Bank of New York Mellon grants CEO RSUs and stock options

Bank of New York Mellon Corporation reported new equity awards for its Chairman and CEO.

Rhea-AI Filing Summary

Bank of New York Mellon Corporation reported new equity awards for its Chairman and CEO. On 12/09/2025, the executive received 215,648 shares of common stock at a price of $0, described as restricted stock units granted under the company’s 2023 Long-Term Incentive Plan. These units are scheduled to vest in two equal installments on the fifth and sixth anniversaries of the grant date and will be settled in common stock when vested.

The executive also received a stock option covering 869,263 shares of common stock at an exercise price of $115.93 per share. These options are scheduled to vest and become exercisable in two equal installments on the fifth and sixth anniversaries of the grant date and are shown with an expiration date of 12/09/2035.

Insider Trade Summary

Grant/Award: 1,084,911 shares

Grant/Award 2 txns

Insider Vince Robin A.

Role Chairman & CEO

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy)	869,263	$0.00	$0.00
Grant/Award	Common Stock	215,648	$0.00	$0.00

Holdings After Transaction: Stock Option (right to buy) — 869,263 contracts (Direct); Common Stock — 533,075.26 shares (Direct)

Footnotes (2)

1. F1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in two equal installments on the fifth and sixth anniversaries of the grant date. Vested units will be settled in Common Stock.
2. F2. Stock options will vest and become exercisable in two equal installments on the fifth and sixth anniversaries of the grant date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Bank of New York Mellon (BK) disclose?

The company disclosed that its Chairman and CEO received equity awards on 12/09/2025, including restricted stock units and stock options tied to Bank of New York Mellon common stock.

How many restricted stock units did the BK CEO receive?

The CEO was granted 215,648 restricted stock units, reported as common stock acquired at a price of $0 and beneficially owned directly after the transaction.

What stock options were granted to the Bank of New York Mellon (BK) CEO?

The CEO received a stock option for 869,263 shares of Bank of New York Mellon common stock with an exercise price of $115.93 per share and an expiration date of 12/09/2035.

When do the BK restricted stock units and options vest?

Both the restricted stock units and the stock options are scheduled to vest in two equal installments on the fifth and sixth anniversaries of the 12/09/2025 grant date.

Under which plan were the BK restricted stock units granted?

The restricted stock units were granted under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan and will be settled in common stock upon vesting.

Is the CEO’s ownership reported as direct or indirect in this BK Form 4?

The securities reported in both the non-derivative and derivative tables are shown as direct (D) beneficial ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/11/2025 - 04:29 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vince Robin A.

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman & CEO

3. Date of Earliest Transaction (Month/Day/Year)
12/09/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/09/2025		A		215,648(1)	A	$0	533,075.26	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$115.93	12/09/2025		A		869,263		(2)	12/09/2035	Common Stock	869,263	$0	869,263	D

Explanation of Responses:

1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in two equal installments on the fifth and sixth anniversaries of the grant date. Vested units will be settled in Common Stock.

2. Stock options will vest and become exercisable in two equal installments on the fifth and sixth anniversaries of the grant date.

	Jean Weng, Attorney-in-Fact	12/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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