STOCK TITAN

BK Form 4: Director Elizabeth Robinson Reports 99.457 Phantom Shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Elizabeth Robinson, a director of Bank of New York Mellon Corporation (BK), reported a transaction dated 10/01/2025 under Form 4. The filing shows the acquisition of 99.457 phantom shares pursuant to a prior election under the company's Deferred Compensation Plan for Directors, with a reported price of $106.83 per share equivalent. The filing lists 5,097.7033 shares as beneficially owned following the reported transaction and identifies the ownership form as Direct. The Form 4 was signed by Jean Weng, Attorney-in-Fact on 10/03/2025. The disclosure notes the phantom stock is payable at a specified future date in shares of common stock.

Positive

  • Director acquisition: 99.457 phantom shares acquired under the Deferred Compensation Plan
  • Price disclosed: transaction reported at $106.83 per share equivalent
  • Post-transaction ownership: 5,097.7033 shares beneficially owned (Direct)

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Robinson Elizabeth

(Last) (First) (Middle)
240 GREENWICH STREET

(Street)
NEW YORK NY 10286

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 A 99.457(1) A $106.83 5,097.7033 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.
/s/ Jean Weng, Attorney-in-Fact 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Elizabeth Robinson report on Form 4 for BK?

She reported the acquisition of 99.457 phantom shares under the Bank of New York Mellon Deferred Compensation Plan for Directors on 10/01/2025.

How many shares does Elizabeth Robinson beneficially own after the reported transaction?

The Form 4 lists 5,097.7033 shares as beneficially owned following the reported transaction.

At what price was the phantom stock transaction reported?

The filing reports a price of $106.83 per share equivalent for the acquired phantom stock.

What plan governed the acquisition reported on the Form 4?

The acquisition was pursuant to a prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, payable in shares at a specified future date.

Who signed the Form 4 and when was it dated?

The Form 4 is signed by Jean Weng, Attorney-in-Fact and dated 10/03/2025.
Bank New York Mellon Corp

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