BNY Mellon director granted 1,592 deferred units

Bank of New York Mellon Corp director Alfred W. Zollar received a grant of 1,592 Deferred Stock Units tied to common stock.

Rhea-AI Filing Summary

Bank of New York Mellon Corp director Alfred W. Zollar received a grant of 1,592 Deferred Stock Units tied to common stock. These units convert 1-for-1 into common shares.

The deferred stock units vest on the earlier of the company’s 2027 annual shareholder meeting or one year from the grant date. After vesting, they are paid in common stock in a lump sum or annual installments starting 30 days after Zollar’s service as a director ends. The units also earn dividend equivalents that are reinvested into additional deferred stock units. Following this grant, Zollar directly holds 31,473.32 deferred stock units.

Insider Trade Summary

Grant/Award: 1,592 shares

Grant/Award 1 txn

Insider ZOLLAR ALFRED W

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Deferred Stock Units	1,592	$0.00	$0.00

Holdings After Transaction: Deferred Stock Units — 31,473.32 contracts (Direct)

Footnotes (3)

1. F1. 1-for-1.
2. F2. The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.
3. F3. N/A.

Key Figures

Deferred Stock Units granted: 1,592 units Units following transaction: 31,473.32 units Conversion ratio: 1-for-1 +2 more

5 metrics

Deferred Stock Units granted 1,592 units Grant on 2026-04-17 to director Alfred W. Zollar

Units following transaction 31,473.32 units Total Deferred Stock Units directly held after grant

Conversion ratio 1-for-1 Each Deferred Stock Unit into one share of common stock

Vesting trigger 2027 meeting / 1 year Earlier of 2027 Annual Meeting or one year from grant

Payout start 30th day post-termination Payments in stock begin after director service ends

Key Terms

Deferred Stock Units, dividend equivalents, Annual Meeting of Shareholders, grant, award, or other acquisition

4 terms

Deferred Stock Units financial

"security_title: "Deferred Stock Units""

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

dividend equivalents financial

"Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units."

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Annual Meeting of Shareholders financial

"the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date."

A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.

grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Bank of New York Mellon (BK) director Alfred W. Zollar receive in this Form 4?

Alfred W. Zollar received a grant of 1,592 Deferred Stock Units linked to Bank of New York Mellon common stock. These units are compensation, convert 1-for-1 into shares, and increase his directly held deferred stock units to 31,473.32 after the transaction.

When do Alfred W. Zollar’s 1,592 Deferred Stock Units at BK vest?

The 1,592 Deferred Stock Units vest on the earlier of Bank of New York Mellon’s 2027 Annual Meeting of Shareholders or one year from the grant date. This dual condition sets a clear maximum vesting timeline while allowing earlier vesting if the shareholder meeting occurs first.

How are the vested Deferred Stock Units for BK’s Alfred W. Zollar paid out?

Vested Deferred Stock Units are payable in Bank of New York Mellon common stock, either in a lump sum or annual installments. Payments begin on the 30th day after Zollar’s termination of service as a director, following his prior election of payout structure if applicable.

What is the conversion ratio for Alfred W. Zollar’s Deferred Stock Units at BK?

Each Deferred Stock Unit converts into Bank of New York Mellon common stock on a 1-for-1 basis. This means the 1,592 units granted represent rights to receive 1,592 shares of common stock, subject to vesting and the timing rules described in the compensation plan.

Do Alfred W. Zollar’s Deferred Stock Units at BK earn dividends?

Yes, the Deferred Stock Units receive dividend equivalents that are reinvested into additional Deferred Stock Units. Instead of cash, any dividends on the underlying common stock increase the number of units, compounding the director’s deferred equity-based compensation over time.

How many Deferred Stock Units does Alfred W. Zollar hold after this BK grant?

After the grant of 1,592 Deferred Stock Units, Alfred W. Zollar directly holds 31,473.32 Deferred Stock Units. This figure reflects his total direct position in these equity-based awards as reported following the April 17, 2026 grant transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/21/2026 - 04:20 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ZOLLAR ALFRED W

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Stock Units	(1)	04/17/2026		A		1,592		(2)	(2)	Common Stock	1,592	(3)	31,473.32	D

Explanation of Responses:

1. 1-for-1.

2. The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.

3. N/A.

	/s/ Jean Weng, Attorney-in-Fact	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)