BNY Mellon executive reports insider share holdings

Bank of New York Mellon Corp executive Alejandro Perez filed an initial Form 3 reporting his beneficial ownership of company stock.

Rhea-AI Filing Summary

Bank of New York Mellon Corp executive Alejandro Perez filed an initial Form 3 reporting his beneficial ownership of company stock. As Sr. Executive Vice President, he reports direct ownership of 76,116.761 shares of common stock and indirect ownership of 1,806.0786 shares held through a 401(k) plan. This filing establishes his baseline holdings as an insider but does not report any purchase or sale transactions.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Perez Alejandro

Role Sr. Executive Vice President

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 76,116.761 shares (Direct); Common Stock — 1,806.0786 shares (Indirect, By 401(k))

Key Figures

Direct common stock holdings: 76,116.761 shares Indirect 401(k) holdings: 1,806.0786 shares Transaction direction entries: 2 holding entries

3 metrics

Direct common stock holdings 76,116.761 shares Beneficially owned directly as reported on Form 3

Indirect 401(k) holdings 1,806.0786 shares Beneficially owned indirectly via 401(k) as reported on Form 3

Transaction direction entries 2 holding entries Both entries classified as holdings with unknown direction

Key Terms

Form 3, beneficial ownership, indirect ownership, 401(k)

4 terms

Form 3 regulatory

"Alejandro Perez filed an initial Form 3 reporting his beneficial ownership"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"filed an initial Form 3 reporting his beneficial ownership of company stock"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

indirect ownership financial

"indirect ownership of 1,806.0786 shares held through a 401(k) plan"

401(k) financial

"1,806.0786 shares held indirectly through a 401(k) plan"

A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Alejandro Perez’s Form 3 filing for BK disclose?

The Form 3 discloses Alejandro Perez’s initial beneficial ownership in Bank of New York Mellon Corp. He reports 76,116.761 shares of common stock held directly and 1,806.0786 shares held indirectly through a 401(k) plan, with no transactions reported.

How many BK shares does Alejandro Perez directly own?

Alejandro Perez directly owns 76,116.761 shares of Bank of New York Mellon Corp common stock. This direct holding is reported as of the Form 3 filing date and serves as his baseline insider ownership position with the company going forward.

What indirect BK holdings does Alejandro Perez report on Form 3?

Perez reports 1,806.0786 shares of Bank of New York Mellon Corp common stock held indirectly through a 401(k) plan. These shares are separate from his direct holdings and reflect retirement-plan ownership associated with his employment at the company.

Does Alejandro Perez’s Form 3 show any recent BK stock purchases or sales?

The Form 3 does not show any recent purchases or sales of Bank of New York Mellon Corp stock. It only lists his existing direct and indirect holdings, which is typical for an initial beneficial ownership statement by a newly reportable insider.

What role does Alejandro Perez hold at Bank of New York Mellon Corp?

Alejandro Perez serves as a Senior Executive Vice President at Bank of New York Mellon Corp. As a senior officer, securities regulations require him to file a Form 3 to disclose his initial beneficial ownership of the company’s common stock to the market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/16/2026 - 04:50 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Perez Alejandro

(Last) (First) (Middle)

240 GREENWICH ST.

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/14/2026

3. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Sr. Executive Vice President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	76,116.761	D
Common Stock	1,806.0786	I	By 401(k)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Ex. 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-fact	04/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)