Bank of New York Mellon (BK) CEO receives 78,201-share equity grant

Rhea-AI Filing Summary

Bank of New York Mellon Corp Chairman and CEO Vince Robin A. reported an equity grant of 78,201 shares of Common Stock on February 2, 2026. The shares were acquired at a price of $0, reflecting a stock-based award rather than an open‑market purchase.

The award represents restricted stock units granted under the company’s 2023 Long-Term Incentive Plan, scheduled to vest in three equal annual installments beginning on February 15, 2027. Once vested, the units will be settled in Common Stock. Following this grant, the CEO directly beneficially owns 611,276.26 shares of Bank of New York Mellon common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vince Robin A.

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman & CEO

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		A		78,201(1)	A	$0	611,276.26	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock.

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BK Chairman & CEO Vince Robin A. report?

Vince Robin A., Chairman and CEO of Bank of New York Mellon, reported receiving 78,201 shares of Common Stock on February 2, 2026. The shares were acquired at $0 per share as part of an equity award, not through an open-market stock purchase.

How many BK shares does the CEO own after this Form 4 transaction?

After the reported transaction, the CEO beneficially owns 611,276.26 shares of Bank of New York Mellon Common Stock. This figure reflects his direct ownership position following the February 2, 2026 award of 78,201 shares under the company’s long-term incentive plan.

What type of equity award did the BK CEO receive in this filing?

The CEO received an award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. These units convert into Common Stock upon vesting, providing stock-based compensation tied to continued service and future vesting dates.

When do the BK CEO’s newly awarded restricted stock units vest?

The restricted stock units are scheduled to vest in three equal annual installments starting February 15, 2027. Each year, one-third of the units will vest, and vested units will then be settled in Bank of New York Mellon Common Stock for the CEO.

Was cash paid for the BK shares reported in this Form 4?

No cash was paid for these shares; the transaction price per share is reported as $0. The 78,201 shares reflect a stock-based award of restricted stock units under the company’s 2023 Long-Term Incentive Plan, rather than a purchase on the open market.

What role does the reporting person hold at Bank of New York Mellon (BK)?

The reporting person, Vince Robin A., serves as both a Director and as Chairman & CEO of Bank of New York Mellon Corp. His dual role is disclosed in the filing, alongside the details of his equity award and resulting beneficial share ownership.