STOCK TITAN

BNY Mellon (BK) legal chief sells 30,000 common shares

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Bank of New York Mellon Corp executive J. Kevin McCarthy sold 30,000 shares of Common Stock in an open-market transaction. The shares were sold on April 17, 2026 at a weighted average price of $136.4973, with individual trade prices ranging from $135.98 to $136.7989.

After these sales, McCarthy directly held 50,237.607 shares of Bank of New York Mellon Corp Common Stock. The footnote explains that detailed price breakdowns within the stated range are available upon request from the company, the SEC staff, or any security holder.

Positive

  • None.

Negative

  • None.
Insider McCarthy J Kevin
Role SEVP & General Counsel
Sold 30,000 shs ($4.09M)
Type Security Shares Price Value
Sale Common Stock 30,000 $136.4973 $4.09M
Holdings After Transaction: Common Stock — 50,237.607 shares (Direct)
Footnotes (1)
  1. F1. Represents the weighted average price of shares sold with actual prices ranging from $135.98 to $136.7989. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
Shares sold 30,000 shares Open-market sale of Common Stock on April 17, 2026
Weighted average sale price $136.4973 per share Common Stock sale on April 17, 2026
Post-transaction holdings 50,237.607 shares Common Stock directly owned after the sale
Sale price range low $135.98 per share Lowest individual trade price within reported range
Sale price range high $136.7989 per share Highest individual trade price within reported range
open-market sale financial
"transaction_action is described as an open-market sale of Common Stock"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
weighted average price financial
"Represents the weighted average price of shares sold with actual prices ranging"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Common Stock financial
"security_title indicates the transaction involved Common Stock of the issuer"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4) describes this insider transaction report"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did BK executive J. Kevin McCarthy report?

J. Kevin McCarthy reported an open-market sale of 30,000 shares of Bank of New York Mellon Corp Common Stock. The transaction took place on April 17, 2026, and was disclosed on a Form 4 insider trading report filed with regulators.

At what price did BK insider J. Kevin McCarthy sell his shares?

McCarthy sold 30,000 shares at a weighted average price of $136.4973 per share. Individual trades occurred within a price range from $135.98 to $136.7989, according to the filing’s footnote detailing the sale pricing.

How many BK shares does J. Kevin McCarthy hold after the reported sale?

Following the reported sale, McCarthy directly holds 50,237.607 shares of Bank of New York Mellon Corp Common Stock. This post-transaction balance reflects his remaining direct ownership position as disclosed in the Form 4 filing.

What role does J. Kevin McCarthy hold at Bank of New York Mellon Corp?

McCarthy serves as Senior Executive Vice President and General Counsel of Bank of New York Mellon Corp. His status as an officer requires public reporting of trades in the company’s stock through Form 4 insider transaction filings.

How were the sale prices for BK shares by McCarthy structured?

The filing states the 30,000 shares were sold at a weighted average price, with actual trade prices ranging from $135.98 to $136.7989. The reporting person offers to provide exact share counts at each price level upon request to interested parties.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McCarthy J Kevin

(Last)(First)(Middle)
240 GREENWICH STREET

(Street)
NEW YORK NEW YORK 10286

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SEVP & General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/17/2026S30,000D$136.4973(1)50,237.607D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the weighted average price of shares sold with actual prices ranging from $135.98 to $136.7989. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
/s/ Jean Weng, Attorney-in-Fact04/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)