BK Form 4: Director Ralph Izzo Receives 374 Phantom Shares at $106.83

Rhea-AI Filing Summary

Ralph Izzo, a director of The Bank of New York Mellon Corporation (BK), reported acquiring 374.427 shares of common stock on 10/01/2025 at a reported price of $106.83 per share. The filing states these shares represent phantom stock from a prior election under the company’s deferred compensation plan for directors, which is payable in shares at a specified future date. Following the reported transaction, Mr. Izzo beneficially owned 15,365.964 shares. The Form 4 was signed by an attorney-in-fact on 10/03/2025.

Positive

• Director alignment: Acquisition of 374.427 shares via deferred compensation increases executive ownership alignment with shareholders
• Transparent reporting: Transaction disclosed on Form 4 with specific price $106.83 and post-transaction holdings 15,365.964 shares

Negative

• None.

Insider Trade Summary

Net Buyer: 374.427 shares

Net Buy 1 txn

Insider IZZO RALPH

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	374.427	$106.83	$40K

Holdings After Transaction: Common Stock — 15,365.964 shares (Direct)

Footnotes (1)

1. F1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

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Accepted by SEC EDGAR 10/03/2025 - 04:29 PM Learn about SEC filing dates

FAQ

What did Ralph Izzo report on Form 4 for BK?

He reported acquiring 374.427 shares of BK common stock on 10/01/2025 at a reported price of $106.83 per share.

How were the shares acquired by the director?

The filing states the shares were phantom stock payable under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors following a prior election.

What are Mr. Izzo’s total beneficial holdings after the transaction?

The Form 4 reports total beneficial ownership of 15,365.964 shares following the transaction.

When was the Form 4 signed and filed?

The signature on the filing is dated 10/03/2025; the reported transaction date is 10/01/2025.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

IZZO RALPH

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2025		A		374.427(1)	A	$106.83	15,365.964	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

	/s/ Jean Weng, Attorney-in-Fact	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.