BK director adds 339 phantom stock shares

The Bank of New York Mellon Corporation director Jeffrey A. Goldstein reported an acquisition of common stock-linked units on February 2, 2026.

Accepted by SEC EDGAR 02/04/2026 - 04:32 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

The Bank of New York Mellon Corporation director Jeffrey A. Goldstein reported an acquisition of common stock-linked units on February 2, 2026. He acquired 339.0451 shares of Common Stock at $121.61 per share, increasing his beneficial ownership to 41,785.1379 shares held directly.

The transaction reflects phantom stock credited under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors. These units are payable in shares of the company’s common stock at a specified future date, aligning director compensation with the company’s equity performance.

Insider Trade Summary

Grant/Award: 339.0451 shares

Grant/Award 1 txn

Insider Goldstein Jeffrey A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	339.0451	$121.61	$41K

Holdings After Transaction: Common Stock — 41,785.1379 shares (Direct)

Holdings Before and After: Common Stock, 41,446.0928 to 41,785.1379 shares (Direct)

Footnotes (1)

1. F1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

FAQ

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What insider transaction did BK director Jeffrey A. Goldstein report?

Director Jeffrey A. Goldstein reported acquiring 339.0451 BK common stock-equivalent shares. The transaction increased his beneficial ownership to 41,785.1379 shares, reflecting compensation in the form of phantom stock units linked to The Bank of New York Mellon Corporation’s common stock.

On what date did Jeffrey A. Goldstein acquire additional BK shares?

Jeffrey A. Goldstein acquired additional BK common stock-linked units on February 2, 2026. The Form 4 shows this as the transaction date for the phantom stock credited under the Deferred Compensation Plan for Directors at a specified future payout date.

How many BK shares does Jeffrey A. Goldstein own after this Form 4 transaction?

After the reported transaction, Jeffrey A. Goldstein beneficially owns 41,785.1379 shares of BK common stock. This figure includes the newly acquired 339.0451 phantom stock units, which are payable in shares of The Bank of New York Mellon Corporation common stock at a specified date.

What was the price per share for Jeffrey A. Goldstein’s BK phantom stock award?

The phantom stock units were valued at $121.61 per BK share. This price was used to credit 339.0451 units under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, which pays out in shares of common stock at a future specified date.

What is phantom stock in The Bank of New York Mellon Corporation director plan?

Phantom stock in the BK director plan represents deferred compensation units tied to common stock value. Under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, these units are payable in actual shares of BK common stock at a specified future date chosen under prior election.

Is Jeffrey A. Goldstein’s BK ownership direct or indirect after this transaction?

Following this transaction, Jeffrey A. Goldstein’s 41,785.1379 BK shares are reported as directly owned. The Form 4 lists the ownership form as “D” for direct, covering the phantom stock units payable in shares of The Bank of New York Mellon Corporation common stock.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldstein Jeffrey A

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		A		339.0451(1)	A	$121.61	41,785.1379	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.