BK director granted 1,592 deferred stock units

Echevarria Joseph reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Echevarria Joseph reported acquisition or exercise transactions in this Form 4 filing.

Bank of New York Mellon Corp director Joseph Echevarria received 1,592 Deferred Stock Units as a grant. These units were awarded at a price of $0.00 per unit and are convertible on a 1-for-1 basis into shares of common stock.

The deferred stock units vest on the earlier of the company’s 2027 annual shareholder meeting or one year from the grant date. After his service as a director ends, the vested units are paid out in common stock either in a lump sum or in annual installments. The units also earn dividend equivalents that are reinvested in additional deferred stock units. Following this award, Echevarria directly holds 45,948.005 deferred stock units.

Insider Trade Summary

Grant/Award: 1,592 shares

Grant/Award 1 txn

Insider Echevarria Joseph

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Deferred Stock Units	1,592	$0.00	$0.00

Holdings After Transaction: Deferred Stock Units — 45,948.005 contracts (Direct)

Footnotes (3)

1. F1. 1-for-1.
2. F2. The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.
3. F3. N/A.

Key Figures

Deferred Stock Units granted: 1,592 units Units following transaction: 45,948.005 units Grant price per unit: $0.00 per unit +2 more

5 metrics

Deferred Stock Units granted 1,592 units Grant to director Joseph Echevarria on April 17, 2026

Units following transaction 45,948.005 units Total Deferred Stock Units directly held after grant

Grant price per unit $0.00 per unit Equity award with no cash paid by the director

Conversion ratio 1-for-1 Each Deferred Stock Unit is payable in one share of common stock

Vesting reference point 2027 Annual Meeting / one year Vests at earlier of 2027 shareholder meeting or one year from grant

Key Terms

Deferred Stock Units, dividend equivalents, Annual Meeting of Shareholders, termination of service as a director

4 terms

Deferred Stock Units financial

"security_title: "Deferred Stock Units""

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

dividend equivalents financial

"Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units."

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Annual Meeting of Shareholders regulatory

"on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date."

A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.

termination of service as a director financial

"beginning the 30th day following the grantee's termination of service as a director of the Corporation."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Bank of New York Mellon (BK) report for Joseph Echevarria?

Bank of New York Mellon reported that director Joseph Echevarria received a grant of 1,592 Deferred Stock Units. These units convert 1-for-1 into common stock and represent equity-based compensation rather than an open-market share purchase or sale.

When do Joseph Echevarria’s new BK Deferred Stock Units vest?

The 1,592 Deferred Stock Units vest on the earlier of Bank of New York Mellon’s 2027 Annual Meeting of Shareholders or one year from the grant date. This creates a defined vesting horizon tied to both time and the company’s future shareholder meeting.

How are Joseph Echevarria’s BK Deferred Stock Units paid out after vesting?

Once vested, the Deferred Stock Units are settled in shares of Bank of New York Mellon common stock. Payment occurs after Echevarria’s termination of service as director, either in a lump sum or in annual installments, beginning 30 days after service ends.

Do Joseph Echevarria’s BK Deferred Stock Units receive dividends?

Yes. The Deferred Stock Units accrue dividend equivalents that are reinvested into additional Deferred Stock Units. This means any dividends on the underlying common stock effectively increase Echevarria’s deferred unit balance over time instead of being paid out in cash.

How many BK Deferred Stock Units does Joseph Echevarria hold after this grant?

After receiving 1,592 additional Deferred Stock Units, Joseph Echevarria directly holds a total of 45,948.005 deferred units. Each unit is ultimately payable in an equivalent share of Bank of New York Mellon common stock, subject to vesting and payout conditions.

Was cash involved in Joseph Echevarria’s latest BK Form 4 transaction?

No cash changed hands in this transaction. The Form 4 shows a grant of 1,592 Deferred Stock Units at a price of $0.00 per unit, reflecting an equity-based award rather than a purchase of Bank of New York Mellon shares in the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/21/2026 - 04:36 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Echevarria Joseph

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Stock Units	(1)	04/17/2026		A		1,592		(2)	(2)	Common Stock	1,592	(3)	45,948.005	D

Explanation of Responses:

1. 1-for-1.

2. The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.

3. N/A.

	/s/ Jean Weng, Attorney-in-Fact	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)