. The price to the public is 100% of principal and the issuer expects net proceeds of $299,550,000 before estimated expenses of about $150,000. The notes are issued in minimum denominations of $2,000 and integral multiples of $1,000 and will settle in book-entry form through DTC on a T+5 basis.
Interest is paid quarterly on January 22, April 22, July 22 and October 22, starting April 22, 2026, at a variable rate equal to Compounded SOFR +63 basis points, with a minimum interest rate of 0% and an Actual/360 day count convention. The notes are callable at the issuer’s option at 100% of principal plus accrued interest in whole on January 22, 2029, or in whole or in part on or after December 21, 2029. The notes are not bank deposits, are unsecured obligations under the senior indenture, and are restricted to professional and eligible counterparties in the EEA, UK and Singapore.
The Bank of New York Mellon Corporation reported that it has released information on its financial results for the fourth quarter ended December 31, 2025. The company made its detailed Earnings Release and Financial Supplement available as exhibits, which provide the full breakdown of its quarterly performance.
The company also scheduled a conference call and webcast on January 13, 2026 to discuss the fourth-quarter results and outlook, supported by a Quarterly Update Presentation. Certain parts of the earnings materials are designated as not “filed” for liability purposes under the securities laws, while other sections are treated as formally filed information.
Bank of New York Mellon Corp filed an initial beneficial ownership report on Form 3 for a director of the company. The filing states that the reporting person is a director of Bank of New York Mellon Corp and that they currently hold no non-derivative securities of the company, with "0" shares beneficially owned directly. The form also shows no derivative securities, such as options or warrants, reported as beneficially owned. A power of attorney (Exhibit 24) authorizes an attorney-in-fact to sign the form on the reporting person's behalf.
Bank of New York Mellon Corporation reported new equity awards for its Chairman and CEO. On 12/09/2025, the executive received 215,648 shares of common stock at a price of $0, described as restricted stock units granted under the company’s 2023 Long-Term Incentive Plan. These units are scheduled to vest in two equal installments on the fifth and sixth anniversaries of the grant date and will be settled in common stock when vested.
The executive also received a stock option covering 869,263 shares of common stock at an exercise price of $115.93 per share. These options are scheduled to vest and become exercisable in two equal installments on the fifth and sixth anniversaries of the grant date and are shown with an expiration date of 12/09/2035.
The Bank of New York Mellon Corporation announced two board-level actions. The Board elected Charles F. Lowrey as an independent director, effective February 15, 2026, which will bring the Board to 12 directors. He will receive customary non-management director compensation as described in the company’s March 5, 2025 proxy statement.
The Human Resources and Compensation Committee also approved a long-term equity award for Chairman and CEO Robin Vince, consisting of $25.0 million in restricted stock units and 869,263 stock options. The grant date value and option exercise price are based on the stock’s closing price on the grant date, and both the RSUs and options vest in two equal installments on the fifth and sixth anniversaries of the grant date, subject to his continued employment. Net shares from option exercises are subject to a two-year holding period, and the award is covered by the company’s clawback policy and stock ownership guidelines.
Bank of New York Mellon (BK) Senior Executive Vice President reported a charitable gift of 925 shares of common stock on 11/06/2025, coded “G” for gift. The shares were transferred at $0 to a charitable donor‑advised fund.
Following the transaction, the reporting person directly owns 50,865 shares. This filing reflects a personal charitable transfer and not an open‑market sale.
Bank of New York Mellon (BK) filed a Form 4 reporting that its Chief Financial Officer made a charitable gift of common stock. On 10/31/2025, the officer transferred 937 shares (transaction code G) at a reported price of $0, described as a gift to a donor‑advised fund.
Following the transaction, the officer beneficially owns 272,061 shares of common stock, held directly.