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Director Gowrappan at BNY Mellon (NYSE: BK) granted 1,592 units

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gowrappan Kumara Guru reported acquisition or exercise transactions in this Form 4 filing.

Bank of New York Mellon Corp director Kumara Guru Gowrappan received a grant of 1,592 deferred stock units tied 1-for-1 to common stock. These units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from grant and pay dividend equivalents that are reinvested. Vested units are settled in common shares after the director’s service ends, increasing deferred holdings to 21,726.015 units held directly.

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Insider Gowrappan Kumara Guru
Role Director
Type Security Shares Price Value
Grant/Award Deferred Stock Units 1,592 $0.00 $0.00
Holdings After Transaction: Deferred Stock Units — 21,726.015 shares (Direct)
Footnotes (3)
  1. F1. 1-for-1.
  2. F2. The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.
  3. F3. N/A.
Deferred stock units granted 1,592 units Grant of deferred stock units to director on April 17, 2026
Deferred units after grant 21,726.015 units Total deferred stock units held directly following the transaction
Conversion ratio 1-for-1 Each deferred stock unit is payable in one share of common stock
Deferred Stock Units financial
"The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
dividend equivalents financial
"Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
Annual Meeting of Shareholders financial
"on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date"
A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did BK director Kumara Guru Gowrappan report?

Kumara Guru Gowrappan reported receiving 1,592 deferred stock units as a compensatory award. These units are linked 1-for-1 to Bank of New York Mellon common stock and increase his total deferred holdings to 21,726.015 units following the grant.

How many deferred stock units were granted to the BK director?

The director was granted 1,592 deferred stock units. Each unit corresponds 1-for-1 to a share of Bank of New York Mellon common stock, providing equity-based compensation that settles in shares after his service as a director ends, subject to vesting conditions.

When do the new deferred stock units for BK’s director vest?

The deferred stock units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date. After vesting, the units are payable in common shares once the director’s board service terminates, either in a lump sum or installments.

How are Bank of New York Mellon deferred stock units settled for the director?

Vested deferred stock units are settled in Bank of New York Mellon common stock after the director’s service ends. The director may receive the shares in a lump sum or in annual installments, starting 30 days after service termination, according to his prior election.

Do the BK director’s deferred stock units receive dividend equivalents?

Yes. The deferred stock units credited to the director receive dividend equivalents. These dividend equivalents are not paid in cash but are reinvested into additional deferred stock units, increasing the director’s total deferred unit balance over time alongside regular dividends.

What is the director’s total deferred stock unit holding at BK after this grant?

After receiving the 1,592-unit grant, the director’s total deferred stock unit holdings are 21,726.015 units. This figure reflects his direct ownership of equity-based awards that are ultimately payable in Bank of New York Mellon common stock once vesting and settlement conditions are satisfied.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gowrappan Kumara Guru

(Last)(First)(Middle)
240 GREENWICH STREET

(Street)
NEW YORK NEW YORK 10286

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Stock Units(1)04/17/2026A1,592 (2) (2)Common Stock1,592(3)21,726.015D
Explanation of Responses:
1. 1-for-1.
2. The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.
3. N/A.
/s/ Jean Weng, Attorney-in-Fact04/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)