BNY Mellon (NYSE: BK) director credited phantom stock in deferred pay plan

Rhea-AI Filing Summary

The Bank of New York Mellon Corporation director Elizabeth Robinson reported an automatic acquisition of phantom stock on 02/02/2026 under the company’s Deferred Compensation Plan for Directors. She was credited with 87.3298 units at an equivalent price of $121.61 per share, increasing her directly held beneficial interest in company stock to 5,209.9311 shares-equivalent payable in common stock at a specified future date.

Insider Trade Summary

Net Buyer: 87.3298 shares

Net Buy 1 txn

Insider Robinson Elizabeth

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	87.3298	$121.61	$11K

Holdings After Transaction: Common Stock — 5,209.9311 shares (Direct)

Footnotes (1)

1. F1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/04/2026 - 04:33 PM Learn about SEC filing dates

FAQ

What insider transaction did BK director Elizabeth Robinson report?

Elizabeth Robinson reported an automatic acquisition of 87.3298 units of phantom stock on 02/02/2026. These were credited under Bank of New York Mellon’s Deferred Compensation Plan for Directors and are payable later in shares of the company’s common stock.

At what price were Elizabeth Robinson’s BK phantom stock units credited?

The phantom stock units were credited at an equivalent price of $121.61 per share. This price reflects the reference value used for the deferred compensation credit, with payment to be made later in Bank of New York Mellon common stock.

How many BK shares or equivalents does Elizabeth Robinson now beneficially own?

Following the reported transaction, Elizabeth Robinson beneficially owns 5,209.9311 shares-equivalent of Bank of New York Mellon stock. This total includes the newly acquired phantom stock units that are payable in common shares at a specified future date.

Was Elizabeth Robinson’s BK transaction a market purchase or a compensation-related grant?

The transaction was compensation-related, not an open-market purchase. The Form 4 notes the units are phantom stock acquired under the Deferred Compensation Plan for Directors, credited based on a prior election and payable later in common shares.

What is phantom stock in the context of BK’s director compensation?

Phantom stock is a bookkeeping entry that tracks the value of Bank of New York Mellon common stock for compensation purposes. Under the directors’ deferred compensation plan, these units later settle in actual shares of common stock at a specified date.

Is Elizabeth Robinson’s BK ownership reported as direct or indirect?

Her beneficial ownership in this filing is reported as direct. The Form 4 indicates a direct ownership form, with no separate entity or indirect ownership structure disclosed in connection with the phantom stock credit.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Robinson Elizabeth

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		A		87.3298(1)	A	$121.61	5,209.9311	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.