BK (BK) Senior Executive VP receives 9,457-share restricted stock award

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Form Type

Rhea-AI Filing Summary

The Bank of New York Mellon Corporation granted Senior Executive VP Shannon Marie Hobbs 9,457 shares of common stock on February 2, 2026, at a price of $0 per share as part of an equity award. According to the footnotes, this reflects an award of restricted stock units under the company’s 2023 Long-Term Incentive Plan.

The units are scheduled to vest in three equal annual installments beginning on February 15, 2027, and will be settled in common stock upon vesting. Following this transaction, Hobbs directly beneficially owns 16,744 common shares and indirectly holds 36.948 common shares through a 401(k) plan as of December 31, 2025.

Insider Trade Summary

Net Buyer: 9,457 shares

Net Buy 2 txns

Insider Hobbs Shannon Marie

Role Senior Executive VP

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	9,457	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 16,744 shares (Direct); Common Stock — 36.948 shares (Indirect, By 401(k))

Footnotes (2)

F1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.
F2. Holdings as of December 31, 2025.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/04/2026 - 04:38 PM

FAQ

What insider transaction did BK executive Shannon Hobbs report?

Shannon Marie Hobbs reported receiving 9,457 shares of Bank of New York Mellon common stock at $0 per share. The award reflects restricted stock units granted under the 2023 Long-Term Incentive Plan and increases her directly owned shares to 16,744.

When do Shannon Hobbs’ BK restricted stock units start vesting?

The restricted stock units are scheduled to begin vesting on February 15, 2027. They vest in three equal annual installments, and each vested portion will be settled in Bank of New York Mellon common stock rather than cash.

How many BK shares does Shannon Hobbs beneficially own after the award?

After the reported award, Shannon Hobbs beneficially owns 16,744 Bank of New York Mellon common shares directly. She also has an additional 36.948 common shares held indirectly through a 401(k) plan, as stated for holdings as of December 31, 2025.

What compensation plan governs Shannon Hobbs’ BK equity award?

The equity award was granted under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. The filing notes that the award consists of restricted stock units that vest annually in one‑third increments and are settled in common stock upon vesting.

Is the BK insider transaction a stock purchase or an equity grant?

The transaction is an equity grant, not an open-market stock purchase. Shannon Hobbs received 9,457 shares at a reported price of $0, consistent with restricted stock units granted as part of an executive long-term incentive compensation program.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hobbs Shannon Marie

(Last)

(First)

(Middle)

240 GREENWICH STREET

(Street)

NEW YORK

10286

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Senior Executive VP

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/02/2026		A		9,457⁽¹⁾	A	$0	16,744	D
Common Stock								36.948⁽²⁾	I	By 401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.

2. Holdings as of December 31, 2025.

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR