STOCK TITAN

BNY Mellon (NYSE: BK) EVP Perez sells 12,504 shares, makes stock gift

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Bank of New York Mellon Corp senior executive Alejandro Perez reported multiple stock moves. On April 17, 2026, he sold 12,504 shares of common stock in an open-market transaction at a weighted average price of $137.0086 per share. He also made a bona fide gift of 1,000 shares to a charitable donor-advised fund. After these transactions, he directly holds 62,612.761 shares and indirectly holds 1,806.0786 shares through a 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider Perez Alejandro
Role Sr. Executive Vice President
Sold 12,504 shs ($1.71M)
Type Security Shares Price Value
Gift Common Stock 1,000 $0.00 $0.00
Sale Common Stock 12,504 $137.0086 $1.71M
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 62,612.761 shares (Direct); Common Stock — 1,806.0786 shares (Indirect, By 401(k))
Footnotes (2)
  1. F1. Represents shares of common stock gifted by the reporting person to a charitable donor-advised fund.
  2. F2. Represents the weighted average price of shares sold with actual prices ranging from $136.78 to $137.22. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
Open-market sale shares 12,504 shares Common Stock sold on April 17, 2026
Weighted average sale price $137.0086 per share Open-market sale on April 17, 2026
Gifted shares 1,000 shares Bona fide gift to donor-advised fund
Direct holdings after sale 62,612.761 shares Common Stock directly owned after April 17, 2026
Indirect 401(k) holdings 1,806.0786 shares Common Stock held indirectly via 401(k)
Net buy/sell shares -12,504 shares Net of buy and sell activity in this filing
bona fide gift financial
"Represents shares of common stock gifted by the reporting person to a charitable donor-advised fund."
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
weighted average price financial
"Represents the weighted average price of shares sold with actual prices ranging from $136.78 to $137.22."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
donor-advised fund financial
"gifted by the reporting person to a charitable donor-advised fund."
A donor-advised fund is a charitable giving account that lets an individual or family deposit cash, stock, or other assets now, get an immediate tax benefit, and then recommend grants to charities over time. Think of it like a private charitable bucket you control without running a charity yourself; investors care because it’s a tax-efficient way to give appreciated securities, can change when and how donated shares enter the market, and affects personal and corporate tax planning.
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
401(k) financial
"nature_of_ownership: "By 401(k)""
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transactions did BK executive Alejandro Perez report?

Alejandro Perez reported selling 12,504 shares of Bank of New York Mellon common stock and gifting 1,000 shares. The sale was an open-market transaction, while the gift went to a charitable donor-advised fund, reflecting both liquidity activity and philanthropic giving.

How many Bank of New York Mellon (BK) shares did Perez sell and at what price?

Perez sold 12,504 BK common shares at a weighted average price of $137.0086. Actual sale prices ranged from $136.78 to $137.22, with full trade details available upon request to the issuer, the SEC staff, or any security holder.

What was the nature of the 1,000-share BK transaction in Perez’s Form 4?

The 1,000-share transaction was a bona fide gift of Bank of New York Mellon stock. According to the disclosure, Perez donated these shares to a charitable donor-advised fund, meaning he received no sale proceeds for this portion of his holdings.

How many Bank of New York Mellon (BK) shares does Perez hold after these transactions?

Following the reported transactions, Perez holds 62,612.761 BK common shares directly. He also has an additional 1,806.0786 shares held indirectly through a 401(k) plan, giving investors a clearer picture of his remaining ownership stake in the company.

What does the weighted average sale price mean in Perez’s BK Form 4?

The weighted average sale price of $137.0086 reflects multiple trades executed between $136.78 and $137.22. Instead of listing each trade separately, the filing reports the average, with a note that detailed trade breakdowns are available upon request to relevant parties.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Perez Alejandro

(Last)(First)(Middle)
240 GREENWICH ST.

(Street)
NEW YORK NEW YORK 10286

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Sr. Executive Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/17/2026G(1)1,000D$075,116.761D
Common Stock04/17/2026S12,504D$137.0086(2)62,612.761D
Common Stock1,806.0786IBy 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock gifted by the reporting person to a charitable donor-advised fund.
2. Represents the weighted average price of shares sold with actual prices ranging from $136.78 to $137.22. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
/s/ Jean Weng, Attorney-in-Fact04/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)