Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation filings document the regulatory record for a global financial services company with common stock, preferred-related securities and depositary shares listed on the New York Stock Exchange. Its 8-K reports include quarterly earnings releases, financial supplements, investor presentations and Regulation FD materials tied to reported operating results.
The company's filings also record capital-structure activity, including senior medium-term note issuances, preferred stock terms, depositary share offerings and related registration-statement exhibits. Proxy and amended current reports disclose board composition, committee assignments, shareholder voting matters and governance procedures for the BNY public-company structure.
Bank of New York Mellon Corporation and certain subsidiaries report beneficial ownership of 1,178,563 shares, representing 14.8%, of the iShares MSCI China A ETF (CUSIP 46434V514) as of 09/30/2025. The filing lists ownership and voting/dispositive power broken down by reporting entities: The Bank of New York Mellon Corp, BNY Mellon IHC, LLC, MBC Investments Corp, and Mellon Investments Corp. Reported holdings are held in various fiduciary capacities and the filing states these positions were acquired and are held in the ordinary course of business, not to influence control. The Schedule notes that the Police and Firemen's Retirement System of New Jersey has an interest exceeding 5.0%.
Elizabeth Robinson, a director of Bank of New York Mellon Corporation (BK), reported a transaction dated 10/01/2025 under Form 4. The filing shows the acquisition of 99.457 phantom shares pursuant to a prior election under the company's Deferred Compensation Plan for Directors, with a reported price of $106.83 per share equivalent. The filing lists 5,097.7033 shares as beneficially owned following the reported transaction and identifies the ownership form as Direct. The Form 4 was signed by Jean Weng, Attorney-in-Fact on 10/03/2025. The disclosure notes the phantom stock is payable at a specified future date in shares of common stock.
Bank of New York Mellon Corp director Sandra O'Connor reported an acquisition on 10/01/2025 of 257.418 shares (phantom stock paid in shares) under the company's deferred compensation plan at a reported price of $106.83 per share. After the transaction she beneficially owns 6,386.415 shares, held in a direct form. The Form 4 filing notes the shares were phantom stock earned under the Deferred Compensation Plan for Directors and payable in common stock at a specified future date. The form is signed by an attorney-in-fact on behalf of the reporting person on 10/03/2025.
Ralph Izzo, a director of The Bank of New York Mellon Corporation (BK), reported acquiring 374.427 shares of common stock on 10/01/2025 at a reported price of $106.83 per share. The filing states these shares represent phantom stock from a prior election under the company’s deferred compensation plan for directors, which is payable in shares at a specified future date. Following the reported transaction, Mr. Izzo beneficially owned 15,365.964 shares. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
Jeffrey A. Goldstein, a director of Bank of New York Mellon Corporation (BK), reported an acquisition of 386.127 shares of the issuer's common stock on 10/01/2025. The reported transaction price was $106.83 per share and reflects phantom stock payable in shares under the company’s Deferred Compensation Plan for Directors. After the transaction, Mr. Goldstein beneficially owned 41,244.6487 shares. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
Bank of New York Mellon (BK) reported an insider transaction on a Form 4. A director acquired 783.956 shares of common stock on 10/01/2025 at a price of $106.83 per share, reflecting a transaction coded “A.” Following this, the director beneficially owned 63,773.8086 shares, held directly.
The filing notes the acquisition relates to phantom stock credited under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, payable at a specified date in shares of BK common stock.
Bank of New York Mellon Corporation filed a Form 8-K reporting a material corporate action: a Certificate of Elimination related to its Series G Preferred Stock, dated September 23, 2025. The filing notes that the cover page Inline XBRL tags are embedded and provides a contact phone number. The filing is signed by Jean Weng, Secretary. The submission indicates the elimination of the Series G preferred instrument from the registrant's charter or articles, and the document is incorporated by reference into the Form 8-K.
The Bank of New York Mellon Corporation announced that it will redeem 10,000 shares of its Series G Noncumulative Perpetual Preferred Stock on September 20, 2025. The company will also redeem all related depositary shares, each of which represents a 1/100th interest in a share of the Series G preferred stock. The action was disclosed in connection with a press release issued on September 11, 2025, which is included as an exhibit.
The Bank of New York Mellon Corporation filed an 8-K describing a new issuance of preferred stock and related securities documents. The company established Series L Noncumulative Perpetual Preferred Stock, with a liquidation preference of $100,000 per share, through a Certificate of Designations filed in Delaware on September 9, 2025. It conducted a public offering of 500,000 depositary shares, each representing a 1/100th interest in a share of the Series L Preferred Stock, under an underwriting agreement with several major underwriters. The filing explains that if dividends on the Series L Preferred Stock are not declared and paid for the prior dividend period, the company’s ability to pay dividends on or repurchase its common stock and other junior shares will be restricted. The 8-K primarily serves to file and incorporate by reference the underwriting agreement, Certificate of Designations, deposit agreement, forms of certificates, and related legal opinion into an existing Form S-3 registration statement.
The Bank of New York Mellon Corporation has launched a proposed public offering of depositary shares, with each depositary share representing a 1/100th interest in a new series of Series L Noncumulative Perpetual Preferred Stock. Pricing for this offering has not yet occurred, and closing is not assured.
If the offering is priced and completed, the company plans to use the net proceeds for general corporate purposes, which may include redeeming its Series H Noncumulative Perpetual Preferred Stock on the dividend payment date in March 2026. The company also expects, but is not obligated, to redeem some or all of its outstanding Series G Noncumulative Perpetual Preferred Stock on the dividend payment date in September 2025. Any redemptions and the completion of the offering remain subject to market conditions and other considerations, and formal redemption would require a separate notice.