Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation filings document the regulatory record for a global financial services company with common stock, preferred-related securities and depositary shares listed on the New York Stock Exchange. Its 8-K reports include quarterly earnings releases, financial supplements, investor presentations and Regulation FD materials tied to reported operating results.
The company's filings also record capital-structure activity, including senior medium-term note issuances, preferred stock terms, depositary share offerings and related registration-statement exhibits. Proxy and amended current reports disclose board composition, committee assignments, shareholder voting matters and governance procedures for the BNY public-company structure.
The issuer is offering $300,000,000 of floating rate callable senior notes due January 22, 2030. The price to the public is 100% of principal and the issuer expects net proceeds of $299,550,000 before estimated expenses of about $150,000. The notes are issued in minimum denominations of $2,000 and integral multiples of $1,000 and will settle in book-entry form through DTC on a T+5 basis.
Interest is paid quarterly on January 22, April 22, July 22 and October 22, starting April 22, 2026, at a variable rate equal to Compounded SOFR +63 basis points, with a minimum interest rate of 0% and an Actual/360 day count convention. The notes are callable at the issuer’s option at 100% of principal plus accrued interest in whole on January 22, 2029, or in whole or in part on or after December 21, 2029. The notes are not bank deposits, are unsecured obligations under the senior indenture, and are restricted to professional and eligible counterparties in the EEA, UK and Singapore.
The Bank of New York Mellon Corporation reported that it has released information on its financial results for the fourth quarter ended December 31, 2025. The company made its detailed Earnings Release and Financial Supplement available as exhibits, which provide the full breakdown of its quarterly performance.
The company also scheduled a conference call and webcast on January 13, 2026 to discuss the fourth-quarter results and outlook, supported by a Quarterly Update Presentation. Certain parts of the earnings materials are designated as not “filed” for liability purposes under the securities laws, while other sections are treated as formally filed information.
Bank of New York Mellon Corp filed an initial beneficial ownership report on Form 3 for a director of the company. The filing states that the reporting person is a director of Bank of New York Mellon Corp and that they currently hold no non-derivative securities of the company, with "0" shares beneficially owned directly. The form also shows no derivative securities, such as options or warrants, reported as beneficially owned. A power of attorney (Exhibit 24) authorizes an attorney-in-fact to sign the form on the reporting person's behalf.
Bank of New York Mellon Corporation reported new equity awards for its Chairman and CEO. On 12/09/2025, the executive received 215,648 shares of common stock at a price of $0, described as restricted stock units granted under the company’s 2023 Long-Term Incentive Plan. These units are scheduled to vest in two equal installments on the fifth and sixth anniversaries of the grant date and will be settled in common stock when vested.
The executive also received a stock option covering 869,263 shares of common stock at an exercise price of $115.93 per share. These options are scheduled to vest and become exercisable in two equal installments on the fifth and sixth anniversaries of the grant date and are shown with an expiration date of 12/09/2035.
The Bank of New York Mellon Corporation announced two board-level actions. The Board elected Charles F. Lowrey as an independent director, effective February 15, 2026, which will bring the Board to 12 directors. He will receive customary non-management director compensation as described in the company’s March 5, 2025 proxy statement.
The Human Resources and Compensation Committee also approved a long-term equity award for Chairman and CEO Robin Vince, consisting of $25.0 million in restricted stock units and 869,263 stock options. The grant date value and option exercise price are based on the stock’s closing price on the grant date, and both the RSUs and options vest in two equal installments on the fifth and sixth anniversaries of the grant date, subject to his continued employment. Net shares from option exercises are subject to a two-year holding period, and the award is covered by the company’s clawback policy and stock ownership guidelines.
Bank of New York Mellon (BK) Senior Executive Vice President reported a charitable gift of 925 shares of common stock on 11/06/2025, coded “G” for gift. The shares were transferred at $0 to a charitable donor‑advised fund.
Following the transaction, the reporting person directly owns 50,865 shares. This filing reflects a personal charitable transfer and not an open‑market sale.
Bank of New York Mellon (BK) filed a Form 4 reporting that its Chief Financial Officer made a charitable gift of common stock. On 10/31/2025, the officer transferred 937 shares (transaction code G) at a reported price of $0, described as a gift to a donor‑advised fund.
Following the transaction, the officer beneficially owns 272,061 shares of common stock, held directly.
Bank of New York Mellon Corp (BK) filed a Form 13F combination report, indicating a portion of its reportable positions are reported by other managers.
The filing lists a Form 13F information table value total of $557,435,801,272 across 32,572 entries. It also identifies 18 other included managers and names other managers reporting for this manager, including CenterSquare Investment Management LLC and Fayez Sarofim & Co.
The Bank of New York Mellon Corporation reported stronger third quarter 2025 results, with net income applicable to common shareholders of $1.34 billion, or $1.88 per diluted share, up from $1.50 a year earlier including notable items.
Total revenue rose to $5.08 billion, driven by a 7% increase in fee revenue to $3.64 billion and an 18% rise in net interest income to $1.24 billion, supported by reinvestment of maturing securities at higher yields and balance sheet growth. Assets under custody and/or administration reached $57.8 trillion, while assets under management were $2.1 trillion.
The pre-tax operating margin improved to 36%, ROE was 13.7% and ROTCE 25.6% (non-GAAP). The CET1 ratio under the Standardized Approach increased to 11.7%, and the Tier 1 leverage ratio was 6.1%. BNY Mellon returned $1.2 billion to common shareholders in the quarter, including $849 million of share repurchases and a higher quarterly dividend of $0.53 per share.
BNY Mellon (BK) filed an 8-K announcing it released information on financial results for the third quarter ended September 30, 2025, and will host a conference call and webcast on October 16, 2025 to discuss results and outlook.
The filing includes: Exhibit 99.1 (Earnings Release; with a quoted Excluded Section not deemed “filed”), Exhibit 99.2 (Financial Supplement; deemed “filed”), and Exhibit 99.3 (Quarterly Update Presentation; not deemed “filed”). Exhibit 104 contains the cover page Inline XBRL tags.
Securities registered under Section 12(b) include Common Stock (BK), 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (BK/P), and Depositary Shares representing a 1/4,000th interest in Series K Noncumulative Perpetual Preferred (BK PRK).