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BNY Mellon (NYSE: BK) CEO logs 183,758.75-share award and tax withholding

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bank of New York Mellon Corp Chairman and CEO Robin A. Vince reported two stock transactions involving the company’s common shares. On February 23, 2026, he acquired 183,758.75 shares at a price of $0.00 per share from Performance Share Units granted in February 2023 after performance goals were certified as achieved. Each unit represents the right to one share of common stock.

On the same date, 101,619 shares were disposed of at $115.54 per share, with the shares withheld to pay tax liabilities related to the equity award. After these transactions, Vince directly owned 650,627.01 shares of Bank of New York Mellon common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vince Robin A.

(Last) (First) (Middle)
240 GREENWICH STREET

(Street)
NEW YORK NY 10286

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman & CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/23/2026 A 183,758.75(1) A $0 752,246.01 D
Common Stock 02/23/2026 F 101,619(2) D $115.54 650,627.01 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents Performance Share Units granted in February 2023 for which performance goals have been achieved, as certified on February 23, 2026. Each unit represents the right to one share of the issuer's common stock.
2. Shares withheld in payment of tax liability.
/s/Jean Weng, Attorney-in-Fact 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transactions did BK’s CEO Robin A. Vince report?

Robin A. Vince reported acquiring 183,758.75 shares of Bank of New York Mellon common stock through vested Performance Share Units, and a related disposition of 101,619 shares that were withheld to satisfy tax liabilities, all dated February 23, 2026.

How many Bank of New York Mellon (BK) shares did the CEO acquire?

Robin A. Vince acquired 183,758.75 shares of Bank of New York Mellon common stock at $0.00 per share. These shares resulted from Performance Share Units granted in February 2023, after performance goals were certified as achieved on February 23, 2026.

Why were 101,619 BK shares disposed of in Robin A. Vince’s filing?

The 101,619 Bank of New York Mellon shares were disposed of to cover tax liabilities. The shares were withheld at a price of $115.54 per share, reflecting a tax-withholding disposition rather than an open-market sale by the CEO.

How many BK shares does CEO Robin A. Vince own after these transactions?

After these transactions, Robin A. Vince directly owned 650,627.01 shares of Bank of New York Mellon common stock. This total reflects the net position following the Performance Share Unit share delivery and the tax-withholding share disposition on February 23, 2026.

What are the Performance Share Units mentioned in the BK CEO’s transaction?

The Performance Share Units are awards granted in February 2023, each representing the right to one Bank of New York Mellon common share. On February 23, 2026, performance goals were certified as achieved, resulting in delivery of 183,758.75 common shares to Robin A. Vince.
Bank New York Mellon Corp

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