BNY Mellon (NYSE: BK) director granted phantom stock-linked shares

Rhea-AI Filing Summary

Bank of New York Mellon Corp director Ralph Izzo received a compensation-related stock award rather than buying shares on the market. He acquired 227.329 shares of common stock on April 1, 2026, valued at $120.97 per share, under a deferred compensation plan for directors.

Following this grant, Izzo directly holds a total of 16,065.0221 common shares. The footnote explains that this award represents phantom stock credited under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, which is payable in common shares at a specified future date.

Insights

Equity compensation analyst

Director received a small, routine deferred stock award, not an open-market share purchase.

Director Ralph Izzo was granted 227.329 shares of Bank of New York Mellon Corp common stock at $120.97 per share, tied to phantom stock under a deferred compensation plan for directors. This is a standard form of equity-based board compensation.

The transaction increases his direct holdings to 16,065.0221 shares, a modest change in position. Because this is a grant/award rather than a discretionary market trade, it carries limited signaling value about his view of the stock and is best seen as routine governance-related compensation.

Insider Trade Summary

Net Buyer: 227.329 shares

Net Buy 1 txn

Insider IZZO RALPH

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	227.329	$120.97	$27K

Holdings After Transaction: Common Stock — 16,065.0221 shares (Direct)

Footnotes (1)

1. F1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Key Figures

Shares granted: 227.329 shares Grant valuation price: $120.97 per share Total holdings after transaction: 16,065.0221 shares

3 metrics

Shares granted 227.329 shares Director equity award on April 1, 2026

Grant valuation price $120.97 per share Recorded price for the April 1, 2026 award

Total holdings after transaction 16,065.0221 shares Director Ralph Izzo’s direct common stock holdings post-award

Key Terms

phantom stock, Deferred Compensation Plan for Directors, common stock

3 terms

phantom stock financial

"Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors"

A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.

Deferred Compensation Plan for Directors financial

"under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date"

A deferred compensation plan for directors is an arrangement that lets board members postpone receiving part of their pay until a later date—often retirement or a set future time—so the money can grow or be paid under specified conditions. Think of it like directing a portion of your paycheck into a locked savings account that pays out later; investors care because it creates future cash or stock obligations, signals how the company motivates and retains leadership, and can affect shareholder value through timing of payouts or potential dilution.

common stock financial

"payable at a specified date in shares of The Bank of New York Mellon Corporation common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 04/03/2026 - 04:08 PM Learn about SEC filing dates

FAQ

What did Bank of New York Mellon (BK) director Ralph Izzo report in this Form 4?

Ralph Izzo reported receiving 227.329 shares of Bank of New York Mellon common stock as a compensation-related award. The shares are linked to phantom stock under a deferred compensation plan for directors and are payable in common stock at a specified future date.

Was Ralph Izzo’s Bank of New York Mellon (BK) transaction a market purchase or a grant?

The transaction was a grant, not an open-market purchase. Izzo acquired 227.329 shares as a board compensation award tied to phantom stock under a deferred compensation plan, rather than buying shares directly in the market.

How many Bank of New York Mellon (BK) shares does Ralph Izzo hold after this award?

After the reported grant, Ralph Izzo directly holds 16,065.0221 shares of Bank of New York Mellon common stock. This total reflects the addition of 227.329 shares credited through the deferred compensation-related phantom stock award.

What is the price associated with Ralph Izzo’s Bank of New York Mellon (BK) stock award?

The award is recorded at $120.97 per share for 227.329 shares of Bank of New York Mellon common stock. This figure reflects the price used to value the grant, which is tied to phantom stock under the directors’ deferred compensation plan.

What does phantom stock mean in the Bank of New York Mellon (BK) director plan?

Phantom stock in the Bank of New York Mellon directors’ deferred compensation plan represents units that track the value of common shares. These units are credited under prior elections and are payable in actual common stock at a specified future date.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

IZZO RALPH

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		A		227.329(1)	A	$120.97	16,065.0221	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

	/s/ Jean Weng, Attorney-in-Fact	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)