BNY Mellon (NYSE: BK) director adds 688 shares via deferred plan

Rhea-AI Filing Summary

The Bank of New York Mellon Corporation director Joseph Echevarria acquired 688.3644 shares of common stock on February 2, 2026. The shares were credited at a price of $121.61 each under the company’s Deferred Compensation Plan for Directors, based on a prior election. Following this transaction, he directly beneficially owns 64,773.652 shares of BNY Mellon common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Echevarria Joseph

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		A		688.3644(1)	A	$121.61	64,773.652	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did BK director Joseph Echevarria report in this Form 4 filing?

Director Joseph Echevarria reported acquiring 688.3644 shares of Bank of New York Mellon common stock. The shares were credited on February 2, 2026 under a deferred compensation plan, increasing his direct beneficial ownership to 64,773.652 shares.

How many BK shares did Joseph Echevarria acquire and at what price?

Joseph Echevarria acquired 688.3644 Bank of New York Mellon common shares at a price of $121.61 per share. The acquisition was recorded as an "A" (acquired) transaction in non-derivative common stock on February 2, 2026.

What is the source of the BK shares Echevarria received in this transaction?

The shares reflect phantom stock acquired under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors. Under this plan, prior elections convert deferred compensation into phantom stock that is payable at a specified date in company common shares.

How many BK shares does Joseph Echevarria own after this Form 4 transaction?

After the reported transaction, Joseph Echevarria beneficially owns 64,773.652 shares of Bank of New York Mellon common stock. The filing shows this figure as his direct ownership following the 688.3644-share acquisition on February 2, 2026.

Is this BK Form 4 transaction a direct or indirect holding for Echevarria?

The Form 4 classifies Joseph Echevarria’s ownership of the 64,773.652 Bank of New York Mellon shares as direct. The transaction in 688.3644 shares is listed with an ownership form of "D" (direct) rather than indirect or through another entity.

What transaction code is used for Joseph Echevarria’s BK share acquisition?

The transaction uses code "A," indicating an acquisition of securities. It applies to 688.3644 shares of Bank of New York Mellon common stock credited on February 2, 2026 at $121.61 per share under the director deferred compensation arrangement.