BNY Mellon director granted 1,592 deferred units

Lowrey Charles F reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Lowrey Charles F reported acquisition or exercise transactions in this Form 4 filing.

Bank of New York Mellon Corp director Charles F. Lowrey received a grant of 1,592 deferred stock units tied to common shares. These units were awarded at a price of $0.00 as part of director compensation and are convertible into an equal number of common shares on a 1-for-1 basis.

The deferred stock units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date, and are paid in common stock after Lowrey’s service as a director ends, either in a lump sum or elected annual installments. The units also accrue dividend equivalents that are reinvested into additional deferred stock units.

Insider Trade Summary

Grant/Award: 1,592 shares

Grant/Award 1 txn

Insider Lowrey Charles F

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Deferred Stock Units	1,592	$0.00	$0.00

Holdings After Transaction: Deferred Stock Units — 1,592 contracts (Direct)

Footnotes (3)

1. F1. 1-for-1.
2. F2. The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.
3. F3. N/A.

Key Figures

Deferred stock units granted: 1,592 units Grant price per unit: $0.00 per unit Conversion ratio: 1-for-1

3 metrics

Deferred stock units granted 1,592 units Grant of deferred stock units to director on April 17, 2026

Grant price per unit $0.00 per unit Compensation award, not an open-market purchase

Conversion ratio 1-for-1 Each deferred stock unit convertible into one share of common stock

Key Terms

Deferred Stock Units, dividend equivalents, Annual Meeting of Shareholders

3 terms

Deferred Stock Units financial

"security_title: "Deferred Stock Units" and underlying security is Common Stock"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

dividend equivalents financial

"Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units."

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Annual Meeting of Shareholders financial

"vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date."

A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did the Bank of New York Mellon (BK) Form 4 report for Charles F. Lowrey?

The Form 4 reports that director Charles F. Lowrey received 1,592 deferred stock units from Bank of New York Mellon. These units are part of director compensation, convert 1-for-1 into common stock, and vest based on service through the 2027 Annual Meeting or one year from grant.

How many deferred stock units did Charles F. Lowrey receive from BK?

Charles F. Lowrey received 1,592 deferred stock units from Bank of New York Mellon. Each unit is linked 1-for-1 to a share of common stock, vesting on the earlier of the 2027 Annual Meeting of Shareholders or one year after the grant date, subject to his continued board service.

When do Charles F. Lowrey’s BK deferred stock units vest and pay out?

The deferred stock units vest on the earlier of Bank of New York Mellon’s 2027 Annual Meeting of Shareholders or one year from the grant date. Once Lowrey’s service as a director ends, vested units are paid in common stock either in a lump sum or in elected annual installments.

How are dividend equivalents handled on BK deferred stock units granted to Charles F. Lowrey?

Dividend equivalents on Lowrey’s deferred stock units are credited and reinvested into additional deferred stock units. This means any dividends that would be paid on the underlying common stock are mirrored as extra units, increasing his deferred stock unit balance over time while the award remains outstanding.

Are Charles F. Lowrey’s BK deferred stock units a cash purchase or a compensation award?

The deferred stock units are a compensation award, not a cash purchase. They were granted at a transaction price of $0.00 per unit, reflecting a grant or award acquisition for director service rather than an open-market buy, and will be settled later in shares of common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/21/2026 - 04:30 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lowrey Charles F

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Stock Units	(1)	04/17/2026		A		1,592		(2)	(2)	Common Stock	1,592	(3)	1,592	D

Explanation of Responses:

1. 1-for-1.

2. The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.

3. N/A.

	/s/ Jean Weng, Attorney-in-Fact	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)