BNY Mellon director receives stock award

Robinson Elizabeth reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 04/03/2026 - 04:10 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Robinson Elizabeth reported acquisition or exercise transactions in this Form 4 filing.

Bank of New York Mellon Corp director Elizabeth Robinson received an equity-based award of 87.8320 phantom stock units valued at $120.9700 per unit. The award was granted under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors.

The phantom stock is payable at a specified future date in shares of Bank of New York Mellon common stock rather than being an open-market purchase. Following this grant, Robinson’s direct holdings reported in this filing total 5,320.2922 shares-related units.

Insider Trade Summary

Grant/Award: 87.832 shares

Grant/Award 1 txn

Insider Robinson Elizabeth

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	87.832	$120.97	$11K

Holdings After Transaction: Common Stock — 5,320.2922 shares (Direct)

Holdings Before and After: Common Stock, 5,232.4602 to 5,320.2922 shares (Direct)

Footnotes (1)

1. F1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Key Figures

Phantom stock units granted: 87.8320 units Grant value per unit: $120.9700 per unit Holdings after transaction: 5,320.2922 units

3 metrics

Phantom stock units granted 87.8320 units Equity award to director on April 1, 2026

Grant value per unit $120.9700 per unit Value of each phantom stock unit on grant

Holdings after transaction 5,320.2922 units Director’s direct holdings following the award

Key Terms

phantom stock, Deferred Compensation Plan for Directors, Grant, award, or other acquisition

3 terms

phantom stock financial

"Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors"

A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.

Deferred Compensation Plan for Directors financial

"acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors"

A deferred compensation plan for directors is an arrangement that lets board members postpone receiving part of their pay until a later date—often retirement or a set future time—so the money can grow or be paid under specified conditions. Think of it like directing a portion of your paycheck into a locked savings account that pays out later; investors care because it creates future cash or stock obligations, signals how the company motivates and retains leadership, and can affect shareholder value through timing of payouts or potential dilution.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did BK director Elizabeth Robinson report in this Form 4?

Elizabeth Robinson reported receiving 87.8320 phantom stock units as an equity award. The units are linked to Bank of New York Mellon common stock and were valued at $120.9700 each, increasing her reported holdings to 5,320.2922 units.

Was the BK Form 4 transaction a stock purchase or a grant?

The Form 4 shows a grant, not a market purchase. Code A indicates a grant or award acquisition of 87.8320 phantom stock units, issued under a deferred compensation plan for directors rather than through open-market buying.

What is the value of the phantom stock units granted to the BK director?

Each phantom stock unit was valued at $120.9700 on the grant date. With 87.8320 units awarded, the Form 4 reflects compensation tied to Bank of New York Mellon stock, payable in shares at a future specified date.

How many BK-related units does Elizabeth Robinson hold after this award?

After the reported award, Elizabeth Robinson holds 5,320.2922 shares-related units. This total reflects her direct position reported in the Form 4, including the newly granted 87.8320 phantom stock units from the deferred compensation plan.

What plan governs the BK phantom stock reported in this Form 4?

The phantom stock was acquired under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors. Under this plan, directors can elect to receive compensation as phantom stock payable later in shares of the company’s common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Robinson Elizabeth

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		A		87.832(1)	A	$120.97	5,320.2922	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

	/s/ Jean Weng, Attorney-in-Fact	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)