Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation filings document the regulatory record for a global financial services company with common stock, preferred-related securities and depositary shares listed on the New York Stock Exchange. Its 8-K reports include quarterly earnings releases, financial supplements, investor presentations and Regulation FD materials tied to reported operating results.
The company's filings also record capital-structure activity, including senior medium-term note issuances, preferred stock terms, depositary share offerings and related registration-statement exhibits. Proxy and amended current reports disclose board composition, committee assignments, shareholder voting matters and governance procedures for the BNY public-company structure.
The Bank of New York Mellon Corporation granted Senior Executive VP Shannon Marie Hobbs 9,457 shares of common stock on February 2, 2026, at a price of $0 per share as part of an equity award. According to the footnotes, this reflects an award of restricted stock units under the company’s 2023 Long-Term Incentive Plan.
The units are scheduled to vest in three equal annual installments beginning on February 15, 2027, and will be settled in common stock upon vesting. Following this transaction, Hobbs directly beneficially owns 16,744 common shares and indirectly holds 36.948 common shares through a 401(k) plan as of December 31, 2025.
Bank of New York Mellon Corp Chairman and CEO Vince Robin A. reported an equity grant of 78,201 shares of Common Stock on February 2, 2026. The shares were acquired at a price of $0, reflecting a stock-based award rather than an open‑market purchase.
The award represents restricted stock units granted under the company’s 2023 Long-Term Incentive Plan, scheduled to vest in three equal annual installments beginning on February 15, 2027. Once vested, the units will be settled in Common Stock. Following this grant, the CEO directly beneficially owns 611,276.26 shares of Bank of New York Mellon common stock.
The Bank of New York Mellon Corporation director Elizabeth Robinson reported an automatic acquisition of phantom stock on 02/02/2026 under the company’s Deferred Compensation Plan for Directors. She was credited with 87.3298 units at an equivalent price of $121.61 per share, increasing her directly held beneficial interest in company stock to 5,209.9311 shares-equivalent payable in common stock at a specified future date.
Bank of New York Mellon Corporation director Sandra O'Connor acquired 226.0301 shares of common stock on 02/02/2026 at a price of $121.61 per share. The acquisition reflects phantom stock credited under the company’s Deferred Compensation Plan for Directors, which is payable in common shares at a specified future date.
Following this transaction, she beneficially owns 6,643.6371 shares of Bank of New York Mellon common stock in direct form.
Bank of New York Mellon Corporation director Ralph Izzo reported a routine equity-based compensation transaction. On 02/02/2026, he acquired 328.771 shares of common stock at $121.61 per share through phantom stock credited under the company’s Deferred Compensation Plan for Directors. Following this award, he beneficially owned 15,769.784 shares of Bank of New York Mellon common stock in direct form.
The Bank of New York Mellon Corporation director Jeffrey A. Goldstein reported an acquisition of common stock-linked units on February 2, 2026. He acquired 339.0451 shares of Common Stock at $121.61 per share, increasing his beneficial ownership to 41,785.1379 shares held directly.
The transaction reflects phantom stock credited under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors. These units are payable in shares of the company’s common stock at a specified future date, aligning director compensation with the company’s equity performance.
The Bank of New York Mellon Corporation director Joseph Echevarria acquired 688.3644 shares of common stock on February 2, 2026. The shares were credited at a price of $121.61 each under the company’s Deferred Compensation Plan for Directors, based on a prior election. Following this transaction, he directly beneficially owns 64,773.652 shares of BNY Mellon common stock.
The Bank of New York Mellon Corporation reports beneficial ownership of 1,133,817 shares, or 28.0%, of the Invesco Fundamental Investment Grade Corporate Bond ETF as of 12/31/2025.
The shares are held through BNY Mellon and its subsidiaries in various fiduciary capacities, meaning other underlying entities are entitled to dividends and sale proceeds, with no single other person holding more than 5% of the class. BNY Mellon states the holdings are in the ordinary course of business and not for changing or influencing control of the issuer.
The Bank of New York Mellon Corporation issued new senior debt securities on January 22, 2026. The company sold $1,250,000,000 of 4.026% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2030 and $300,000,000 of Floating Rate Callable Senior Medium-Term Notes Series J due 2030.
The notes are senior medium-term obligations and are callable, meaning the company can redeem them before their 2030 maturity under specified conditions. They were registered under the Securities Act of 1933 pursuant to an effective shelf registration statement on Form S-3 (File No. 333-282710), allowing BNY Mellon to access the public debt markets for this issuance.
The Company is issuing $1,250,000,000 of 4.026% Fixed Rate/Floating Rate Callable Senior Notes due January 22, 2030. The notes pay a fixed interest rate of 4.026% per year from January 22, 2026 to January 22, 2029, with interest paid semi-annually each January 22 and July 22. From January 22, 2029 to maturity, the rate switches to a floating rate based on Compounded SOFR plus a spread of 63.4 basis points, with a minimum rate of 0% and quarterly interest payments.
The notes are callable at the Company’s option starting July 22, 2026 on specified terms, including redemption at 100% of principal on January 22, 2029 and on or after December 21, 2029. The offering price is 100% of principal, generating net proceeds to the issuer of $1,248,125,000 before expenses, after a 0.150% selling commission. The notes are offered in $2,000 minimum denominations and are subject to selling and tax restrictions in certain jurisdictions, including Singapore.