BNY Mellon director granted 1,592 deferred units

Bank of New York Mellon Corp director Jeffrey A. Goldstein received a grant of 1,592 Deferred Stock Units.

Rhea-AI Filing Summary

Bank of New York Mellon Corp director Jeffrey A. Goldstein received a grant of 1,592 Deferred Stock Units. These units convert 1-for-1 into common stock and increase his deferred stock holdings to 51,090.988 units.

The deferred units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date. Once vested, they are settled in common shares after his service as a director ends, either in a lump sum or annual installments. The units also earn dividend equivalents that are reinvested into additional deferred stock units.

Insider Trade Summary

Grant/Award: 1,592 shares

Grant/Award 1 txn

Insider Goldstein Jeffrey A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Deferred Stock Units	1,592	$0.00	$0.00

Holdings After Transaction: Deferred Stock Units — 51,090.988 contracts (Direct)

Footnotes (3)

1. F1. 1-for-1.
2. F2. The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.
3. F3. N/A.

Key Figures

Deferred stock units granted: 1,592 units Deferred units after transaction: 51,090.988 units Conversion ratio: 1-for-1 +2 more

5 metrics

Deferred stock units granted 1,592 units Grant to director on 2026-04-17

Deferred units after transaction 51,090.988 units Total deferred stock units held following grant

Conversion ratio 1-for-1 Each deferred stock unit payable in one share of common stock

Vesting trigger 2027 Annual Meeting or 1 year Vests earlier of 2027 Annual Meeting or one year from grant date

Dividend equivalents Reinvested in units Dividend equivalents are reinvested into additional deferred stock units

Key Terms

Deferred Stock Units, dividend equivalents, Annual Meeting of Shareholders, vest

4 terms

Deferred Stock Units financial

"security_title: "Deferred Stock Units""

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

dividend equivalents financial

"Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units."

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Annual Meeting of Shareholders financial

"The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date."

A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.

vest financial

"The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Jeffrey A. Goldstein report in this Form 4 for BK?

Jeffrey A. Goldstein reported receiving a grant of 1,592 Deferred Stock Units tied to Bank of New York Mellon Corp (BK). These units are a form of stock-based director compensation that will convert into common shares at a future settlement date.

How many deferred stock units does the BK director hold after this grant?

After this grant, the director holds a total of 51,090.988 Deferred Stock Units. This figure reflects his accumulated deferred equity compensation in Bank of New York Mellon Corp (BK), which will ultimately be payable in shares of common stock.

When do the new BK deferred stock units granted to the director vest?

The newly granted deferred stock units vest on the earlier of the 2027 Annual Meeting of Shareholders or one year from the grant date. This schedule defines when the director’s right to receive the underlying BK common shares becomes fully earned.

How are the BK deferred stock units settled once the director leaves the board?

Once the director’s service ends, vested deferred stock units are paid in shares of common stock. Payment begins on the 30th day after termination and may be made in a single lump sum or annual installments, depending on the director’s prior election.

Do the BK deferred stock units earn dividends for the director?

Yes. The deferred stock units pay dividend equivalents that are automatically reinvested into additional deferred stock units. This means the director’s BK deferred holdings grow over time as dividends on the underlying common stock are credited.

What is the conversion ratio of the BK deferred stock units into common stock?

Each deferred stock unit converts into one share of BK common stock on settlement, based on a disclosed 1-for-1 ratio. This direct linkage makes the value of the director’s deferred units track the performance of Bank of New York Mellon Corp shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/21/2026 - 04:32 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldstein Jeffrey A

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Stock Units	(1)	04/17/2026		A		1,592		(2)	(2)	Common Stock	1,592	(3)	51,090.988	D

Explanation of Responses:

1. 1-for-1.

2. The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.

3. N/A.

	/s/ Jean Weng, Attorney-in-Fact	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)