BNY Mellon (NYSE: BK) Sr. EVP Perez reports initial insider holdings
Rhea-AI Filing Summary
Bank of New York Mellon Corp executive Alejandro Perez filed an initial Form 3 reporting his beneficial ownership of company stock. As Sr. Executive Vice President, he reports direct ownership of 76,116.761 shares of common stock and indirect ownership of 1,806.0786 shares held through a 401(k) plan. This filing establishes his baseline holdings as an insider but does not report any purchase or sale transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Perez Alejandro
Role
Sr. Executive Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 76,116.761 shares (Direct);
Common Stock — 1,806.0786 shares (Indirect, By 401(k))
Key Figures
Direct common stock holdings: 76,116.761 shares
Indirect 401(k) holdings: 1,806.0786 shares
Transaction direction entries: 2 holding entries
3 metrics
Direct common stock holdings
76,116.761 shares
Beneficially owned directly as reported on Form 3
Indirect 401(k) holdings
1,806.0786 shares
Beneficially owned indirectly via 401(k) as reported on Form 3
Transaction direction entries
2 holding entries
Both entries classified as holdings with unknown direction
Key Terms
Form 3, beneficial ownership, indirect ownership, 401(k)
4 terms
Form 3 regulatory
"Alejandro Perez filed an initial Form 3 reporting his beneficial ownership"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership financial
"filed an initial Form 3 reporting his beneficial ownership of company stock"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
indirect ownership financial
"indirect ownership of 1,806.0786 shares held through a 401(k) plan"
401(k) financial
"1,806.0786 shares held indirectly through a 401(k) plan"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Alejandro Perez’s Form 3 filing for BK disclose?
The Form 3 discloses Alejandro Perez’s initial beneficial ownership in Bank of New York Mellon Corp. He reports 76,116.761 shares of common stock held directly and 1,806.0786 shares held indirectly through a 401(k) plan, with no transactions reported.
What indirect BK holdings does Alejandro Perez report on Form 3?
Perez reports 1,806.0786 shares of Bank of New York Mellon Corp common stock held indirectly through a 401(k) plan. These shares are separate from his direct holdings and reflect retirement-plan ownership associated with his employment at the company.
Does Alejandro Perez’s Form 3 show any recent BK stock purchases or sales?
The Form 3 does not show any recent purchases or sales of Bank of New York Mellon Corp stock. It only lists his existing direct and indirect holdings, which is typical for an initial beneficial ownership statement by a newly reportable insider.
What role does Alejandro Perez hold at Bank of New York Mellon Corp?
Alejandro Perez serves as a Senior Executive Vice President at Bank of New York Mellon Corp. As a senior officer, securities regulations require him to file a Form 3 to disclose his initial beneficial ownership of the company’s common stock to the market.