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Bank of New York Mellon (BK) director reports no beneficial ownership on Form 3

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Bank of New York Mellon Corp filed an initial beneficial ownership report on Form 3 for a director of the company. The filing states that the reporting person is a director of Bank of New York Mellon Corp and that they currently hold no non-derivative securities of the company, with "0" shares beneficially owned directly. The form also shows no derivative securities, such as options or warrants, reported as beneficially owned. A power of attorney (Exhibit 24) authorizes an attorney-in-fact to sign the form on the reporting person's behalf.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Lowrey Charles F

(Last) (First) (Middle)
240 GREENWICH STREET

(Street)
NEW YORK NY 10286

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/09/2025
3. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
No securities are beneficially owned 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
/s/ Jean Weng, Attorney-in-Fact 12/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 3 filing for Bank of New York Mellon Corp (BK) report?

The Form 3 reports the initial beneficial ownership of a director of Bank of New York Mellon Corp, stating that no securities of the company are currently beneficially owned.

How many Bank of New York Mellon Corp (BK) shares does the reporting person own?

The filing shows "No securities are beneficially owned" and lists 0 shares as directly owned in the non-derivative securities table.

Does the director of Bank of New York Mellon Corp (BK) hold any options or other derivative securities?

No. The table for derivative securities is effectively blank, indicating no derivative securities, such as options or warrants, are reported as beneficially owned.

What is the relationship of the reporting person to Bank of New York Mellon Corp (BK)?

The filing identifies the reporting person as a Director of Bank of New York Mellon Corp and does not check the boxes for 10% owner, officer, or other roles.

What is the event date for this Bank of New York Mellon Corp (BK) Form 3?

The date of the event requiring the statement is listed as 12/09/2025.

Who signed the Bank of New York Mellon Corp (BK) Form 3?

The Form 3 was signed by /s/ Jean Weng, Attorney-in-Fact on 12/12/2025, under a power of attorney noted as Exhibit 24.
Bank New York Mellon Corp

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