Goldman Sachs RSU resale notice

Goldman Sachs & Co. LLC submitted Form 144 notices disclosing proposed sales of Common Stock acquired as Restricted Stock Units.

Rhea-AI Filing Summary

Goldman Sachs & Co. LLC submitted Form 144 notices disclosing proposed sales of Common Stock acquired as Restricted Stock Units. The excerpt lists proposed amounts with grant/acquisition dates: 5,000 shares (02/15/2026), 7,344 shares (02/15/2025), 30 shares (05/30/2025), 64 shares (02/28/2025), and 66 shares (01/31/2025).

The filing identifies the seller as the Issuer and indicates these RSU‑derived shares are intended to be sold on the NYSE. No aggregate proceeds, sale method, or purchasers are stated in the provided excerpt.

Key Figures

Form type: Form 144 Shares listed — 02/15/2026: 5,000 shares Shares listed — 02/15/2025: 7,344 shares +3 more

6 metrics

Form type Form 144 Rule 144 notice of proposed sale

Shares listed — 02/15/2026 5,000 shares Acquired as compensation — Restricted Stock Units

Shares listed — 02/15/2025 7,344 shares Acquired as compensation — Restricted Stock Units

Shares listed — 05/30/2025 30 shares Acquired as compensation — Restricted Stock Units

Shares listed — 02/28/2025 64 shares Acquired as compensation — Restricted Stock Units

Shares listed — 01/31/2025 66 shares Acquired as compensation — Restricted Stock Units

Key Terms

Restricted Stock Units, Form 144, Issuer

3 terms

Restricted Stock Units financial

"Acquired as compensation -- Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Issuer | | | 5000 | 02/15/2026 | Compensation"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for BK / Goldman Sachs list?

It lists proposed sales of Common Stock acquired as Restricted Stock Units totaling multiple grants. The excerpt shows individual RSU lots: 5,000; 7,344; 30; 64; and 66 shares, each tied to specific acquisition dates in 2025–2026.

Who is identified as the seller in the Form 144 filing for BK?

The filing identifies the seller role as the Issuer. The excerpt lists Goldman Sachs & Co. LLC and marks the securities as acquired as compensation and to be sold by the issuer on the NYSE.

Which acquisition dates are shown for the RSUs in the BK excerpt?

Acquisition dates shown include 02/15/2026, 02/15/2025, 05/30/2025, 02/28/2025, and 01/31/2025. Each listed share lot is paired with one of these acquisition dates in the excerpt.

Does the excerpt state how the RSU shares will be sold or proceeds received?

No. The provided excerpt does not state sale methods, pricing, or how proceeds will be received. It only lists the RSU share lots, acquisition dates, and that the NYSE is the market shown in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/17/2026 - 05:15 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002129935
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	The Bank of New York Mellon Corporation
SEC File Number	001-35651
Address of Issuer	240 Greenwich Street New York NEW YORK 10286
Phone	1-212-495-1784
Name of Person for Whose Account the Securities are To Be Sold	Alejandro Perez
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	12504	1689290.4	686379000	04/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2026	Acquired as compensation -- Restricted Stock Units	Issuer			5000	02/15/2026	Compensation
Common	02/15/2025	Acquired as compensation -- Restricted Stock Units	Issuer			7344	02/15/2025	Compensation
Common	05/30/2025	Acquired as compensation -- Restricted Stock Units	Issuer			30	05/30/2025	Compensation
Common	02/28/2025	Acquired as compensation -- Restricted Stock Units	Issuer			64	02/28/2025	Compensation
Common	01/31/2025	Acquired as compensation -- Restricted Stock Units	Issuer			66	01/31/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	04/17/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of Alejandro Perez
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)