STOCK TITAN

BNY Mellon (BK) director granted 744 phantom stock units under deferred plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bank of New York Mellon Corp director Joseph Echevarria received an equity-based award under the company’s deferred compensation plan. He acquired 743.986 phantom stock units on common stock, valued at $120.97 per share, bringing his directly held balance to 65,799.4835 shares-equivalent after the transaction.

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Insider Echevarria Joseph
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 743.986 $120.97 $90K
Holdings After Transaction: Common Stock — 65,799.4835 shares (Direct)
Footnotes (1)
  1. F1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.
Phantom stock units granted 743.986 units Grant/award acquisition on common stock
Grant reference price $120.97 per unit Value per phantom stock unit
Holdings after transaction 65,799.4835 shares-equivalent Direct ownership following award
Phantom stock financial
"Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
Deferred Compensation Plan for Directors financial
"pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date"
A deferred compensation plan for directors is an arrangement that lets board members postpone receiving part of their pay until a later date—often retirement or a set future time—so the money can grow or be paid under specified conditions. Think of it like directing a portion of your paycheck into a locked savings account that pays out later; investors care because it creates future cash or stock obligations, signals how the company motivates and retains leadership, and can affect shareholder value through timing of payouts or potential dilution.
grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"

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FAQ

What insider transaction did BK director Joseph Echevarria report?

Director Joseph Echevarria reported receiving 743.986 phantom stock units tied to Bank of New York Mellon common stock. The units were granted as an equity-based award under the company’s Deferred Compensation Plan for Directors at a reference value of $120.97 per share.

Was the BK Form 4 transaction an open-market stock purchase or sale?

The Form 4 shows an acquisition coded as a grant or award, not an open-market trade. Echevarria received phantom stock units under a deferred compensation plan, meaning this is compensation-related rather than a discretionary buy or sell in the market.

How many BK shares does Joseph Echevarria hold after this award?

After the phantom stock award, Joseph Echevarria is reported as holding 65,799.4835 shares-equivalent of Bank of New York Mellon common stock directly. This figure includes the newly acquired 743.986 phantom stock units recorded in the Form 4 filing.

What is phantom stock in the context of BK’s director compensation?

Phantom stock represents a bookkeeping entry that tracks the value of Bank of New York Mellon common shares without immediate share delivery. Under the Deferred Compensation Plan for Directors, these units are payable at a specified future date in actual company common stock.

At what price was the BK phantom stock award to Echevarria valued?

The phantom stock award to Joseph Echevarria was valued at $120.97 per unit. The grant covered 743.986 units, creating a deferred equity-based compensation position that will ultimately be settled in Bank of New York Mellon common stock at a specified future date.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Echevarria Joseph

(Last)(First)(Middle)
240 GREENWICH STREET

(Street)
NEW YORK NEW YORK 10286

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026A743.986(1)A$120.9765,799.4835D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.
/s/ Jean Weng, Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)