BNY Mellon (BK) director Sandra O'Connor gains 226 phantom shares

Rhea-AI Filing Summary

Bank of New York Mellon Corporation director Sandra O'Connor acquired 226.0301 shares of common stock on 02/02/2026 at a price of $121.61 per share. The acquisition reflects phantom stock credited under the company’s Deferred Compensation Plan for Directors, which is payable in common shares at a specified future date.

Following this transaction, she beneficially owns 6,643.6371 shares of Bank of New York Mellon common stock in direct form.

Insider Trade Summary

Net Buyer: 226.0301 shares

Net Buy 1 txn

Insider O'CONNOR SANDRA

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	226.0301	$121.61	$27K

Holdings After Transaction: Common Stock — 6,643.6371 shares (Direct)

Footnotes (1)

1. F1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

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Accepted by SEC EDGAR 02/04/2026 - 04:33 PM Learn about SEC filing dates

FAQ

What insider transaction did Bank of New York Mellon (BK) report for Sandra O'Connor?

Bank of New York Mellon reported that director Sandra O'Connor acquired 226.0301 shares of common stock. The shares were credited on 02/02/2026 at $121.61 each as phantom stock under the Deferred Compensation Plan for Directors, payable later in common shares.

How many Bank of New York Mellon (BK) shares does Sandra O'Connor now beneficially own?

After the reported transaction, Sandra O'Connor beneficially owns 6,643.6371 shares of Bank of New York Mellon common stock. This figure reflects her direct holdings following the phantom stock credit under the company’s Deferred Compensation Plan for Directors.

What was the price per share in Sandra O'Connor’s Bank of New York Mellon (BK) Form 4 transaction?

The reported acquisition price was $121.61 per share for 226.0301 shares of Bank of New York Mellon common stock. These shares were credited as phantom stock pursuant to a prior deferral election under the company’s Deferred Compensation Plan for Directors.

What is the nature of the phantom stock reported in the Bank of New York Mellon (BK) Form 4?

The phantom stock was acquired under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors. According to the filing, it is payable at a specified date in shares of the company’s common stock, linking future delivery to previously elected deferrals.

Is Sandra O'Connor’s ownership in Bank of New York Mellon (BK) reported as direct or indirect?

The Form 4 reports Sandra O'Connor’s beneficial ownership as direct. After the 226.0301-share phantom stock acquisition, her directly held beneficial position in Bank of New York Mellon common stock totals 6,643.6371 shares according to the filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

O'CONNOR SANDRA

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		A		226.0301(1)	A	$121.61	6,643.6371	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.