Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation (BNY, NYSE: BK) files a wide range of SEC documents that shed light on its financial condition, capital structure and corporate actions. As a global financial services company and bank holding company, BNY uses current reports on Form 8-K to announce quarterly earnings releases, financial supplements and quarterly update presentations, as well as material events involving preferred stock, depositary shares and governance matters.
On this BK SEC filings page, investors can review 8-K filings that describe the release of results for specific quarters, including exhibits containing the earnings release and financial supplement, and references to conference calls and webcasts where management discusses results and outlook. Other 8-Ks cover actions such as the launch or redemption of noncumulative perpetual preferred stock series, amendments to the certificate of incorporation, the establishment of new preferred stock designations, and changes affecting the rights of security holders.
BNY’s filings also detail capital and funding activities, including public offerings of depositary shares representing interests in preferred stock, related underwriting agreements, deposit agreements, and legal opinions on the issuance and sale of these securities. Additional 8-K disclosures address topics such as the redemption and elimination of specific preferred stock series and the company’s intentions regarding future redemptions, subject to market conditions and regulatory considerations.
Stock Titan’s filings page surfaces these SEC documents in real time from EDGAR and pairs them with AI-powered summaries that explain the key points of each filing in accessible language. Users can quickly identify items related to quarterly results, preferred stock offerings and redemptions, amendments to governing documents, and other material corporate events affecting BNY’s common stock (BK), preferred securities and depositary shares. This helps investors navigate complex regulatory filings and understand how BNY’s disclosures relate to its capital structure, earnings communications and governance.
Bank of New York Mellon Corp (BK) filed a Form 13F combination report, indicating a portion of its reportable positions are reported by other managers.
The filing lists a Form 13F information table value total of $557,435,801,272 across 32,572 entries. It also identifies 18 other included managers and names other managers reporting for this manager, including CenterSquare Investment Management LLC and Fayez Sarofim & Co.
The Bank of New York Mellon Corporation reported stronger third quarter 2025 results, with net income applicable to common shareholders of
Total revenue rose to
The pre-tax operating margin improved to 36%, ROE was 13.7% and ROTCE 25.6% (non-GAAP). The CET1 ratio under the Standardized Approach increased to 11.7%, and the Tier 1 leverage ratio was 6.1%. BNY Mellon returned
BNY Mellon (BK) filed an 8-K announcing it released information on financial results for the third quarter ended September 30, 2025, and will host a conference call and webcast on October 16, 2025 to discuss results and outlook.
The filing includes: Exhibit 99.1 (Earnings Release; with a quoted Excluded Section not deemed “filed”), Exhibit 99.2 (Financial Supplement; deemed “filed”), and Exhibit 99.3 (Quarterly Update Presentation; not deemed “filed”). Exhibit 104 contains the cover page Inline XBRL tags.
Securities registered under Section 12(b) include Common Stock (BK), 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (BK/P), and Depositary Shares representing a 1/4,000th interest in Series K Noncumulative Perpetual Preferred (BK PRK).
Bank of New York Mellon Corporation and certain subsidiaries report beneficial ownership of
Elizabeth Robinson, a director of Bank of New York Mellon Corporation (BK), reported a transaction dated 10/01/2025 under Form 4. The filing shows the acquisition of 99.457 phantom shares pursuant to a prior election under the company's Deferred Compensation Plan for Directors, with a reported price of $106.83 per share equivalent. The filing lists 5,097.7033 shares as beneficially owned following the reported transaction and identifies the ownership form as Direct. The Form 4 was signed by Jean Weng, Attorney-in-Fact on 10/03/2025. The disclosure notes the phantom stock is payable at a specified future date in shares of common stock.
Bank of New York Mellon Corp director Sandra O'Connor reported an acquisition on 10/01/2025 of 257.418 shares (phantom stock paid in shares) under the company's deferred compensation plan at a reported price of $106.83 per share. After the transaction she beneficially owns 6,386.415 shares, held in a direct form. The Form 4 filing notes the shares were phantom stock earned under the Deferred Compensation Plan for Directors and payable in common stock at a specified future date. The form is signed by an attorney-in-fact on behalf of the reporting person on 10/03/2025.
Ralph Izzo, a director of The Bank of New York Mellon Corporation (BK), reported acquiring 374.427 shares of common stock on 10/01/2025 at a reported price of $106.83 per share. The filing states these shares represent phantom stock from a prior election under the company’s deferred compensation plan for directors, which is payable in shares at a specified future date. Following the reported transaction, Mr. Izzo beneficially owned 15,365.964 shares. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
Jeffrey A. Goldstein, a director of Bank of New York Mellon Corporation (BK), reported an acquisition of 386.127 shares of the issuer's common stock on 10/01/2025. The reported transaction price was $106.83 per share and reflects phantom stock payable in shares under the company’s Deferred Compensation Plan for Directors. After the transaction, Mr. Goldstein beneficially owned 41,244.6487 shares. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
Bank of New York Mellon (BK) reported an insider transaction on a Form 4. A director acquired 783.956 shares of common stock on 10/01/2025 at a price of $106.83 per share, reflecting a transaction coded “A.” Following this, the director beneficially owned 63,773.8086 shares, held directly.
The filing notes the acquisition relates to phantom stock credited under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, payable at a specified date in shares of BK common stock.
Bank of New York Mellon Corporation filed a Form 8-K reporting a material corporate action: a Certificate of Elimination related to its Series G Preferred Stock, dated