Bank of New York Mellon (BK) EVP Hobbs sells 297 shares, keeps 15,206

Rhea-AI Filing Summary

Senior Executive VP Shannon Marie Hobbs of Bank of New York Mellon Corp reported an open-market sale of common stock. On April 17, 2026, she sold 297 shares at a weighted average price of $137.0531 per share, with individual sale prices ranging from $137.04 to $137.08. After this sale, she held 15,206 shares of common stock directly and 70.9054 shares indirectly through a 401(k) plan.

Insights

Insider trading and governance analyst

Small open-market sale; routine relative to remaining holdings.

Shannon Marie Hobbs, Senior Executive VP at Bank of New York Mellon Corp, executed an open-market sale of 297 common shares at a weighted average price of $137.0531 on April 17, 2026. The trades occurred within a narrow price band of $137.04 to $137.08.

Following the transaction, she directly owned 15,206 shares and held an additional 70.9054 shares indirectly via a 401(k). Relative to her direct position, the 297-share sale is a small fraction, suggesting a routine liquidity event rather than a substantial reduction in exposure.

The filing notes that full pricing details by trade are available on request, which is standard for transactions executed in multiple lots at slightly different prices. There are no derivative positions reported in this filing, so the visible equity exposure is concentrated in common stock holdings after the sale.

Insider Trade Summary

Net Seller: 297 shares

Net Sell 2 txns

Insider Hobbs Shannon Marie

Role Senior Executive VP

Sold 297 shs ($41K)

Type	Security	Shares	Price	Value
Sale	Common Stock	297	$137.0531	$41K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 15,206 shares (Direct); Common Stock — 70.9054 shares (Indirect, By 401(k))

Footnotes (1)

1. F1. Represents the weighted average price of shares sold with actual prices ranging from $137.04 to $137.08. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Key Figures

Shares sold: 297 shares Weighted average sale price: $137.0531 per share Direct holdings after sale: 15,206 shares +2 more

5 metrics

Shares sold 297 shares Open-market sale of common stock on April 17, 2026

Weighted average sale price $137.0531 per share Common stock sale, prices ranged $137.04–$137.08

Direct holdings after sale 15,206 shares Common stock directly owned following transaction

Indirect 401(k) holdings 70.9054 shares Common stock held indirectly via 401(k) plan

Net shares sold 297 shares Net-sell direction per transaction summary

Key Terms

open-market sale, weighted average price, 401(k), Form 4

4 terms

open-market sale financial

"classified as an open-market sale of common stock, coded as “S.”"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

weighted average price financial

"Represents the weighted average price of shares sold with actual prices ranging"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

401(k) financial

"indirectly through a 401(k) plan, according to the Form 4"

A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

Form 4 regulatory

"What insider transaction did BK executive Shannon Hobbs report on this Form 4?"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 04/21/2026 - 04:41 PM Learn about SEC filing dates

FAQ

What insider transaction did BK executive Shannon Hobbs report on this Form 4?

Shannon Marie Hobbs reported selling 297 shares of Bank of New York Mellon common stock in an open-market transaction. The weighted average sale price was $137.0531 per share, with individual trade prices ranging from $137.04 to $137.08 on April 17, 2026.

At what price did Shannon Hobbs sell Bank of New York Mellon (BK) shares?

She sold 297 BK common shares at a weighted average price of $137.0531 per share. The filing explains that individual trades occurred between $137.04 and $137.08, and full breakdowns by price level are available to the issuer, the SEC, or shareholders on request.

How many Bank of New York Mellon (BK) shares does Shannon Hobbs hold after the reported sale?

After the sale, Shannon Hobbs directly held 15,206 shares of BK common stock. She also indirectly held 70.9054 shares through a 401(k) plan, according to the Form 4, showing that the 297-share sale represents a relatively small portion of her overall holdings.

Was the Shannon Hobbs BK stock transaction an open-market sale?

Yes. The Form 4 classifies the transaction as an open-market sale of common stock, coded as “S.” This indicates shares were sold into the market rather than transferred as a gift, for tax withholding, or through an internal restructuring between entities or accounts.

Does the BK Form 4 for Shannon Hobbs show any option exercises or derivative transactions?

No. The filing’s derivative transaction section is empty, and the transaction summary shows zero derivative exercises. The only reported activity is the sale of 297 common shares, so her disclosed equity exposure here consists of direct and 401(k) common stock holdings.

How significant is Shannon Hobbs’ 297-share sale relative to her BK ownership?

The sale is small relative to her remaining 15,206 directly held shares. Selling 297 shares reduces her direct stake only modestly, while she still retains additional indirect ownership through a 401(k) plan, indicating a routine-sized transaction rather than a major position change.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hobbs Shannon Marie

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Executive VP

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/17/2026		S		297	D	$137.0531(1)	15,206	D
Common Stock								70.9054	I	By 401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the weighted average price of shares sold with actual prices ranging from $137.04 to $137.08. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

	/s/ Jean Weng, Attorney-in-Fact	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)